DFX Intelligence
Advisor moves
Departures from Citizens Securities, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Lisa A Mahabir | Citizens Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 28, 2021 | Oct 6, 2021 |
| Paul Thomas Cola | Citizens Securities, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 28, 2021 | Nov 17, 2021 (50 d) |
| Paula Jean Farrell | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2021 | Jan 31, 2024 (856 d) |
| Brian Michael Kallenberg | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2021 | Jan 20, 2023 (480 d) |
| John Grant Griffith | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 27, 2021 | Oct 13, 2021 |
| Stephanie Pacheco | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2021 | Oct 26, 2021 |
| Preston J Walker | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 24, 2021 | Sep 23, 2021 |
| Jillian Faye Gingras | Citizens Securities, Inc. BD affiliated | Empower Advisory Group, LLC other | Other | Sep 24, 2021 | Nov 11, 2021 (48 d) |
| David Hubbs | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 23, 2021 | Oct 11, 2021 |
| Thomas Allen Griffore | Citizens Securities, Inc. BD affiliated | Great Lakes Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 20, 2021 | Oct 1, 2021 |
| Susan Beagle | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2021 | Oct 18, 2022 (396 d) |
| Silvi Sinoimeri | Citizens Securities, Inc. BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2021 | Sep 30, 2021 |
| Kevin Michael Carr | Citizens Securities, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 14, 2021 | Nov 9, 2021 (56 d) |
| Sahar C Snyder | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2021 | Nov 11, 2021 (58 d) |
| Vincent Thornton | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 13, 2021 | Apr 25, 2022 (224 d) |
| Robin M Taft | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2021 | Jan 26, 2022 (138 d) |
| James Turner | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2021 | Nov 26, 2021 (77 d) |
| Kristin Nickerson | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2021 | Nov 15, 2021 (67 d) |
| Josh Bordis | Citizens Securities, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 9, 2021 | Sep 22, 2021 |
| Vajoan Marte | Citizens Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 7, 2021 | Sep 7, 2021 |
| Kevin M Dowling | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2021 | Dec 16, 2021 (104 d) |
| Daniel C. Helton | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2021 | Oct 18, 2021 (45 d) |
| Christian Tyler Wallace | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2021 | Nov 11, 2024 (1168 d) |
| Michael Anthony Kiernan | Citizens Securities, Inc. BD affiliated | The Patriot Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 30, 2021 | Oct 20, 2021 (51 d) |
| Carole Burns | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 26, 2021 | Oct 25, 2021 (60 d) |
| Oluwatofunmi A Ochi | Citizens Securities, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Aug 24, 2021 | Sep 8, 2021 |
| Steven Potwin | Citizens Securities, Inc. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2021 | Aug 19, 2022 (361 d) |
| Rebecca L Bear | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2021 | Sep 2, 2021 |
| Nicole Terese Fobare | Citizens Securities, Inc. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2021 | Mar 16, 2022 (212 d) |
| Cory Rasmussen | Citizens Securities, Inc. BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2021 | Sep 7, 2021 |
| William Joseph Torrance | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 10, 2021 | Aug 20, 2021 |
| Gizem Folk | Citizens Securities, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2021 | Sep 23, 2021 (44 d) |
| Joseph John Braut | Citizens Securities, Inc. BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2021 | Aug 17, 2021 |
| Dwayne O Marsh | Citizens Securities, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 9, 2021 | Jul 29, 2021 |
| Michael Rothman | Citizens Securities, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2021 | Jul 14, 2021 |
| Clinton Carson Osmun | Citizens Securities, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2021 | Aug 8, 2021 |
| Daniel Jeremiah Ortiz | Citizens Securities, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 26, 2021 | Aug 2, 2021 |
| Jorge Cisneros Rodriguez | Citizens Securities, Inc. BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 22, 2021 | Aug 11, 2021 |
| Claudio Mario Mastroianni | Citizens Securities, Inc. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2021 | Jul 26, 2021 |
| Adam M Baker | Citizens Securities, Inc. BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2021 | Aug 23, 2021 (38 d) |
| Kyle Kenneth Clark | Citizens Securities, Inc. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 16, 2021 | Oct 1, 2021 (77 d) |
| Mark-Anthony Gibson | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 16, 2021 | Aug 17, 2022 (397 d) |
| Ryan Frank Gravina | Citizens Securities, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 16, 2021 | Jul 30, 2021 |
| John Francis Franzago | Citizens Securities, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2021 | Jul 14, 2021 |
| Erik Schulz | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2021 | Aug 10, 2021 (35 d) |
| Norine Lima | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 6, 2021 | Jul 12, 2021 |
| Benjamin Duchano | Citizens Securities, Inc. BD affiliated | Focus Partners Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2021 | Jan 3, 2023 (550 d) |
| Murad Huson Royal | Citizens Securities, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2021 | Aug 3, 2021 (39 d) |
| Frederick M. Vicario | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2021 | Sep 16, 2021 (83 d) |
| Nigel William Stearns | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 25, 2021 | Oct 1, 2021 (98 d) |
| Arthur J. Mcsweeney | Citizens Securities, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2021 | Jan 11, 2022 (203 d) |
| Christopher Robert Dube | Citizens Securities, Inc. BD affiliated | Arcadia Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2021 | Jun 30, 2021 |
| Michael Trotter | Citizens Securities, Inc. BD affiliated | The Patriot Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2021 | Jun 29, 2021 |
| Jeffrey Garrison | Citizens Securities, Inc. BD affiliated | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2021 | Jun 18, 2021 |
| Frederick Abrams Bellows | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 11, 2021 | Jun 29, 2021 |
| Robert Edward Keane | Citizens Securities, Inc. BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 11, 2021 | Jul 8, 2021 |
| Aric E. H. Friend | Citizens Securities, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 8, 2021 | Aug 16, 2022 (434 d) |
| Sean Patrick Lore | Citizens Securities, Inc. BD affiliated | Esi Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2021 | Jun 14, 2021 |
| Tyler Blake | Citizens Securities, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 4, 2021 | Jun 17, 2021 |
| Kimberly Ann Carroll | Citizens Securities, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2021 | Nov 1, 2021 (150 d) |
1,362 moves match.