DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sunset Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Christopher Bor	Sunset Financial Services, Inc. other	Securities America Advisors, Inc. other	Other	Dec 31, 2014	Jan 2, 2015
Ryan Charles Beasley	Sunset Financial Services, Inc. other	Securities America Advisors, Inc. other	Other	Dec 31, 2014	Jan 13, 2015
Stephen Morrell Foster	Sunset Financial Services, Inc. other	Securities America Advisors, Inc. other	Other	Dec 3, 2014	Jan 28, 2015 (56 d)
Dustin Meza	Sunset Financial Services, Inc. other	Waddell & Reed other	Other	Dec 3, 2014	Mar 6, 2015 (93 d)
Steve Floyd Mankameyer	Sunset Financial Services, Inc. other	Regal Investment Advisors LLC other	Other	Nov 14, 2014	Nov 14, 2014
Richard Homer Brown	Sunset Financial Services, Inc. other	Oneamerica Securities, Inc. other	Other	Oct 31, 2014	Jan 22, 2015 (83 d)
Karin Marrs Rettger	Sunset Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 30, 2014	Oct 30, 2014
Sarah Jean Dory	Sunset Financial Services, Inc. other	Woodbury Financial Services, Inc. other	Other	Oct 20, 2014	Oct 20, 2014
Richard Douglas Smidt	Sunset Financial Services, Inc. other	Edward Jones national BD	Other	Oct 1, 2014	Oct 3, 2014
Larry Dean Freie	Sunset Financial Services, Inc. other	Ameritas Advisory Services other	Other	Mar 3, 2014	Apr 2, 2014
Richard Joe Johannsen	Sunset Financial Services, Inc. other	Strategic Financial Partners, Ltd other	Other	Aug 7, 2013	Sep 5, 2013
Stephanie Lyn Guerin	Sunset Financial Services, Inc. other	The Planned Approach no RAUM	Other	Apr 12, 2013	Apr 30, 2013
Kelly Jeanne Hokanson	Sunset Financial Services, Inc. other	The Planned Approach no RAUM	Other	Apr 12, 2013	Apr 30, 2013
David Wayne Verhille	Sunset Financial Services, Inc. other	Private Advisor Group, LLC other	Other	Mar 1, 2013	Mar 4, 2013
Mark Alan Vosika	Sunset Financial Services, Inc. other	Creativeone Securities, LLC other	Other	Dec 31, 2012	Jan 7, 2013
Steven T Ewen	Sunset Financial Services, Inc. other	Creativeone Securities, LLC other	Other	Dec 31, 2012	Jan 3, 2013
Michael Thomas Ball	Sunset Financial Services, Inc. other	Creativeone Securities, LLC other	Other	Dec 31, 2012	Jan 2, 2013
Shanon Grundland	Sunset Financial Services, Inc. other	Creativeone Securities, LLC BD affiliated	Other	Dec 10, 2012	Jan 1, 2025 (4405 d)
Richard C Roby	Sunset Financial Services, Inc. other	Financial Advisers Of America, LLC other	Other	Sep 27, 2012	Sep 27, 2012
Lisa Marie Gabriel	Sunset Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jun 19, 2012	Jun 19, 2012
Ronald Wayne Klenke	Sunset Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jun 19, 2012	Jun 19, 2012
Thomas Robert Reed	Sunset Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jun 19, 2012	Jun 18, 2012
Jeff Ryan Locker	Sunset Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jun 19, 2012	Jun 18, 2012
Kelly Lynn Stonebarger	Sunset Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jun 19, 2012	Jun 21, 2012
Andrew Michael Shenberg	Sunset Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jun 19, 2012	Jun 18, 2012
Justin M Carr	Sunset Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Jun 19, 2012	Jun 18, 2012
David Michael Suchland	Sunset Financial Services, Inc. other	The Joseph Group Capital Management other	Other	May 2, 2012	Jan 7, 2013 (250 d)
Kevin William Campbell	Sunset Financial Services, Inc. other	Easterly Funds LLC other	Other	Mar 19, 2012	Sep 29, 2016 (1655 d)
Randolf John Albers	Sunset Financial Services, Inc. other	Advanced Financial Services state registered	Other	Jan 6, 2012	Mar 21, 2012 (75 d)
Michael R Brown	Sunset Financial Services, Inc. other	Krilogy other	Other	Jan 3, 2012	Feb 23, 2012 (51 d)
Kyle Lewis Goepel	Sunset Financial Services, Inc. other	Td Ameritrade Investment Management, LLC other	Other	Dec 13, 2011	Dec 21, 2011
Mark S Durant	Sunset Financial Services, Inc. other	LPL Financial LLC other	Other	Dec 7, 2011	Feb 9, 2012 (64 d)
Robert James Douglass	Sunset Financial Services, Inc. other	Wealth Management other	Other	Sep 2, 2011	Oct 7, 2011 (35 d)
Christopher Todd Chilcoat	Sunset Financial Services, Inc. other	Deutsche Bank Securities Inc. other	Other	Aug 1, 2011	Aug 16, 2011
Peter Loomis Lovley	Sunset Financial Services, Inc. other	Hornor, Townsend & Kent, LLC other	Other	Jun 8, 2011	Jun 9, 2011
Matt Schommer	Sunset Financial Services, Inc. other	Waddell & Reed other	Other	May 25, 2011	May 31, 2011
Michael A Comperchio	Sunset Financial Services, Inc. other	LPL Financial LLC other	Other	May 19, 2011	May 19, 2011
Gregory Bryan Drew	Sunset Financial Services, Inc. other	LPL Financial LLC other	Other	Mar 22, 2011	Mar 29, 2011
Kevin Leo Keleher	Sunset Financial Services, Inc. other	National Planning Corporation ("Npc Of America" In Fl & Ny) other	Other	Mar 3, 2011	Mar 4, 2011
Gw King	Sunset Financial Services, Inc. other	Integrity Alliance, LLC other	Other	Dec 31, 2010	Jan 3, 2017 (2195 d)
Ryan Scott Strange	Sunset Financial Services, Inc. other	Avantax Advisory Services other	Other	Dec 31, 2010	Jan 9, 2014 (1105 d)
Gordon L Willoughby	Sunset Financial Services, Inc. other	Park Avenue Securities LLC other	Other	Dec 9, 2010	Feb 8, 2011 (61 d)
Roderick Joseph Clark	Sunset Financial Services, Inc. other	United Planners' Financial Services Of America A Limited Partner other	Other	Dec 31, 2009	Jul 30, 2015 (2037 d)
Michael Paul Krouse	Sunset Financial Services, Inc. other	United Planners' Financial Services Of America A Limited Partner other	Other	Dec 31, 2009	Aug 4, 2015 (2042 d)
Loren Odell Camp	Sunset Financial Services, Inc. other	Nr Smith & Associates, P.S. other	Other	Dec 15, 2009	Jun 21, 2011 (553 d)
Dominique Jevon Henderson	Sunset Financial Services, Inc. other	Wells Fargo Advisors wirehouse	Other	Jun 10, 2009	Apr 20, 2010 (314 d)
Anthony Richard Pampel	Sunset Financial Services, Inc. other	MML Investors Services, LLC other	Other	Jun 10, 2009	Jul 21, 2009 (41 d)
Brandon Carl Papa	Sunset Financial Services, Inc. other	Newedge Advisors other	Other	Jun 1, 2009	Aug 15, 2016 (2632 d)
Susan Elaine Cole	Sunset Financial Services, Inc. other	Cetera Advisor Networks LLC other	Other	Apr 17, 2009	Apr 30, 2009
Tracy S Shinn	Sunset Financial Services, Inc. other	Park Avenue Securities LLC other	Other	Feb 2, 2009	May 28, 2009 (115 d)
Paul Clayton Conner	Sunset Financial Services, Inc. other	First Legacy Securities, LLC unclassified	Other	Sep 26, 2008	Nov 6, 2008 (41 d)
Charles Thomas Cammack	Sunset Financial Services, Inc. other	First Legacy Securities, LLC unclassified	Other	Sep 26, 2008	Oct 8, 2008
Jeremy Shane Hay	Sunset Financial Services, Inc. other	First Legacy Securities, LLC unclassified	Other	Sep 26, 2008	Sep 30, 2008
Darryl Richard Wilson	Sunset Financial Services, Inc. other	First Legacy Securities, LLC unclassified	Other	Sep 26, 2008	Sep 30, 2008
Jason Tilton Latham	Sunset Financial Services, Inc. other	First Legacy Securities, LLC unclassified	Other	Sep 26, 2008	Sep 30, 2008
Melinda Cook Mccullough	Sunset Financial Services, Inc. other	First Legacy Securities, LLC unclassified	Other	Sep 26, 2008	Sep 30, 2008
Brenda S Dozier	Sunset Financial Services, Inc. other	First Legacy Securities, LLC unclassified	Other	Sep 26, 2008	Sep 30, 2008
Perry Franklin Carter	Sunset Financial Services, Inc. other	Morgan Stanley & Co. LLC unclassified	Other	Sep 24, 2008	Oct 24, 2008
Dean Constantine Bruno Anast	Sunset Financial Services, Inc. other	Qa3 Financial LLC unclassified	Other	May 31, 2007	Jun 6, 2007
Michael Charles Hoffman	Sunset Financial Services, Inc. other	Securian Financial Services, Inc. other	Other	May 2, 2007	Jun 8, 2007 (37 d)

Page 1 of 2Next

76 moves match.