DFX Intelligence
Advisor moves
Departures from Fidelity Personal And Workplace Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Casey Hays | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 3, 2024 | Jul 24, 2024 |
| Abram Shain Watson | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 3, 2024 | Oct 1, 2024 (90 d) |
| Stephanie Sears | Fidelity Personal And Workplace Advisors BD affiliated | Cary Street Partners BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2024 | Mar 21, 2025 (263 d) |
| Dennis D Davis II | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 1, 2024 | Jan 2, 2025 (185 d) |
| Andres Eduardo Martinez | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2024 | Jul 24, 2024 |
| Jack Patrick Spooner | Fidelity Personal And Workplace Advisors BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2024 | Jul 11, 2024 |
| Zachary Roberts | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2024 | Jul 23, 2024 |
| Tyler Franks | Fidelity Personal And Workplace Advisors BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jun 28, 2024 | Feb 10, 2025 (227 d) |
| Parker Mecham | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 28, 2024 | Jul 18, 2024 |
| Jason Weis | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 27, 2024 | Aug 28, 2024 (62 d) |
| Huckleberry Gibson | Fidelity Personal And Workplace Advisors BD affiliated | Alphacore Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2024 | Jun 27, 2024 |
| Michael Lloyd Del Carlo | Fidelity Personal And Workplace Advisors BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2024 | Oct 18, 2024 (114 d) |
| Daniel Robert Marlborough | Fidelity Personal And Workplace Advisors BD affiliated | Independent Financial Partners BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2024 | Jan 1, 2025 (189 d) |
| Brent Todd Bascom | Fidelity Personal And Workplace Advisors BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2024 | Jul 17, 2024 |
| Dylan Plaster | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 26, 2024 | Jul 1, 2024 |
| Hayden Bryce Lewis | Fidelity Personal And Workplace Advisors BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2024 | Jul 8, 2024 |
| Robert Allan Riegen | Fidelity Personal And Workplace Advisors BD affiliated | Roffman Miller Associates Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2024 | Sep 20, 2024 (88 d) |
| Ashley M Tran | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 24, 2024 | Oct 7, 2024 (105 d) |
| Aamina Nadeem Siddiqui | Fidelity Personal And Workplace Advisors BD affiliated | 1776 Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2024 | Jun 20, 2024 |
| Justin David Meservier | Fidelity Personal And Workplace Advisors BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2024 | Sep 30, 2024 (98 d) |
| Davis Murphy | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 24, 2024 | Nov 25, 2025 (519 d) |
| Vanessa Faison | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 20, 2024 | Jul 3, 2024 |
| Brandi Kasza | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 20, 2024 | Jul 15, 2024 |
| Rodney Dean Musto | Fidelity Personal And Workplace Advisors BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 19, 2024 | Dec 2, 2024 (166 d) |
| John Strelka | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 19, 2024 | Sep 11, 2025 (449 d) |
| Samuel Andrew Pleasant-Cress | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 19, 2024 | Jul 1, 2024 |
| Kenneth Middleton | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 18, 2024 | Aug 9, 2024 (52 d) |
| Charles J Regan | Fidelity Personal And Workplace Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 18, 2024 | Aug 27, 2024 (70 d) |
| Eric M. Rwiliriza | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jun 17, 2024 | Feb 5, 2025 (233 d) |
| Jordan Raymond | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 17, 2024 | Jul 3, 2024 |
| Rajan Shankara | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 17, 2024 | Aug 9, 2024 (53 d) |
| Chantal Danielle Rascon | Fidelity Personal And Workplace Advisors BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2024 | Jun 17, 2024 |
| William J Ksander | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 14, 2024 | Jun 16, 2025 (367 d) |
| Abraham Martinez | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2024 | Jul 24, 2024 (42 d) |
| Philip Nelson | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2024 | Jun 19, 2024 |
| Bernard John Lynch | Fidelity Personal And Workplace Advisors BD affiliated | Arcadia Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2024 | Jul 9, 2024 |
| Uma Ashok Khandkar | Fidelity Personal And Workplace Advisors BD affiliated | Stonebriar Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2024 | Jul 11, 2024 (31 d) |
| Jason Peterson | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 10, 2024 | Aug 16, 2024 (67 d) |
| Eric William Vowles | Fidelity Personal And Workplace Advisors BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2024 | Jun 14, 2024 |
| Maxwell Ritter Miotke | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2024 | Sep 9, 2024 (91 d) |
| Blake Ryan Barr | Fidelity Personal And Workplace Advisors BD affiliated | Wealthspire Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 8, 2024 | Jun 27, 2024 |
| Jeffrey Gant Ragland | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2024 | Jun 17, 2025 (375 d) |
| Ramona Gayle Rechtin | Fidelity Personal And Workplace Advisors BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2024 | Oct 1, 2024 (117 d) |
| Marcus Coleman | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2024 | Jun 14, 2024 |
| Christopher J Wright | Fidelity Personal And Workplace Advisors BD affiliated | Inspire Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2024 | May 5, 2026 (699 d) |
| Brittany Marie Yach | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2024 | May 14, 2026 (708 d) |
| James Edward Bowie | Fidelity Personal And Workplace Advisors BD affiliated | Tradewinds, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2024 | Aug 20, 2024 (78 d) |
| Christopher Drew Pepin | Fidelity Personal And Workplace Advisors BD affiliated | Waypoint Strategic Wealth LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 31, 2024 | Jul 16, 2026 (776 d) |
| Christopher Anthony Green | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 31, 2024 | Jul 15, 2024 (45 d) |
| Gregory Vladimir Timofeyev | Fidelity Personal And Workplace Advisors BD affiliated | Creativeone Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 31, 2024 | Jul 14, 2025 (409 d) |
| Gregory Stephen Ryan | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2024 | Jun 3, 2024 |
| John P. Gannon | Fidelity Personal And Workplace Advisors BD affiliated | Wealthcare Financial Group, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 30, 2024 | Aug 22, 2025 (449 d) |
| Mark Morgan Preston | Fidelity Personal And Workplace Advisors BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 30, 2024 | Feb 4, 2025 (250 d) |
| Pedro Andres Lugo | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 30, 2024 | Jun 28, 2024 |
| Samuel Matthew Laporte | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 30, 2024 | Jun 24, 2024 |
| Jonathon Thomas Vander Laan | Fidelity Personal And Workplace Advisors BD affiliated | Stonebrook Private LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 30, 2024 | Jun 4, 2024 |
| Brock Romero Scigliano | Fidelity Personal And Workplace Advisors BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2024 | Aug 27, 2025 (456 d) |
| Natalie Lynn Fisk | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2024 | Jun 10, 2025 (382 d) |
| Toby Crites | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2024 | Jul 8, 2024 (45 d) |
| Jacob Robert Gedis | Fidelity Personal And Workplace Advisors BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2024 | Nov 15, 2024 (175 d) |
2,542 moves match.