DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cuso Financial Services, L.P.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Robert Knell | Cuso Financial Services, L.P. BD affiliated | Arbor Capital Management Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2022 | Sep 2, 2022 |
| Paul Jacob Hurley | Cuso Financial Services, L.P. BD affiliated | Arbor Capital Management Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 6, 2022 | Sep 2, 2022 |
| Timothy Christopher Camas | Cuso Financial Services, L.P. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 2, 2022 | Sep 2, 2022 |
| James N Whitt | Cuso Financial Services, L.P. BD affiliated | First Citizens Investor Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2022 | Sep 9, 2022 |
| Boris Michael Castillo | Cuso Financial Services, L.P. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2022 | Aug 17, 2022 |
| Johnathan T Stackhouse | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2022 | Sep 14, 2022 |
| Anil Kumar Madhyanam | Cuso Financial Services, L.P. BD affiliated | The Ameriflex Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2022 | Aug 16, 2022 |
| Grace Geneva O'Mara | Cuso Financial Services, L.P. BD affiliated | Townsend independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2022 | Nov 17, 2022 (90 d) |
| Arthur Brant Owens | Cuso Financial Services, L.P. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 9, 2022 | Aug 22, 2022 |
| Caroline Helen Georgiadis | Cuso Financial Services, L.P. BD affiliated | Credit Union Investment Services state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 9, 2022 | Sep 7, 2022 |
| Alexandra Lauren Swanson | Cuso Financial Services, L.P. BD affiliated | Mai Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2022 | Aug 5, 2022 |
| Daniel Warren Hancock | Cuso Financial Services, L.P. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2022 | Jun 24, 2022 |
| Michael Dennis Louis Ryan | Cuso Financial Services, L.P. BD affiliated | Broadway Wealth Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2022 | Nov 14, 2022 (140 d) |
| Steven Marc Ravlin | Cuso Financial Services, L.P. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2022 | Apr 10, 2023 (287 d) |
| John Mitchell Kiepe | Cuso Financial Services, L.P. BD affiliated | Financial Advocates Investment Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2022 | Jul 6, 2022 |
| Hadi Wael Abu-Asab | Cuso Financial Services, L.P. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2022 | Aug 17, 2022 (51 d) |
| Teresa Walsh Folkins | Cuso Financial Services, L.P. BD affiliated | Sorrento Pacific Financial, LLC other | Other | Jun 13, 2022 | Nov 10, 2014 |
| Yomara Santiago | Cuso Financial Services, L.P. BD affiliated | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | Jun 13, 2022 | Feb 7, 2023 (239 d) |
| Andrew Graham Mckay | Cuso Financial Services, L.P. BD affiliated | Skybound Wealth USA independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2022 | Apr 29, 2024 (689 d) |
| Samuel Lawrence Gonzales | Cuso Financial Services, L.P. BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 10, 2022 | Jun 23, 2022 |
| William C Guthrie | Cuso Financial Services, L.P. BD affiliated | Petros Advisory Services, LLC unclassified | Other | May 5, 2022 | Jun 3, 2022 |
| John David Shubert | Cuso Financial Services, L.P. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 28, 2022 | May 13, 2022 |
| Francis Joseph Capriotti | Cuso Financial Services, L.P. BD affiliated | Osaic Fa, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2022 | Apr 1, 2022 |
| Chelsea Danielle Petrizzo | Cuso Financial Services, L.P. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2022 | Apr 13, 2022 |
| Jeffrey Bernard Rand | Cuso Financial Services, L.P. BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 24, 2022 | Apr 11, 2022 |
| Eric Steven Gandy | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2022 | Mar 18, 2022 |
| Stephen Mark Seewer | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2022 | Mar 15, 2022 |
| Kevin Clifford Rucker | Cuso Financial Services, L.P. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 14, 2022 | Mar 15, 2022 |
| Thomas James Jordan | Cuso Financial Services, L.P. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 9, 2022 | Mar 9, 2022 |
| Russell Edward Jones | Cuso Financial Services, L.P. BD affiliated | Victory Capital Management Inc. asset manager | Other | Feb 18, 2022 | Mar 14, 2022 |
| Kyle R Nicholls | Cuso Financial Services, L.P. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Feb 18, 2022 | Feb 18, 2022 |
| Thomas Anthony Robinson | Cuso Financial Services, L.P. BD affiliated | Voya Retirement Advisors, LLC other | Other | Feb 11, 2022 | Aug 25, 2023 (560 d) |
| Danniel Syed Kazi | Cuso Financial Services, L.P. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2022 | Apr 13, 2022 (61 d) |
| James Petrizzo | Cuso Financial Services, L.P. BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2022 | Jan 1, 2025 (1059 d) |
| Albert Yanez | Cuso Financial Services, L.P. BD affiliated | RBC Securities, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2022 | Mar 4, 2022 |
| Quang Thi Phan | Cuso Financial Services, L.P. BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 26, 2022 | Jan 26, 2022 |
| Kennon Wayne Weaver | Cuso Financial Services, L.P. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 24, 2022 | Feb 16, 2022 |
| Douglas Dean Shaffer | Cuso Financial Services, L.P. BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 24, 2022 | Mar 14, 2022 (49 d) |
| Michelle Marie Degree | Cuso Financial Services, L.P. BD affiliated | On Investment Management Co BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2022 | May 27, 2022 (144 d) |
| Frank Richard Nickey | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2021 | Jan 5, 2022 |
| Lisa Oconnor | Cuso Financial Services, L.P. BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Dec 13, 2021 | Jan 10, 2022 |
| William Edward Grant | Cuso Financial Services, L.P. BD affiliated | Northcoast Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2021 | Nov 3, 2021 |
| Michael T Lucenti | Cuso Financial Services, L.P. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 25, 2021 | Oct 13, 2021 |
| Nahid Karim Karimjee | Cuso Financial Services, L.P. BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2021 | Nov 1, 2021 |
| Keith Donald Delamarter | Cuso Financial Services, L.P. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Oct 25, 2021 | Dec 14, 2021 (50 d) |
| Sarah Kay Swearinger | Cuso Financial Services, L.P. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2021 | Dec 21, 2021 (66 d) |
| Zane P Hanzon | Cuso Financial Services, L.P. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 21, 2021 | Jun 29, 2023 (646 d) |
| Marlon A Tenorio | Cuso Financial Services, L.P. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 20, 2021 | Dec 7, 2021 (78 d) |
| Cyrus Scott Smith | Cuso Financial Services, L.P. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2021 | Nov 4, 2021 (57 d) |
| Lori Ann Sturgis | Cuso Financial Services, L.P. BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Sep 7, 2021 | Sep 21, 2021 |
| Bryant Robert Malloy | Cuso Financial Services, L.P. BD affiliated | Facet independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2021 | Sep 20, 2021 (31 d) |
| Birds Kyle Horton | Cuso Financial Services, L.P. BD affiliated | Abich Financial Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 10, 2021 | Jul 26, 2023 (715 d) |
| John Michael Greene | Cuso Financial Services, L.P. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 2, 2021 | Aug 2, 2021 |
| Brian James Venn | Cuso Financial Services, L.P. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 2, 2021 | Aug 2, 2021 |
| Thomas Jay Stout | Cuso Financial Services, L.P. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 2, 2021 | Aug 2, 2021 |
| Scott Vincent Kramling | Cuso Financial Services, L.P. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 2, 2021 | Aug 3, 2021 |
| Manuel Demetrius Horner | Cuso Financial Services, L.P. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 2, 2021 | Aug 2, 2021 |
| Young Suh Kim | Cuso Financial Services, L.P. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 2, 2021 | Aug 3, 2021 |
| Kevin Dennis Meyer | Cuso Financial Services, L.P. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 2, 2021 | Aug 2, 2021 |
| Sean R Coumans | Cuso Financial Services, L.P. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 2, 2021 | Aug 2, 2021 |
902 moves match.