| Lee M Gottlieb | Hornor, Townsend & Kent, LLC other | Transamerica Financial Advisors, LLC other | Other | Jan 7, 2010 | Mar 10, 2010 (62 d) |
| Christopher Wetterman | Hornor, Townsend & Kent, LLC other | Chase Investment Services Corp. other | Other | Dec 16, 2009 | Dec 14, 2009 |
| David T. Skelly | Hornor, Townsend & Kent, LLC other | Woodbury Financial Services, Inc. other | Other | Dec 3, 2009 | Nov 20, 2009 |
| Frances E Aguilera | Hornor, Townsend & Kent, LLC other | Park Avenue Securities LLC other | Other | Nov 18, 2009 | Nov 21, 2011 (733 d) |
| John Charles Peterson | Hornor, Townsend & Kent, LLC other | Advisor Resource Council other | Other | Oct 30, 2009 | Nov 13, 2012 (1110 d) |
| David Alexander Sauers | Hornor, Townsend & Kent, LLC other | MML Investors Services, LLC other | Other | Oct 1, 2009 | Oct 15, 2009 |
| Chad Michael Alevras | Hornor, Townsend & Kent, LLC other | Osaic Fa, Inc. other | Other | Sep 8, 2009 | Aug 28, 2009 |
| Christine M Raines | Hornor, Townsend & Kent, LLC other | Commonwealth Financial Network national BD | Other | Jul 29, 2009 | Jul 27, 2009 |
| John Blanos | Hornor, Townsend & Kent, LLC other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Jul 9, 2009 | Jul 2, 2009 |
| Rick Walter Campbell | Hornor, Townsend & Kent, LLC other | Financial Independence, LLC independent RIA | Other | Jul 9, 2009 | Jun 1, 2009 |
| Ericka Kay Marini | Hornor, Townsend & Kent, LLC other | Edward Jones national BD | Other | Jun 23, 2009 | Nov 26, 2019 (3808 d) |
| Stephen Bernard Kincer | Hornor, Townsend & Kent, LLC other | Avantax Advisory Services other | Other | Jun 12, 2009 | Nov 29, 2016 (2727 d) |
| Jason Bezanson Maples | Hornor, Townsend & Kent, LLC other | Nfp Advisor Services, LLC other | Other | Jun 9, 2009 | Jun 1, 2009 |
| Ronald Christopher Lottridge | Hornor, Townsend & Kent, LLC other | Kestra Advisory Services, LLC other | Other | Jun 2, 2009 | Apr 18, 2016 (2512 d) |
| Charles Richard Locher | Hornor, Townsend & Kent, LLC other | Gwn Securities Inc. other | Other | May 14, 2009 | Sep 7, 2011 (846 d) |
| Robert Mark Wheatley | Hornor, Townsend & Kent, LLC other | MML Investors Services, LLC other | Other | Apr 17, 2009 | May 8, 2009 |
| John Patrick Reidy | Hornor, Townsend & Kent, LLC other | Cetera Advisor Networks LLC other | Other | Apr 13, 2009 | Aug 26, 2009 (135 d) |
| Kelly F Sullivan | Hornor, Townsend & Kent, LLC other | H. Beck, Inc. other | Other | Apr 8, 2009 | Jul 7, 2009 (90 d) |
| Preston David Cherry | Hornor, Townsend & Kent, LLC other | Wealth Development Strategies Investment Advisory, Inc. state registered | Other | Apr 1, 2009 | Jul 25, 2008 |
| Brian Michael Davis | Hornor, Townsend & Kent, LLC other | Davis Wealth Management, LLC state registered | Other | Mar 12, 2009 | Nov 4, 2003 |
| Richard John Pinola | Hornor, Townsend & Kent, LLC other | Osaic Fa, Inc. other | Other | Mar 6, 2009 | Mar 2, 2009 |
| Dorothy Ann Allen | Hornor, Townsend & Kent, LLC other | Osaic Fa, Inc. other | Other | Mar 6, 2009 | Feb 24, 2009 |
| Michael Arthur Mclaughlin | Hornor, Townsend & Kent, LLC other | Osaic Fa, Inc. other | Other | Feb 12, 2009 | Feb 3, 2009 |
| Arthur Ring Best | Hornor, Townsend & Kent, LLC other | Voya Financial Advisors, Inc. other | Other | Feb 6, 2009 | May 21, 2009 (104 d) |
| Xavier Adriel Allen | Hornor, Townsend & Kent, LLC other | Td Ameritrade Investment Management, LLC other | Other | Jan 23, 2009 | Aug 8, 2014 (2023 d) |
| Michael John Welker | Hornor, Townsend & Kent, LLC other | Protection Point Advisors independent RIA | Other | Jan 7, 2009 | Sep 29, 2020 (4283 d) |
| Robert Joseph Hartfield | Hornor, Townsend & Kent, LLC other | Osaic Fa, Inc. other | Other | Dec 19, 2008 | Dec 16, 2008 |
| Joseph Steven Altobelli | Hornor, Townsend & Kent, LLC other | Wall Street Financial Group, Inc other | Other | Dec 11, 2008 | Dec 5, 2008 |
| Michael Ray Mcpeek | Hornor, Townsend & Kent, LLC other | J. W. Cole Advisors, Inc. other | Other | Dec 8, 2008 | Dec 9, 2010 (731 d) |
| Mack Wayne Bryson | Hornor, Townsend & Kent, LLC other | Morgan Keegan & Company, LLC other | Other | Dec 8, 2008 | Dec 17, 2008 |
| Sean William Reading | Hornor, Townsend & Kent, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | Dec 5, 2008 | Dec 1, 2008 |
| Joseph O Reimels | Hornor, Townsend & Kent, LLC other | Osaic Fa, Inc. other | Other | Dec 5, 2008 | May 29, 2009 (175 d) |
| David Guy Robichaud | Hornor, Townsend & Kent, LLC other | On Investment Management Co other | Other | Nov 24, 2008 | Dec 22, 2008 |
| Jason Lee Barney | Hornor, Townsend & Kent, LLC other | United Planners' Financial Services Of America A Limited Partner other | Other | Nov 13, 2008 | Nov 4, 2008 |
| Kevin Patrick Swantek | Hornor, Townsend & Kent, LLC other | Osaic Fa, Inc. other | Other | Oct 29, 2008 | Mar 31, 2009 (153 d) |
| Robert Forest Held | Hornor, Townsend & Kent, LLC other | LPL Financial LLC other | Other | Oct 21, 2008 | Oct 7, 2008 |
| David Barol | Hornor, Townsend & Kent, LLC other | LPL Financial LLC other | Other | Oct 20, 2008 | Oct 7, 2008 |
| Brad Jedd Myers | Hornor, Townsend & Kent, LLC other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Sep 12, 2008 | Sep 3, 2008 |
| Raymond Charles Abraham | Hornor, Townsend & Kent, LLC other | Cetera Investment Advisers LLC BD affiliated | Other | Sep 4, 2008 | Jun 29, 2023 (5411 d) |
| Timothy Bryan Menez | Hornor, Townsend & Kent, LLC other | Cetera Advisor Networks LLC other | Other | Aug 27, 2008 | Aug 27, 2008 |
| Jeffrey Roger Segelke | Hornor, Townsend & Kent, LLC other | Insphere Securities, Inc. unclassified | Other | Aug 27, 2008 | Sep 29, 2008 (33 d) |
| Kelly Stecklein | Hornor, Townsend & Kent, LLC other | Securities America Advisors, Inc. other | Other | Aug 26, 2008 | Jul 29, 2008 |
| Scott William Cody | Hornor, Townsend & Kent, LLC other | Securities America Advisors, Inc. other | Other | Aug 7, 2008 | Jul 29, 2008 |
| Daniel Lee Grote | Hornor, Townsend & Kent, LLC other | Securities America Advisors, Inc. other | Other | Aug 7, 2008 | Jul 29, 2008 |
| Jeffrey L Mccullough | Hornor, Townsend & Kent, LLC other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 1, 2008 | Jan 20, 2009 (172 d) |
| James Antony Clary | Hornor, Townsend & Kent, LLC other | Esi Financial Advisors other | Other | Jul 29, 2008 | Jul 31, 2008 |
| Ryan P Scott | Hornor, Townsend & Kent, LLC other | Principal Securities, Inc. BD affiliated | Other | Jul 14, 2008 | May 6, 2019 (3948 d) |
| Jerry Lee Parrish | Hornor, Townsend & Kent, LLC other | Edward Jones national BD | Other | Jul 9, 2008 | Sep 16, 2008 (69 d) |
| Ryan M Bladen | Hornor, Townsend & Kent, LLC other | Physician Wealth Advisors, Inc. other | Other | Jun 5, 2008 | Jun 13, 2008 |
| Jonathan David Robson | Hornor, Townsend & Kent, LLC other | Osaic Fa, Inc. other | Other | May 15, 2008 | May 16, 2008 |
| Donna Marie Cunningham | Hornor, Townsend & Kent, LLC other | Bny Mellon Advisors, Inc. other | Other | May 8, 2008 | May 19, 2008 |
| Thomas Joseph Picone | Hornor, Townsend & Kent, LLC other | Private Client Services, LLC other | Other | Apr 15, 2008 | Jul 28, 2010 (834 d) |
| Roy Joseph Innella | Hornor, Townsend & Kent, LLC other | The Wealth Advocate Investment Group, LLC unclassified | Other | Apr 15, 2008 | May 5, 2008 |
| Brian Arthur Irving | Hornor, Townsend & Kent, LLC other | Triad Advisors, LLC other | Other | Mar 11, 2008 | Mar 5, 2008 |
| Gregory Jon Clemens | Hornor, Townsend & Kent, LLC other | Securities America Advisors, Inc. other | Other | Mar 3, 2008 | Mar 26, 2008 |
| Grant Joseph Wenger | Hornor, Townsend & Kent, LLC other | Securian Financial Services, Inc. other | Other | Jan 28, 2008 | Feb 29, 2012 (1493 d) |
| Richard Jason Levine | Hornor, Townsend & Kent, LLC other | Equitable Advisors, LLC national BD | Other | Nov 26, 2007 | Nov 21, 2007 |
| Carol Ann Sutterfield | Hornor, Townsend & Kent, LLC other | MML Investors Services, LLC other | Other | Oct 11, 2007 | Oct 16, 2007 |
| Michael Andrew Coelho | Hornor, Townsend & Kent, LLC other | Associated Securities Corp. unclassified | Other | Sep 12, 2007 | Oct 3, 2007 |
| Frank Edward Kautzky | Hornor, Townsend & Kent, LLC other | Commonwealth Financial Network national BD | Other | Aug 27, 2007 | Jan 2, 2008 (128 d) |