| Jessica Kirsten Mohrman | Bancwest Investment Services, Inc. (Bwis) other | U.S. Bancorp Investments, Inc. other | Other | Apr 12, 2013 | Apr 3, 2013 |
| Nathan Leroy Bosek | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Advisors wirehouse | Other | Mar 28, 2013 | Apr 12, 2013 |
| Howard Hao-Chung Hsieh | Bancwest Investment Services, Inc. (Bwis) other | Cetera Investment Advisers LLC other | Other | Mar 19, 2013 | Jan 21, 2014 (308 d) |
| David Samuel Barry | Bancwest Investment Services, Inc. (Bwis) other | Investment Centers Of America, Inc. other | Other | Feb 21, 2013 | Mar 11, 2013 |
| Jitendra Chandershaikher Mehta | Bancwest Investment Services, Inc. (Bwis) other | Concert Wealth Management other | Other | Feb 21, 2013 | Mar 31, 2014 (403 d) |
| Theresa M Roberts | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Advisors wirehouse | Other | Feb 21, 2013 | Mar 1, 2013 |
| Craig Stephen Maytubby | Bancwest Investment Services, Inc. (Bwis) other | U.S. Bancorp Advisors, LLC other | Other | Feb 11, 2013 | Feb 19, 2013 |
| Matthew David Anderson | Bancwest Investment Services, Inc. (Bwis) other | Kuhn Capital Partners independent RIA | Other | Feb 11, 2013 | Dec 19, 2018 (2137 d) |
| Jonathon James Allen | Bancwest Investment Services, Inc. (Bwis) other | Citigroup Global Markets Inc. other | Other | Feb 11, 2013 | Jun 11, 2013 (120 d) |
| David William Mcclanahan | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Advisors wirehouse | Other | Feb 11, 2013 | Mar 12, 2013 |
| James Paul Lesniewski | Bancwest Investment Services, Inc. (Bwis) other | Ameriprise Financial Services, LLC national BD | Other | Feb 11, 2013 | Nov 5, 2015 (997 d) |
| Susan Agnes Hancock | Bancwest Investment Services, Inc. (Bwis) other | Investment Centers Of America, Inc. other | Other | Feb 11, 2013 | Feb 19, 2013 |
| David Robert Seufer | Bancwest Investment Services, Inc. (Bwis) other | Strategic Advisers LLC national BD | Other | Feb 11, 2013 | Jul 30, 2013 (169 d) |
| Gloria Rodriguez | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Advisors wirehouse | Other | Jan 4, 2013 | Jan 8, 2013 |
| Bart Hideo Fujimoto | Bancwest Investment Services, Inc. (Bwis) other | LPL Financial LLC other | Other | Jan 4, 2013 | Dec 18, 2012 |
| David Anthony Jabczenski | Bancwest Investment Services, Inc. (Bwis) other | J.P. Morgan Securities LLC wirehouse | Other | Dec 7, 2012 | Dec 11, 2012 |
| Hasina Saleh | Bancwest Investment Services, Inc. (Bwis) other | U.S. Bancorp Investments, Inc. other | Other | Nov 29, 2012 | Nov 26, 2012 |
| Arthur James Johnson | Bancwest Investment Services, Inc. (Bwis) other | U.S. Bancorp Investments, Inc. other | Other | Nov 19, 2012 | Nov 8, 2012 |
| Elmer Zenro Nakao | Bancwest Investment Services, Inc. (Bwis) other | Osaic Wealth, Inc. other | Other | Oct 12, 2012 | Aug 8, 2017 (1761 d) |
| Michael Andrew Grodotzke | Bancwest Investment Services, Inc. (Bwis) other | Sagepoint Financial, Inc. other | Other | Oct 12, 2012 | Oct 8, 2012 |
| Ken Seiryu Sakamoto | Bancwest Investment Services, Inc. (Bwis) other | Edelman Financial Engines other | Other | Sep 26, 2012 | Apr 4, 2013 (190 d) |
| John K. Chau | Bancwest Investment Services, Inc. (Bwis) other | Chase Investment Services Corp. other | Other | Sep 10, 2012 | Sep 5, 2012 |
| Paul Randall Walker | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Advisors wirehouse | Other | Aug 28, 2012 | Oct 10, 2012 (43 d) |
| Henry K Pak | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Advisors wirehouse | Other | Aug 28, 2012 | Aug 13, 2012 |
| John Eric Newell | Bancwest Investment Services, Inc. (Bwis) other | Investment Centers Of America, Inc. other | Other | Aug 28, 2012 | Aug 21, 2012 |
| Kelly Ron Hubrig | Bancwest Investment Services, Inc. (Bwis) other | Cetera Investment Services LLC other | Other | Aug 28, 2012 | Sep 7, 2012 |
| Steven John Liebzeit | Bancwest Investment Services, Inc. (Bwis) other | Cetera Investment Services LLC other | Other | Aug 15, 2012 | Aug 23, 2012 |
| Jorin Garrick Bale | Bancwest Investment Services, Inc. (Bwis) other | Cuso Financial Services, L.P. other | Other | Aug 14, 2012 | Aug 7, 2012 |
| John Matthew Pierce | Bancwest Investment Services, Inc. (Bwis) other | Bok Financial Advisors other | Other | Aug 8, 2012 | Aug 8, 2012 |
| Alberto Gabriel Alvarez | Bancwest Investment Services, Inc. (Bwis) other | Advice And Planning Services other | Other | Jul 31, 2012 | Feb 14, 2013 (198 d) |
| Christopher Joseph Breault | Bancwest Investment Services, Inc. (Bwis) other | Cuna Brokerage Services, Inc. other | Other | Jul 26, 2012 | Jul 31, 2012 |
| Eric Arnold Hewitt | Bancwest Investment Services, Inc. (Bwis) other | LPL Financial LLC other | Other | Jul 16, 2012 | Apr 8, 2014 (631 d) |
| Gregory Gerard Geis | Bancwest Investment Services, Inc. (Bwis) other | Raymond James Financial Services Advisors, Inc other | Other | Jul 9, 2012 | Jun 29, 2012 |
| Amy Voong | Bancwest Investment Services, Inc. (Bwis) other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 9, 2012 | Aug 16, 2012 (38 d) |
| Brad Richard Bakken | Bancwest Investment Services, Inc. (Bwis) other | Cetera Investment Services LLC other | Other | Jun 28, 2012 | Jul 2, 2012 |
| Bryan M Farwell | Bancwest Investment Services, Inc. (Bwis) other | Bmo Harris Financial Advisors, Inc other | Other | May 25, 2012 | Apr 17, 2014 (692 d) |
| Alice Kang | Bancwest Investment Services, Inc. (Bwis) other | Edward Jones national BD | Other | May 9, 2012 | Feb 14, 2022 (3568 d) |
| Vince Lagatta | Bancwest Investment Services, Inc. (Bwis) other | U.S. Bancorp Investments, Inc. other | Other | May 1, 2012 | May 2, 2012 |
| Joshua Michael Haney | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Advisors wirehouse | Other | Apr 23, 2012 | Apr 20, 2012 |
| Donald Austin Mcdaniel | Bancwest Investment Services, Inc. (Bwis) other | Uas Wealth Advisors other | Other | Apr 16, 2012 | Jan 17, 2014 (641 d) |
| David Reid Pringle | Bancwest Investment Services, Inc. (Bwis) other | Bok Financial Advisors other | Other | Apr 9, 2012 | Apr 10, 2012 |
| Douglas Arthur Norton | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Advisors wirehouse | Other | Mar 22, 2012 | Apr 5, 2012 |
| Todd Lyle Guennigsmann | Bancwest Investment Services, Inc. (Bwis) other | Raymond James Financial Services Advisors, Inc other | Other | Mar 2, 2012 | Mar 8, 2012 |
| Brandon Ted Roper | Bancwest Investment Services, Inc. (Bwis) other | Stronghold Capital Partners LLC state registered | Other | Feb 28, 2012 | Apr 21, 2025 (4801 d) |
| Chirho S Garcia | Bancwest Investment Services, Inc. (Bwis) other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Feb 16, 2012 | Mar 15, 2012 |
| Jeffrey Allan Eckert | Bancwest Investment Services, Inc. (Bwis) other | Investment Centers Of America, Inc. other | Other | Jan 19, 2012 | Jan 17, 2012 |
| Eric Charles Bell | Bancwest Investment Services, Inc. (Bwis) other | J.P. Morgan Private Wealth Advisors LLC other | Other | Jan 5, 2012 | Feb 22, 2012 (48 d) |
| Anthony Richard Anguis | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Advisors wirehouse | Other | Dec 21, 2011 | Jan 6, 2012 |
| Douglas Lee Jones | Bancwest Investment Services, Inc. (Bwis) other | Cuso Financial Services, L.P. other | Other | Dec 2, 2011 | Dec 9, 2011 |
| Jeffrey Dale Honaker | Bancwest Investment Services, Inc. (Bwis) other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Nov 28, 2011 | Jan 25, 2012 (58 d) |
| Simon Alexander Rawlinson | Bancwest Investment Services, Inc. (Bwis) other | U.S. Bancorp Advisors, LLC other | Other | Nov 23, 2011 | Nov 3, 2016 (1807 d) |
| Marilu Hernandez | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Advisors wirehouse | Other | Oct 24, 2011 | Mar 6, 2012 (134 d) |
| Christopher Scott Williams | Bancwest Investment Services, Inc. (Bwis) other | Berthel Fisher & Company Financial Services, Inc. other | Other | Oct 10, 2011 | Dec 15, 2011 (66 d) |
| Charles J Hahn | Bancwest Investment Services, Inc. (Bwis) other | Cuso Financial Services, L.P. other | Other | Sep 6, 2011 | Sep 8, 2011 |
| Brian Joseph Merrigan | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Advisors wirehouse | Other | Aug 22, 2011 | Aug 19, 2011 |
| Robert Glenn Kaiser | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Advisors wirehouse | Other | Aug 16, 2011 | Aug 18, 2011 |
| Tina Wang | Bancwest Investment Services, Inc. (Bwis) other | Charles Schwab & Co., Inc. national BD | Other | Aug 3, 2011 | Aug 15, 2011 |
| Chih-Tao Ma | Bancwest Investment Services, Inc. (Bwis) other | U.S. Bancorp Advisors, LLC other | Other | Jul 1, 2011 | Jul 7, 2011 |
| Mildred Patubo | Bancwest Investment Services, Inc. (Bwis) other | Wells Fargo Advisors wirehouse | Other | Jun 22, 2011 | Jun 16, 2011 |
| Donald Martin Scramstad | Bancwest Investment Services, Inc. (Bwis) other | First Financial Equity Corporation other | Other | May 24, 2011 | May 23, 2011 |