DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Woodbury Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason Scott Adams | Woodbury Financial Services, Inc. BD affiliated | Tripletail Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 13, 2022 | Apr 6, 2022 |
| Erik Nathan Bonnett | Woodbury Financial Services, Inc. BD affiliated | Tripletail Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 8, 2022 | Apr 6, 2022 |
| Karl Francis Molwitz | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2022 | Apr 1, 2022 |
| Clinton Michael Biggs | Woodbury Financial Services, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2022 | Apr 6, 2022 |
| Cynthia Garcia | Woodbury Financial Services, Inc. BD affiliated | T. Rowe Price Advisory Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2022 | Jun 3, 2022 (71 d) |
| Kevin Joseph Murray | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2022 | Mar 18, 2022 |
| Dominic Vincent Privitera | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2022 | Mar 18, 2022 |
| Thomas Joseph Wiltz | Woodbury Financial Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2022 | Mar 11, 2022 |
| Daryl Durand Bush | Woodbury Financial Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2022 | Jan 16, 2024 (671 d) |
| Martin Aaron Shapiro | Woodbury Financial Services, Inc. BD affiliated | Redwood Private Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 2, 2022 | Feb 24, 2022 |
| John Charles Wright | Woodbury Financial Services, Inc. BD affiliated | Redwood Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 2, 2022 | Aug 24, 2022 (175 d) |
| Alec R Leasure | Woodbury Financial Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 1, 2022 | Mar 7, 2022 |
| Brennen Sean Newton | Woodbury Financial Services, Inc. BD affiliated | Owlfi other | Other | Feb 1, 2022 | Feb 3, 2022 |
| Betty Elizabeth Azmoon | Woodbury Financial Services, Inc. BD affiliated | Griffin Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 28, 2022 | Jan 17, 2020 |
| Allison Marie Malcolm | Woodbury Financial Services, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jan 26, 2022 | Oct 25, 2023 (637 d) |
| Michael Calabrese | Woodbury Financial Services, Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2022 | Mar 8, 2022 (49 d) |
| Kendal Patrick Shaw | Woodbury Financial Services, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2022 | Aug 15, 2022 (217 d) |
| Frank Anthony Lopez | Woodbury Financial Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 7, 2022 | Aug 9, 2024 (945 d) |
| Bryan M Farwell | Woodbury Financial Services, Inc. BD affiliated | Prevail Innovative Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2021 | Jan 6, 2022 |
| Alex Schremmer | Woodbury Financial Services, Inc. BD affiliated | Gds Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2021 | Jan 24, 2022 |
| Michael Anthony Allen | Woodbury Financial Services, Inc. BD affiliated | Sb Advisory, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 22, 2021 | Mar 13, 2023 (446 d) |
| Robert Lee Kennedy | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2021 | Nov 29, 2021 |
| Jack Jui-Lin Chang | Woodbury Financial Services, Inc. BD affiliated | Taibay Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 2, 2021 | Dec 2, 2021 |
| Mary Elizabeth Jones | Woodbury Financial Services, Inc. BD affiliated | John Hancock Investment Management LLC asset manager | Other | Dec 2, 2021 | Dec 7, 2021 |
| Isaac Louis Samsa | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2021 | Nov 29, 2021 |
| Amanda Marie Ross | Woodbury Financial Services, Inc. BD affiliated | Aegis Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2021 | Nov 30, 2021 (39 d) |
| Richard Deane Abbe | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2021 | Oct 5, 2021 |
| Thomas Billeaud | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2021 | Oct 4, 2021 |
| Hunter Richard Abbe | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2021 | Oct 4, 2021 |
| Patrick David Meister | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2021 | Oct 18, 2021 |
| Courtney Burrell | Woodbury Financial Services, Inc. BD affiliated | Personal Capital Advisors Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2021 | Dec 2, 2021 (44 d) |
| James Kenneth Spann | Woodbury Financial Services, Inc. BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2021 | Oct 12, 2021 |
| Paul Nicholas Behnke | Woodbury Financial Services, Inc. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2021 | Oct 8, 2021 |
| Sarah Anne Miller | Woodbury Financial Services, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 1, 2021 | Nov 12, 2021 (42 d) |
| Craig W Petrella | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2021 | Sep 21, 2021 |
| Patrick Henry Phimmasone | Woodbury Financial Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2021 | Oct 28, 2022 (396 d) |
| Anthony D Abrams | Woodbury Financial Services, Inc. BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2021 | Sep 5, 2023 (714 d) |
| Joseph Michael Cucinotta | Woodbury Financial Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 17, 2021 | Nov 10, 2021 (54 d) |
| Matthew Craig Stojkov | Woodbury Financial Services, Inc. BD affiliated | Executive Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 10, 2021 | Apr 24, 2023 (591 d) |
| Gregory Vidmar | Woodbury Financial Services, Inc. BD affiliated | Annex Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2021 | Sep 14, 2021 |
| Andrew Baird Davis | Woodbury Financial Services, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 31, 2021 | Apr 18, 2022 (230 d) |
| Jon Charles Williams | Woodbury Financial Services, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 24, 2021 | Aug 20, 2021 |
| Shih Hua Liu | Woodbury Financial Services, Inc. BD affiliated | Fiscal Wisdom Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2021 | Aug 2, 2021 |
| Andre W Jean-Pierre | Woodbury Financial Services, Inc. BD affiliated | Aces Advisors state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 20, 2021 | Jul 6, 2021 |
| Charles Andrew Calderwood | Woodbury Financial Services, Inc. BD affiliated | Calderwood Financial Strategies, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 15, 2021 | Jul 1, 2021 |
| Todd Forrest Jasperson | Woodbury Financial Services, Inc. BD affiliated | Packerland Brokerage Services, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 13, 2021 | Jul 14, 2021 |
| Michael Patrick Mcfadden | Woodbury Financial Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2021 | Jun 17, 2021 |
| Jonathan Malone | Woodbury Financial Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 23, 2021 | Jun 17, 2021 |
| Joseph Ralph Fenstermacher | Woodbury Financial Services, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2021 | Jun 11, 2021 |
| Chase Fryer | Woodbury Financial Services, Inc. BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 14, 2021 | Feb 7, 2022 (238 d) |
| Donald Gregory Stonebarger | Woodbury Financial Services, Inc. BD affiliated | Greystone Capital Partners Group LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 11, 2021 | May 20, 2021 |
| Christopher Norman Herkert | Woodbury Financial Services, Inc. BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 9, 2021 | May 4, 2021 |
| Joseph S Pagano | Woodbury Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 3, 2021 | Jun 1, 2021 |
| Joseph Sasin Pagano | Woodbury Financial Services, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 3, 2021 | Jun 1, 2021 |
| Russell T Bigham | Woodbury Financial Services, Inc. BD affiliated | Bigham Wealth Advisory LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 17, 2021 | May 5, 2021 |
| Patrick William Herkert | Woodbury Financial Services, Inc. BD affiliated | Founders Financial Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 7, 2021 | May 10, 2021 |
| Steven Matthew Swierkowski | Woodbury Financial Services, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2021 | May 20, 2021 |
| Albert Daniel Souza | Woodbury Financial Services, Inc. BD affiliated | Adams Financial Concepts, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 2, 2021 | May 5, 2021 |
| Ashley Chaupetta Mahner | Woodbury Financial Services, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Apr 26, 2021 | Apr 13, 2022 (352 d) |
| Michael Nelson | Woodbury Financial Services, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2021 | Jun 23, 2021 (75 d) |
1,016 moves match.