DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Bb&T Investment Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jeffrey Paul Winneberger	Bb&T Investment Services, Inc. no RAUM	Suntrust Investment Services, Inc. other	Other	Jun 30, 2015	Aug 2, 2016 (399 d)
Angela Virginia Nelson	Bb&T Investment Services, Inc. no RAUM	Truist Advisory Services, Inc. BD affiliated	Other	Jun 22, 2015	Oct 20, 2021 (2312 d)
Ralph Anthony Nicosia	Bb&T Investment Services, Inc. no RAUM	Umb Financial Services, Inc. no RAUM	Other	Jun 5, 2015	Nov 9, 2015 (157 d)
Gabriel Brian Brogden	Bb&T Investment Services, Inc. no RAUM	Cuso Financial Services, L.P. other	Other	Jun 3, 2015	Jun 24, 2015
Paul L Thibodeaux	Bb&T Investment Services, Inc. no RAUM	Pnc Managed Account Solutions, Inc. other	Other	May 26, 2015	Jul 13, 2015 (48 d)
Pamela Joy Pouncy	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	May 18, 2015	May 20, 2015
Jehu Francois	Bb&T Investment Services, Inc. no RAUM	Advice And Planning Services other	Other	May 6, 2015	Jul 9, 2015 (64 d)
James Ray Zick	Bb&T Investment Services, Inc. no RAUM	Invest Financial Corporation other	Other	Apr 17, 2015	Apr 21, 2015
John W Dunn	Bb&T Investment Services, Inc. no RAUM	Pnc Managed Account Solutions, Inc. other	Other	Apr 3, 2015	May 8, 2015 (35 d)
Enoch Scott Arnett	Bb&T Investment Services, Inc. no RAUM	Osaic Institutions, Inc. other	Other	Mar 31, 2015	Apr 1, 2015
Joshua Rittenhouse Fretz	Bb&T Investment Services, Inc. no RAUM	LPL Financial LLC other	Other	Mar 20, 2015	Dec 9, 2016 (630 d)
Race Alan Walker	Bb&T Investment Services, Inc. no RAUM	Cadaret Grant & Co Inc other	Other	Mar 20, 2015	Mar 28, 2016 (374 d)
Jonathan Dorsey	Bb&T Investment Services, Inc. no RAUM	Raymond James Financial Services Advisors, Inc other	Other	Mar 13, 2015	Mar 19, 2015
David William Chadwick	Bb&T Investment Services, Inc. no RAUM	Hancock Whitney Investment Services Inc. other	Other	Mar 5, 2015	Mar 23, 2015
Ryan Jason Wendler	Bb&T Investment Services, Inc. no RAUM	Pnc Wealth Management other	Other	Mar 3, 2015	Mar 12, 2015
Jeremy Ray Stephens	Bb&T Investment Services, Inc. no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Feb 9, 2015	Feb 11, 2015
James Thomas Stevenson	Bb&T Investment Services, Inc. no RAUM	Level Four Advisory Services other	Other	Feb 5, 2015	May 20, 2015 (104 d)
Courtney Campbell Gold Cox	Bb&T Investment Services, Inc. no RAUM	Bb&T Securities, LLC other	Other	Jan 23, 2015	Jan 23, 2015
Elizabeth Ann Updike	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	Jan 9, 2015	Jan 9, 2015
Matthew Thomas Keen	Bb&T Investment Services, Inc. no RAUM	LPL Financial LLC other	Other	Dec 23, 2014	Jan 22, 2015
James Clayton Mcconnell	Bb&T Investment Services, Inc. no RAUM	Cetera Investment Advisers LLC other	Other	Dec 18, 2014	Jan 28, 2015 (41 d)
Spencer Carpenter IV	Bb&T Investment Services, Inc. no RAUM	Truist Advisory Services, Inc. no RAUM	Other	Dec 1, 2014	Aug 24, 2016 (632 d)
Richard Robert Ash	Bb&T Investment Services, Inc. no RAUM	Suntrust Investment Services, Inc. other	Other	Nov 17, 2014	Dec 3, 2014
George Patrick Farley	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	Nov 7, 2014	Nov 12, 2014
Karel Giraldo	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	Nov 3, 2014	Nov 13, 2014
Ali Abbas	Bb&T Investment Services, Inc. no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 31, 2014	Nov 12, 2014
Bradley Charles Williams	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	Oct 30, 2014	Apr 3, 2015 (155 d)
Kyle Williams	Bb&T Investment Services, Inc. no RAUM	Fifth Third Securities, Inc. other	Other	Oct 16, 2014	Oct 24, 2014
Kevin Mark Saylor	Bb&T Investment Services, Inc. no RAUM	Ameriprise Financial Services, LLC national BD	Other	Oct 2, 2014	Apr 1, 2015 (181 d)
Michael Nathan Hudgins	Bb&T Investment Services, Inc. no RAUM	Suntrust Investment Services, Inc. other	Other	Sep 22, 2014	Sep 26, 2014
Kristeena Michele Beasley	Bb&T Investment Services, Inc. no RAUM	Osaic Institutions, Inc. other	Other	Sep 17, 2014	Oct 24, 2014 (37 d)
Dallas Preston Garner	Bb&T Investment Services, Inc. no RAUM	LPL Financial LLC other	Other	Sep 17, 2014	Oct 30, 2014 (43 d)
James Gray Spencer	Bb&T Investment Services, Inc. no RAUM	Raymond James Financial Services Advisors, Inc BD affiliated	Other	Sep 15, 2014	Jun 29, 2018 (1383 d)
Theresa J Manderski	Bb&T Investment Services, Inc. no RAUM	Davenport & Company LLC other	Other	Sep 12, 2014	Sep 16, 2014
Donald Lee Ledford	Bb&T Investment Services, Inc. no RAUM	Sterne Agee Asset Management, Inc. other	Other	Sep 2, 2014	Aug 29, 2014
Ryan Gripper	Bb&T Investment Services, Inc. no RAUM	Td Ameritrade Investment Management, LLC other	Other	Aug 29, 2014	Oct 24, 2014 (56 d)
Orlando Lescano	Bb&T Investment Services, Inc. no RAUM	Morgan Stanley wirehouse	Other	Aug 25, 2014	Sep 5, 2014
James Louis Houston	Bb&T Investment Services, Inc. no RAUM	LPL Financial LLC other	Other	Jul 18, 2014	Aug 12, 2014
Joshua Adam Strange	Bb&T Investment Services, Inc. no RAUM	Suntrust Investment Services, Inc. other	Other	Jul 17, 2014	Jul 17, 2014
Jose Mauricio Lopera-Guevara	Bb&T Investment Services, Inc. no RAUM	Suntrust Investment Services, Inc. other	Other	Jul 14, 2014	Aug 4, 2014
Reuben Q Johnson	Bb&T Investment Services, Inc. no RAUM	Pnc Managed Account Solutions, Inc. other	Other	Jul 9, 2014	Sep 12, 2014 (65 d)
James Creath Ridley	Bb&T Investment Services, Inc. no RAUM	Cambridge Investment Research Advisors, Inc. other	Other	Jul 2, 2014	Jul 1, 2014
Steven Anthony Cecil	Bb&T Investment Services, Inc. no RAUM	Usaa Financial Planning Services no RAUM	Other	Jun 30, 2014	Sep 16, 2014 (78 d)
Stacy Lynn Coldwell	Bb&T Investment Services, Inc. no RAUM	Questar Asset Management, Inc. other	Other	Jun 19, 2014	Nov 5, 2015 (504 d)
Richella Byrone Vincent Lee	Bb&T Investment Services, Inc. no RAUM	Advice And Planning Services other	Other	Jun 5, 2014	Dec 11, 2014 (189 d)
Sean Taylor Buckley	Bb&T Investment Services, Inc. no RAUM	Valic Financial Advisors, Inc. other	Other	Jun 3, 2014	Sep 11, 2014 (100 d)
Jeni S La Paglia	Bb&T Investment Services, Inc. no RAUM	LPL Financial LLC BD affiliated	Other	Jun 2, 2014	Jan 1, 2025 (3866 d)
Edward Thomas Kenney	Bb&T Investment Services, Inc. no RAUM	Truist Advisory Services, Inc. BD affiliated	Other	Jun 2, 2014	Dec 21, 2021 (2759 d)
Andrew David Mainz	Bb&T Investment Services, Inc. no RAUM	Wells Fargo Advisors wirehouse	Other	Jun 2, 2014	Jul 28, 2014 (56 d)
Stephen S. Pitts	Bb&T Investment Services, Inc. no RAUM	J.J.B. Hilliard, W.L. Lyons, LLC other	Other	May 13, 2014	May 12, 2014
James L. Spickard	Bb&T Investment Services, Inc. no RAUM	Ameriprise Financial Services, LLC national BD	Other	May 9, 2014	May 9, 2014
Jennifer Ann Herzog	Bb&T Investment Services, Inc. no RAUM	Advice And Planning Services other	Other	May 5, 2014	Aug 19, 2014 (106 d)
Keith Charles Kline	Bb&T Investment Services, Inc. no RAUM	Suntrust Investment Services, Inc. other	Other	May 2, 2014	May 12, 2014
John Steele	Bb&T Investment Services, Inc. no RAUM	Joyn Advisors, Inc. independent RIA	Other	May 1, 2014	Jun 24, 2019 (1880 d)
Sheila Kay Freeman	Bb&T Investment Services, Inc. no RAUM	LPL Financial LLC other	Other	Apr 21, 2014	Mar 10, 2016 (689 d)
Tobias Allan Meek	Bb&T Investment Services, Inc. no RAUM	Suntrust Investment Services, Inc. other	Other	Apr 11, 2014	Jul 24, 2014 (104 d)
Christopher M Clark	Bb&T Investment Services, Inc. no RAUM	Suntrust Investment Services, Inc. other	Other	Apr 11, 2014	May 15, 2014 (34 d)
Rafael I. Montilla	Bb&T Investment Services, Inc. no RAUM	Citigroup Global Markets Inc. other	Other	Mar 26, 2014	May 1, 2014 (36 d)
Joel Scott Mullins	Bb&T Investment Services, Inc. no RAUM	LPL Financial LLC other	Other	Mar 12, 2014	Apr 10, 2014
Carrie Eloise Durbin Beren	Bb&T Investment Services, Inc. no RAUM	Pinnacle Advisory Group, Inc. other	Other	Mar 6, 2014	Apr 1, 2014

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492 moves match.