DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Nfp Advisor Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jeffrey Lee Lambeth	Nfp Advisor Services, LLC other	Td Ameritrade, Inc. no RAUM	Other	Apr 30, 2015	May 11, 2015
Catherine Constance Christ	Nfp Advisor Services, LLC other	Creative Planning Institutional Advisors, LLC other	Other	Apr 30, 2015	May 6, 2015
Keith John Burgess	Nfp Advisor Services, LLC other	Kestra Advisory Services, LLC BD affiliated	Other	Apr 23, 2015	Nov 8, 2023 (3121 d)
Samantha Amanda Fraelich-Rohe	Nfp Advisor Services, LLC other	Maryland Financial Group, Inc. other	Other	Apr 15, 2015	May 21, 2015 (36 d)
Rodney Balbuena	Nfp Advisor Services, LLC other	Cetera Advisor Networks LLC other	Other	Apr 14, 2015	May 5, 2015
Jeffrey P Deiss	Nfp Advisor Services, LLC other	Advisors Capital Management, LLC other	Other	Apr 7, 2015	Apr 20, 2015
Adam Stanley Novak	Nfp Advisor Services, LLC other	Columbia Management Investment Advisers, LLC other	Other	Apr 1, 2015	Apr 7, 2015
Robert Franklin	Nfp Advisor Services, LLC other	Lion Street Advisors, LLC other	Other	Mar 24, 2015	Mar 23, 2015
Paul John Cella	Nfp Advisor Services, LLC other	International Assets Investment Management, LLC other	Other	Mar 20, 2015	Mar 25, 2015
Daniel Kenneth Graber	Nfp Advisor Services, LLC other	Kestra Advisory Services, LLC other	Other	Mar 3, 2015	Feb 22, 2017 (722 d)
Johnny Kang	Nfp Advisor Services, LLC other	Prestonwood Capital Management, LLC state registered	Other	Mar 3, 2015	Mar 12, 2015
Reagan Pollock Pettey	Nfp Advisor Services, LLC other	LPL Financial LLC other	Other	Mar 2, 2015	Mar 2, 2015
Tamekia Yolanda Thompson	Nfp Advisor Services, LLC other	Raymond James & Associates, Inc. national BD	Other	Mar 2, 2015	Mar 2, 2016 (366 d)
Kurtis Andrew Polacek	Nfp Advisor Services, LLC other	Simply Money Advisors other	Other	Feb 19, 2015	Jan 27, 2017 (708 d)
Edward Allen Davis	Nfp Advisor Services, LLC other	Financial Planning Consultants, LLC other	Other	Jan 22, 2015	Mar 12, 2010
Andrew C Denny	Nfp Advisor Services, LLC other	Lincoln Investment other	Other	Jan 12, 2015	Jan 2, 2015
Daintry Noelle Price	Nfp Advisor Services, LLC other	Conover Capital Management other	Other	Jan 7, 2015	Jan 7, 2015
Mickey Shawn Bryan	Nfp Advisor Services, LLC other	Voya Financial Advisors, Inc. other	Other	Jan 7, 2015	Feb 26, 2015 (50 d)
John Kelley Odea	Nfp Advisor Services, LLC other	Securian Financial Services, Inc. other	Other	Jan 6, 2015	Jan 9, 2015
Timothy Christopher Thurston	Nfp Advisor Services, LLC other	Ips Advisors no RAUM	Other	Jan 2, 2015	Jan 6, 2015
Dale Robert Scofield	Nfp Advisor Services, LLC other	Ips Advisors no RAUM	Other	Jan 2, 2015	Jan 6, 2015
Kathleen Anne Mulhern Webster	Nfp Advisor Services, LLC other	Osaic Institutions, Inc. other	Other	Dec 31, 2014	Jan 9, 2015
Donita S Baze	Nfp Advisor Services, LLC other	Cuso Financial Services, L.P. other	Other	Dec 22, 2014	Jan 5, 2015
Amber Jean Bell	Nfp Advisor Services, LLC other	Couch Hallum Financial Group other	Other	Dec 22, 2014	Jan 22, 2015 (31 d)
Sherrie Lynn Keylon	Nfp Advisor Services, LLC other	LPL Financial LLC other	Other	Nov 19, 2014	Dec 16, 2014
James Nathaniel Meehan	Nfp Advisor Services, LLC other	Sentinel Pension Advisors, LLC. other	Other	Nov 19, 2014	Mar 4, 2015 (105 d)
Stuart Eric Raider	Nfp Advisor Services, LLC other	Global Financial Private Capital, Inc. other	Other	Nov 7, 2014	Nov 10, 2014
Peter Martin Mendler	Nfp Advisor Services, LLC other	Global Financial Private Capital, Inc. other	Other	Nov 7, 2014	Nov 10, 2014
Michael Francis Shearon	Nfp Advisor Services, LLC other	Spc other	Other	Oct 24, 2014	Oct 21, 2014
Michael Dennis Flynn	Nfp Advisor Services, LLC other	Spc other	Other	Oct 24, 2014	Oct 22, 2014
Stephen Lee Enoch	Nfp Advisor Services, LLC other	Divergent Asset Advisors, LLC unclassified	Other	Oct 24, 2014	Jul 21, 2014
Richard Shant Chebookjian	Nfp Advisor Services, LLC other	Bluestone Capital Management, LLC other	Other	Oct 16, 2014	Oct 15, 2014
Robert Edward Fish	Nfp Advisor Services, LLC other	Azarias Capital Partners, LLC unclassified	Other	Oct 16, 2014	Sep 1, 2010
James Nendel Pepperman	Nfp Advisor Services, LLC other	Azarias Capital Partners, LLC unclassified	Other	Oct 16, 2014	Sep 2, 2010
Anthony J. Falco	Nfp Advisor Services, LLC other	Bluestone Capital Management, LLC other	Other	Oct 16, 2014	Oct 15, 2014
Michael Shannon Cotter	Nfp Advisor Services, LLC other	Schwab Wealth Advisory, Inc. other	Other	Oct 14, 2014	Apr 24, 2015 (192 d)
Amy Collier Garrison	Nfp Advisor Services, LLC other	Ameriprise Financial Services, LLC national BD	Other	Oct 1, 2014	Sep 29, 2014
Ryan Lee Sutherland	Nfp Advisor Services, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 1, 2014	Oct 13, 2014
Mark Todd Vandiver	Nfp Advisor Services, LLC other	Interocean Capital - Tn, LLC other	Other	Sep 22, 2014	Jan 26, 2015 (126 d)
John Luke Harezlak	Nfp Advisor Services, LLC other	Harbour Investments, Inc. other	Other	Sep 22, 2014	Sep 25, 2014
Jason Bezanson Maples	Nfp Advisor Services, LLC other	Lockton Investment Advisors, LLC no RAUM	Other	Sep 15, 2014	Sep 16, 2014
Alan Littman Kaye	Nfp Advisor Services, LLC other	Cetera Advisor Networks LLC other	Other	Sep 10, 2014	Sep 24, 2014
Christopher D Fay	Nfp Advisor Services, LLC other	Csenge Advisory Group, LLC independent RIA	Other	Aug 28, 2014	Feb 20, 2020 (2002 d)
Gregory Joseph Wisniew	Nfp Advisor Services, LLC other	Lincoln Investment other	Other	Aug 26, 2014	Sep 4, 2014
William Brad Brantley	Nfp Advisor Services, LLC other	Independent Advisor Alliance, LLC other	Other	Aug 25, 2014	Aug 25, 2014
Michael Warren Long	Nfp Advisor Services, LLC other	True Private Wealth Advisors, LLC other	Other	Aug 4, 2014	Aug 4, 2014
James Wesley Battle	Nfp Advisor Services, LLC other	Raymond James Financial Services Advisors, Inc other	Other	Jul 25, 2014	Jul 31, 2014
Norman Douglas Hostetler	Nfp Advisor Services, LLC other	Lion Street Advisors, LLC other	Other	Jul 22, 2014	Jul 18, 2014
Gemma May Melgarejo Labar	Nfp Advisor Services, LLC other	Commonwealth Financial Network national BD	Other	Jul 18, 2014	Sep 26, 2014 (70 d)
Patrick Eugene Flynn	Nfp Advisor Services, LLC other	Spc other	Other	Jul 11, 2014	May 3, 2016 (662 d)
Thomas Gene Bartley	Nfp Advisor Services, LLC other	Lincoln Investment other	Other	Jul 10, 2014	Aug 11, 2014 (32 d)
Hunter Rock	Nfp Advisor Services, LLC other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 10, 2014	Jul 9, 2014
Mero Joseph Capo	Nfp Advisor Services, LLC other	Independent Financial Partners other	Other	Jun 30, 2014	Jul 2, 2014
Glen Michael Oconnor	Nfp Advisor Services, LLC other	Independent Financial Partners other	Other	Jun 30, 2014	Jul 3, 2014
Elyse Annette Dornhecker Jensen	Nfp Advisor Services, LLC other	Azure Wealth Management state registered	Other	Jun 23, 2014	Oct 22, 2014 (121 d)
Jonathan Jay Edwards	Nfp Advisor Services, LLC other	Granite Financial Partners mixed wealth	Other	Jun 17, 2014	Aug 27, 2014 (71 d)
Christy Renee Trudeau	Nfp Advisor Services, LLC other	Charles Schwab & Co., Inc. national BD	Other	Jun 12, 2014	Jul 11, 2014
Aaron John Hodari	Nfp Advisor Services, LLC other	Schechter Investment Advisors, LLC other	Other	Jun 12, 2014	Feb 11, 2014
Christopher George Nichols	Nfp Advisor Services, LLC other	Cwm, LLC other	Other	Jun 3, 2014	Jun 11, 2014
Gregory Barber	Nfp Advisor Services, LLC other	Investacorp Advisory Services Inc other	Other	May 30, 2014	Jul 18, 2017 (1145 d)

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529 moves match.