DFX Intelligence
Advisor moves
Departures from Fidelity Personal And Workplace Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Edward Kowalewski | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 24, 2024 | Jun 24, 2024 (31 d) |
| Svetlana Vasilenko | Fidelity Personal And Workplace Advisors BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | May 23, 2024 | Dec 17, 2025 (573 d) |
| William Montgomery | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 22, 2024 | Oct 25, 2024 (156 d) |
| Sydney Lauren Mckie | Fidelity Personal And Workplace Advisors BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2024 | Sep 24, 2024 (126 d) |
| Omar Jesus Guevara | Fidelity Personal And Workplace Advisors BD affiliated | Missionsquare Retirement institutional | Other | May 21, 2024 | Sep 10, 2024 (112 d) |
| Jamonica K Brown | Fidelity Personal And Workplace Advisors BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 21, 2024 | Jul 23, 2024 (63 d) |
| Sarah M Ingmanson Battaglia | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 20, 2024 | Jun 4, 2024 |
| Cameron Arthur Gomez-Meyer | Fidelity Personal And Workplace Advisors BD affiliated | Robinhood Asset Management no RAUM | Other | May 20, 2024 | Mar 17, 2025 (301 d) |
| Nicholas Vierra | Fidelity Personal And Workplace Advisors BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | May 20, 2024 | Apr 27, 2026 (707 d) |
| William James Mcgurk | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2024 | Jun 11, 2024 |
| Ryan Schlick | Fidelity Personal And Workplace Advisors BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2024 | Jul 16, 2025 (425 d) |
| Brandon Lafayette Falkquay | Fidelity Personal And Workplace Advisors BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 17, 2024 | Feb 5, 2026 (629 d) |
| Cesar Noe Pena | Fidelity Personal And Workplace Advisors BD affiliated | Northern Trust Securities, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 16, 2024 | May 24, 2024 |
| Jessica Best | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 15, 2024 | Jul 25, 2024 (71 d) |
| Keith Carpenter | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2024 | Jun 25, 2024 (41 d) |
| Kaelan C Fitzpatrick | Fidelity Personal And Workplace Advisors BD affiliated | Asset Strategy Advisors, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 15, 2024 | Jul 3, 2024 (49 d) |
| Megan Amber Swanson | Fidelity Personal And Workplace Advisors BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2024 | Jul 10, 2024 (57 d) |
| Stacy Ann Talarico | Fidelity Personal And Workplace Advisors BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 13, 2024 | May 20, 2024 |
| Miguel Rafael Valdez | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 9, 2024 | Apr 15, 2024 |
| Kadeem Rogier Wright | Fidelity Personal And Workplace Advisors BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2024 | Jun 27, 2024 (49 d) |
| Thomas Muscarella | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 7, 2024 | Apr 29, 2024 |
| Brandie Danielle Blackwell | Fidelity Personal And Workplace Advisors BD affiliated | Motley Fool Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2024 | Jul 22, 2024 (76 d) |
| Lance Lee Everett Stanchel-Skyler | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 7, 2024 | Jul 14, 2024 (68 d) |
| Mckaylin Erynn Crowley | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2024 | Jul 11, 2024 (65 d) |
| Azis Fejzullaj | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 3, 2024 | Jan 29, 2026 (636 d) |
| Nicolas Brandon Mendez | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 3, 2024 | May 15, 2024 |
| Austin Blake Taylor | Fidelity Personal And Workplace Advisors BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2024 | Apr 27, 2026 (724 d) |
| Lindsay Truluck Walker | Fidelity Personal And Workplace Advisors BD affiliated | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | Sep 3, 2024 (125 d) |
| Gray Clark Peckham | Fidelity Personal And Workplace Advisors BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | May 13, 2024 |
| Alexander James Brinkman | Fidelity Personal And Workplace Advisors BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2024 | May 30, 2024 |
| Matthew Dylan Aroesty | Fidelity Personal And Workplace Advisors BD affiliated | Fidelity Institutional Wealth Adviser LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 1, 2024 | Jul 24, 2024 (84 d) |
| Jianbin Li | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 1, 2024 | Aug 21, 2024 (112 d) |
| Sarah Madison Smith | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 1, 2024 | May 23, 2024 |
| Benjamin Fowler | Fidelity Personal And Workplace Advisors BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 1, 2024 | Oct 9, 2024 (161 d) |
| Max S Pawliger | Fidelity Personal And Workplace Advisors BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 1, 2024 | Jun 26, 2024 (56 d) |
| Emily Elizabeth Frank | Fidelity Personal And Workplace Advisors BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 1, 2024 | May 17, 2024 |
| Caleb Stoneburner | Fidelity Personal And Workplace Advisors BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 30, 2024 | Jun 6, 2024 (37 d) |
| Haig Boghossian | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 29, 2024 | Apr 22, 2024 |
| Danijel Romic | Fidelity Personal And Workplace Advisors BD affiliated | Journey Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2024 | Nov 21, 2024 (210 d) |
| Corina Parmenter | Fidelity Personal And Workplace Advisors BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2024 | May 20, 2024 |
| Tristan Ouray Smith | Fidelity Personal And Workplace Advisors BD affiliated | Bauer Wealth Management Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2024 | Jul 10, 2024 (76 d) |
| Laura Christine Brownfield | Fidelity Personal And Workplace Advisors BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2024 | Apr 26, 2024 |
| Erik Scott Abraham | Fidelity Personal And Workplace Advisors BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2024 | Apr 24, 2024 |
| Leland Kraus | Fidelity Personal And Workplace Advisors BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Apr 23, 2024 | Jul 10, 2024 (78 d) |
| Connor Berkery | Fidelity Personal And Workplace Advisors BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2024 | Apr 30, 2024 |
| Connor Patrick Joyce | Fidelity Personal And Workplace Advisors BD affiliated | Cwa Asset Management Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 23, 2024 | Apr 19, 2024 |
| Andrea Grosso Holdcroft | Fidelity Personal And Workplace Advisors BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 23, 2024 | Apr 12, 2024 |
| Zachary Wesche | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2024 | Apr 23, 2024 |
| Ethan W Rempel | Fidelity Personal And Workplace Advisors BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2024 | Nov 4, 2024 (195 d) |
| Robert Oliver Dela Cruz | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 19, 2024 | May 30, 2024 (41 d) |
| Corey Stephen Wertz | Fidelity Personal And Workplace Advisors BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 19, 2024 | May 2, 2024 |
| Jinglang Wei | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 19, 2024 | Apr 24, 2024 |
| Abram Jesus Fabela | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 19, 2024 | May 8, 2024 |
| Caleb Adam Barnett | Fidelity Personal And Workplace Advisors BD affiliated | Strategic Wealth Investment Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 19, 2024 | Apr 30, 2024 |
| James N Fisher | Fidelity Personal And Workplace Advisors BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 18, 2024 | Jun 21, 2024 (64 d) |
| Michael Lyndon Spurrier | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 17, 2024 | May 20, 2024 (33 d) |
| Jake Tyler Gross | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 17, 2024 | Nov 15, 2024 (212 d) |
| Gregory Benjamin Streitman | Fidelity Personal And Workplace Advisors BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2024 | May 14, 2024 |
| Nicholas Edward Day | Fidelity Personal And Workplace Advisors BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 16, 2024 | Apr 26, 2024 |
| Ryan Dees | Fidelity Personal And Workplace Advisors BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 16, 2024 | Apr 30, 2024 |
2,542 moves match.