DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from RBC Capital Markets, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paola Andrea Luque | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 11, 2025 | May 30, 2025 |
| Jaden Nicole Tate | RBC Capital Markets, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2025 | Jun 9, 2025 |
| Nicholas Barth | RBC Capital Markets, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 11, 2025 | Jul 1, 2026 (385 d) |
| John Thomas Folsom | RBC Capital Markets, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 11, 2025 | Jun 5, 2025 |
| John Winfred Clark | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 9, 2025 | Jun 16, 2025 |
| Lisa C Andrews-Bowers | RBC Capital Markets, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 6, 2025 | Jun 11, 2025 |
| Ashley Wright | RBC Capital Markets, LLC national BD | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 6, 2025 | Jun 9, 2025 |
| Michael Paul Capeder | RBC Capital Markets, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2025 | May 8, 2025 |
| Drew Aaron Gagnon | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 23, 2025 | Jun 25, 2025 (33 d) |
| Christian Theodore Reuter | RBC Capital Markets, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2025 | May 8, 2025 |
| Jessie Dian Maestas | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 15, 2025 | Jun 8, 2025 |
| Michael Raymond Schwenk | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 12, 2025 | Mar 21, 2025 |
| Patrick Christopher Kelly | RBC Capital Markets, LLC national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 9, 2025 | Apr 17, 2025 |
| Marianne Margit Tully-Bolton | RBC Capital Markets, LLC national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 9, 2025 | Apr 17, 2025 |
| Hope Waller Hoke | RBC Capital Markets, LLC national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2025 | May 6, 2025 |
| Maxwell Shambaugh Balbin | RBC Capital Markets, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2025 | May 8, 2025 |
| Mark Leroy Brenna | RBC Capital Markets, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | May 5, 2025 | Apr 28, 2025 |
| Anne Elizabeth Ambrosetti | RBC Capital Markets, LLC national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | May 2, 2025 | Apr 17, 2025 |
| Ann Marie Senne | RBC Capital Markets, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 2, 2025 | Jun 30, 2025 (59 d) |
| John Douglas Letourneau | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 2, 2025 | Apr 17, 2025 |
| Michael G Greenhalgh | RBC Capital Markets, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 2, 2025 | Aug 25, 2025 (115 d) |
| Peter I. Isaac Myers | RBC Capital Markets, LLC national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2025 | Apr 28, 2025 |
| Kaitlin Leigh Yelle | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 2, 2025 | Apr 17, 2025 |
| Abdiel Alan Valenzuela | RBC Capital Markets, LLC national BD | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2025 | May 12, 2025 |
| Nathaniel E Jarrett | RBC Capital Markets, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 29, 2025 | Jun 17, 2025 (49 d) |
| Aaron Gallardo | RBC Capital Markets, LLC national BD | Schwab Wealth Advisory, Inc. no RAUM | Other | Apr 24, 2025 | Dec 22, 2025 (242 d) |
| Vincent Woo | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 14, 2025 | Mar 28, 2025 |
| Brian Christopher Woo | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 14, 2025 | Mar 28, 2025 |
| Drew Lyon | RBC Capital Markets, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 11, 2025 | Mar 10, 2025 |
| Roobina Yahya | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 11, 2025 | Mar 28, 2025 |
| William Randall Moening | RBC Capital Markets, LLC national BD | Aegis Capital Corp. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2025 | May 16, 2025 (37 d) |
| Stephanie Anne Zayicek | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 8, 2025 | Mar 21, 2025 |
| Ligaya Jung Guderian | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 8, 2025 | Apr 4, 2025 |
| Joseph M Jamison | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 8, 2025 | Mar 21, 2025 |
| Charles Athmann | RBC Capital Markets, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2025 | Apr 9, 2025 |
| Michael James Lindeman | RBC Capital Markets, LLC national BD | Lido independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2025 | Apr 8, 2025 |
| Nicholas Vito Lombardo | RBC Capital Markets, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 8, 2025 | Apr 14, 2025 |
| Wolfgang Johannes Hawlisch | RBC Capital Markets, LLC national BD | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2025 | Mar 19, 2025 |
| Lisa Marie Adams | RBC Capital Markets, LLC national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 21, 2025 | May 15, 2025 (55 d) |
| Katharine Emory Osborne | RBC Capital Markets, LLC national BD | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2025 | Mar 28, 2025 |
| Cassandra Lorraine Keller | RBC Capital Markets, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 21, 2025 | Mar 12, 2025 |
| Jennifer Marie Bergin | RBC Capital Markets, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 21, 2025 | Apr 25, 2025 (35 d) |
| Patrick Hodes Greenhalgh | RBC Capital Markets, LLC national BD | Lansing Street Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2025 | Mar 24, 2025 |
| Margaret Ann Haake | RBC Capital Markets, LLC national BD | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2025 | Mar 4, 2025 |
| Brady J Denton | RBC Capital Markets, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2025 | Mar 14, 2025 |
| Noah Wiegand | RBC Capital Markets, LLC national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 7, 2025 | May 1, 2025 (55 d) |
| Tara Nicole Seegers | RBC Capital Markets, LLC national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Feb 27, 2025 | Feb 14, 2025 |
| Evan Eberly | RBC Capital Markets, LLC national BD | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2025 | Feb 20, 2025 |
| Tate Heritage Wingate | RBC Capital Markets, LLC national BD | New Edge Wealth BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Apr 22, 2025 (76 d) |
| Diana Slopow | RBC Capital Markets, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Feb 24, 2025 |
| James Robert Rubinton | RBC Capital Markets, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Jan 18, 2025 |
| Dustin Allen Smith | RBC Capital Markets, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Jan 21, 2025 |
| Kevin Brent Roberts | RBC Capital Markets, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Jan 17, 2025 |
| Mandie Evans | RBC Capital Markets, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Jan 18, 2025 |
| Nicole Marie Molnar | RBC Capital Markets, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Jan 17, 2025 |
| Matthew Alan Foss | RBC Capital Markets, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2025 | Jan 17, 2025 |
| David Rick Anderson | RBC Capital Markets, LLC national BD | Oneascent Financial Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2025 | Aug 9, 2024 |
| Sarah Elise Mouw | RBC Capital Markets, LLC national BD | Oneascent Financial Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2025 | Aug 9, 2024 |
| Michael David Bianchi | RBC Capital Markets, LLC national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jan 23, 2025 | Jan 10, 2025 |
| Darin Scott Walter | RBC Capital Markets, LLC national BD | Carl M. Hennig, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 23, 2025 | Mar 3, 2026 (404 d) |
2,415 moves match.