DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Citizens Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason Edward Schott | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 30, 2023 | Jun 28, 2023 |
| Eng Y Lian | Citizens Securities, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 29, 2023 | Nov 27, 2023 (151 d) |
| Joseph Alexander Gifford | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 29, 2023 | Jun 29, 2023 |
| Daniel E. Dudemaine | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 21, 2023 | Jul 24, 2023 (33 d) |
| Thomas L Laporta | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 20, 2023 | Jun 30, 2023 |
| Frank Wesley Morgan | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2023 | Jul 14, 2023 |
| Nicholas David Wolanski | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 14, 2023 | Jul 7, 2023 |
| Andrew James Mason | Citizens Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2023 | Jun 13, 2023 |
| Quan Nguyen | Citizens Securities, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2023 | Aug 30, 2023 (82 d) |
| Kimberly Kathleen Elliott | Citizens Securities, Inc. BD affiliated | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2023 | Jun 7, 2023 |
| Terraine Johnson | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 9, 2023 | Aug 15, 2023 (67 d) |
| Gavin James Parker | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2023 | Jun 26, 2023 |
| Meghan Howland Forrester | Citizens Securities, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2023 | May 31, 2023 |
| Ihor Zbyshko | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 30, 2023 | Jun 28, 2023 |
| Jason Dennis Harken | Citizens Securities, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2023 | May 19, 2023 |
| Deborah J Harris | Citizens Securities, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2023 | May 19, 2023 |
| Ma Nang Lar | Citizens Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | May 12, 2023 | May 26, 2023 |
| Olympia Wheeler | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2023 | Jul 18, 2023 (68 d) |
| Dylan Berube | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2023 | May 15, 2023 |
| Amanda Rae Ptak | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2023 | Jul 18, 2023 (77 d) |
| Caitlin Marie Zinno | Citizens Securities, Inc. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | May 2, 2023 | May 2, 2023 |
| Michael William Coffey | Citizens Securities, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2023 | Apr 26, 2023 |
| Paul Richard Duquette | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 1, 2023 | Jun 8, 2023 (38 d) |
| Steven Viet Dinh | Citizens Securities, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 1, 2023 | May 8, 2023 |
| Brian William Laird | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2023 | May 9, 2023 |
| Jennifer Anne Roneker | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 5, 2023 | Apr 14, 2023 |
| Adit Sem | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2023 | Nov 28, 2023 (237 d) |
| Joseph Russello | Citizens Securities, Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2023 | Apr 5, 2023 |
| Pardis Ferdosi | Citizens Securities, Inc. BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2023 | Jun 29, 2023 (92 d) |
| Ashmi L Dave | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 21, 2023 | Mar 20, 2023 |
| David Skolnik | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2023 | May 16, 2023 (61 d) |
| Kyle G Eichorn | Citizens Securities, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2023 | Mar 28, 2023 |
| David Elson Palmiter | Citizens Securities, Inc. BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2023 | Mar 6, 2023 |
| Suzanne Saville | Citizens Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2023 | Mar 7, 2023 |
| Mathew Jason Demikat | Citizens Securities, Inc. BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Mar 1, 2023 | Feb 28, 2023 |
| Ryan Scott Thompson | Citizens Securities, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2023 | Mar 6, 2023 |
| Jeremy Matthew Draskovich | Citizens Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 23, 2023 | Feb 17, 2023 |
| Hyman Noah Glasman | Citizens Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2023 | Feb 23, 2023 |
| Walter Winston Lother | Citizens Securities, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Mar 3, 2023 |
| Matthew Powers | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2023 | Apr 4, 2023 (47 d) |
| Conner Burt | Citizens Securities, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Feb 13, 2023 | Jul 20, 2023 (157 d) |
| Adam Rekasie | Citizens Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 6, 2023 | Feb 3, 2023 |
| Nicholas Pavao | Citizens Securities, Inc. BD affiliated | Mutual Of Omaha Investor Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 1, 2023 | Mar 23, 2023 (50 d) |
| Diana G Taksir | Citizens Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 24, 2023 | Jan 20, 2023 |
| Patrycja Serafin Cotter | Citizens Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 24, 2023 | Jan 20, 2023 |
| Chris Suraci | Citizens Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 20, 2023 | Jan 20, 2023 |
| Andrius Jurkunas | Citizens Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 20, 2023 | Jan 24, 2023 |
| Joshua Thomas Haapanen | Citizens Securities, Inc. BD affiliated | Measured Wealth Private Client Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2023 | Jan 9, 2023 |
| Stacy L Colonna | Citizens Securities, Inc. BD affiliated | Sound Income Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2023 | Jan 30, 2023 |
| Thomas Chiswick | Citizens Securities, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 9, 2023 | Feb 1, 2023 |
| Amanda Dragan | Citizens Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2022 | Jan 6, 2023 |
| Nathan Charles Goodwin | Citizens Securities, Inc. BD affiliated | Klr Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2022 | Dec 21, 2022 |
| Dylan John Stephen Eleoff Edwards | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2022 | Mar 13, 2024 (453 d) |
| David Edward Turkasz | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 16, 2022 | Jan 6, 2023 |
| Jason Michael Abbamonte | Citizens Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2022 | Dec 2, 2022 |
| Erik M Wilcox | Citizens Securities, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Dec 2, 2022 | Nov 29, 2022 |
| Patrick Mcguiness | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 29, 2022 | Mar 30, 2023 (121 d) |
| Cari Lamontagne | Citizens Securities, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 16, 2022 | Nov 18, 2022 |
| Marilyn Gay Zarkos | Citizens Securities, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 16, 2022 | Nov 14, 2022 |
| Van Chac Liao | Citizens Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 10, 2022 | Dec 9, 2022 |
1,362 moves match.