| Christopher John Tuttle | Signator Investors, Inc. other | Tuttle Financial Services, Ltd. state registered | Other | Aug 11, 2006 | Jul 16, 2021 (5453 d) |
| Robert Jay Reich | Signator Investors, Inc. other | Equitable Advisors, LLC national BD | Other | Jul 31, 2006 | Jul 6, 2006 |
| Mark Joseph Setaro | Signator Investors, Inc. other | Archer Investment Corporation independent RIA | Other | Jul 26, 2006 | Nov 14, 2025 (7051 d) |
| Chris Lee Saul | Signator Investors, Inc. other | Ameriprise Advisor Services, Inc. unclassified | Other | Jul 12, 2006 | Jul 13, 2006 |
| Garry Raymond Matthew Payne | Signator Investors, Inc. other | Invest Financial Corporation other | Other | Jun 21, 2006 | May 22, 2015 (3257 d) |
| William Craig Miller | Signator Investors, Inc. other | Valmark Advisers, Inc. other | Other | May 24, 2006 | May 12, 2006 |
| Joseph Albert Henderson | Signator Investors, Inc. other | Vintage Financial Services LLC other | Other | May 5, 2006 | Jun 16, 2010 (1503 d) |
| Stephen Alan Colavito | Signator Investors, Inc. other | Intervest International, Inc. other | Other | Apr 28, 2006 | Aug 31, 2007 (490 d) |
| Michael Evan Berkley | Signator Investors, Inc. other | U.S. Financial Advisors other | Other | Apr 3, 2006 | Apr 20, 2007 (382 d) |
| Denise Louise Kowitz | Signator Investors, Inc. other | Equitable Advisors, LLC national BD | Other | Dec 31, 2005 | Aug 13, 2007 (590 d) |
| Niraj Singh | Signator Investors, Inc. other | Osaic Fa, Inc. BD affiliated | Other | Dec 31, 2005 | Mar 10, 2021 (5548 d) |
| David Ralph Meade | Signator Investors, Inc. other | People'S Securities, Inc. other | Other | Dec 31, 2005 | Jan 11, 2007 (376 d) |
| Christopher Allin Herring | Signator Investors, Inc. other | Waddell & Reed other | Other | Dec 8, 2005 | Nov 22, 2005 |
| Nathan Lee Price | Signator Investors, Inc. other | 1717 Capital Management Company unclassified | Other | Nov 22, 2005 | Dec 5, 2005 |
| Bradley Russell Saurbaugh | Signator Investors, Inc. other | Waddell & Reed other | Other | Sep 19, 2005 | Nov 1, 2007 (773 d) |
| Nicholas George Razzoog | Signator Investors, Inc. other | Fifth Third Securities, Inc. other | Other | Sep 12, 2005 | Dec 21, 2005 (100 d) |
| Robert Jose Pulles | Signator Investors, Inc. other | Ffp Advisory Services Inc unclassified | Other | Aug 10, 2005 | Aug 3, 2005 |
| Charlene Guisasola | Signator Investors, Inc. other | Ffp Advisory Services Inc unclassified | Other | Aug 1, 2005 | Aug 10, 2005 |
| Jon D Jaques | Signator Investors, Inc. other | Avantax Advisory Services other | Other | Jun 29, 2005 | Jan 29, 2018 (4597 d) |
| Frank N Maltais | Signator Investors, Inc. other | Strategic Advisers LLC national BD | Other | Jun 21, 2005 | Aug 3, 2005 (43 d) |
| Kyung Ho Choe | Signator Investors, Inc. other | Equitable Advisors, LLC national BD | Other | Jun 13, 2005 | Jun 28, 2005 |
| Robert Wayne Schoonmaker | Signator Investors, Inc. other | Huntington Financial Advisors other | Other | May 17, 2005 | Nov 7, 2011 (2365 d) |
| Alfred Manuel Sosa | Signator Investors, Inc. other | Mutual Of Omaha Investor Services, Inc. no RAUM | Other | Apr 21, 2005 | Jun 27, 2018 (4815 d) |
| Rachael Marie Johnson | Signator Investors, Inc. other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 8, 2005 | Apr 6, 2005 |
| Stephen Dewey Godfrey | Signator Investors, Inc. other | Financial Planning Partners state registered | Other | Apr 5, 2005 | Feb 28, 2007 (694 d) |
| Andre Michael Markusfeld | Signator Investors, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Mar 11, 2005 | Mar 16, 2005 |
| Jon Michael Gladstone | Signator Investors, Inc. other | MML Investors Services, LLC other | Other | Mar 2, 2005 | Feb 28, 2005 |
| John Patrick Keenan | Signator Investors, Inc. other | Seia other | Other | Jan 27, 2005 | Jan 28, 2005 |
| John E Banko | Signator Investors, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Jan 21, 2005 | Jan 19, 2005 |
| Michael Jay Birenbach | Signator Investors, Inc. other | Orchestral Financial Group Inc. state registered | Other | Jan 3, 2005 | Aug 3, 2021 (6056 d) |
| Michael Reginald Jones | Signator Investors, Inc. other | Osaic Wealth, Inc. BD affiliated | Other | Dec 31, 2004 | Jun 23, 2021 (6018 d) |
| Waldo Julio Zayas | Signator Investors, Inc. other | Valic Financial Advisors, Inc. other | Other | Dec 17, 2004 | Sep 18, 2007 (1005 d) |
| Brian Woo | Signator Investors, Inc. other | Morgan Stanley Dw Inc. unclassified | Other | Dec 9, 2004 | Dec 13, 2004 |
| Russell Scott Hale | Signator Investors, Inc. other | Securian Financial Services, Inc. other | Other | Dec 8, 2004 | Dec 10, 2004 |
| Kevin James Leblanc | Signator Investors, Inc. other | Securian Financial Services, Inc. other | Other | Nov 16, 2004 | Nov 24, 2004 |
| Steven Lee Weber | Signator Investors, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Oct 22, 2004 | Nov 15, 2004 |
| Robert Mowbray Coombs | Signator Investors, Inc. other | Hsbc Securities (USA) Inc. other | Other | Sep 2, 2004 | Jul 5, 2006 (671 d) |
| Daniel Robert Hill | Signator Investors, Inc. other | Suntrust Investment Services, Inc. other | Other | Aug 27, 2004 | Aug 30, 2004 |
| Edward Jerome Bullano | Signator Investors, Inc. other | Bb&T Investment Services, Inc. no RAUM | Other | Aug 10, 2004 | Dec 9, 2008 (1582 d) |
| Young Noh Lee | Signator Investors, Inc. other | Tower Square Securities, Inc. other | Other | Jul 23, 2004 | Jul 29, 2004 |
| Stephen Takashi Sugai | Signator Investors, Inc. other | Osaic Fs, Inc. other | Other | Jun 11, 2004 | Aug 6, 2004 (56 d) |
| Julie Marie Murphy | Signator Investors, Inc. other | Associated Securities Corp. unclassified | Other | May 25, 2004 | May 12, 2004 |
| Louis James Knox | Signator Investors, Inc. other | Associated Planners Investment Advisory Inc unclassified | Other | May 21, 2004 | May 24, 2004 |
| Keith Brian Mooney | Signator Investors, Inc. other | Associated Securities Corp. unclassified | Other | Apr 12, 2004 | Jun 28, 2006 (807 d) |
| Robert Dennis Lyman | Signator Investors, Inc. other | Associated Securities Corp. unclassified | Other | Mar 24, 2004 | Apr 15, 2004 |
| Richard Wayne Klotz | Signator Investors, Inc. other | Eagle Strategies LLC other | Other | Mar 2, 2004 | May 21, 2004 (80 d) |
| Edward A Darragh | Signator Investors, Inc. other | Strategic Advisers LLC national BD | Other | Feb 27, 2004 | Apr 19, 2004 (52 d) |
| Steven Joseph Devlin | Signator Investors, Inc. other | Msi Financial Services, Inc. other | Other | Jan 30, 2004 | Feb 2, 2004 |
| Mark Thomas Wade | Signator Investors, Inc. other | Echelon Wealth Strategies, L.L.C. unclassified | Other | Jan 28, 2004 | Jan 12, 2004 |
| Karen Godwin Goddard | Signator Investors, Inc. other | Securities America Advisors, Inc. other | Other | Dec 31, 2003 | May 9, 2016 (4513 d) |
| Steven Yoshihiro Kira | Signator Investors, Inc. other | Osaic Fs, Inc. other | Other | Dec 31, 2003 | Sep 13, 2004 (257 d) |
| Joseph Andrew Lyons | Signator Investors, Inc. other | Associated Planners Investment Advisory Inc unclassified | Other | Dec 31, 2003 | Oct 8, 2004 (282 d) |
| David Keith Seems | Signator Investors, Inc. other | Principal Securities, Inc. other | Other | Oct 10, 2003 | Jan 16, 2004 (98 d) |
| Daniel Peter Petrovich | Signator Investors, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Sep 19, 2003 | Mar 15, 2004 (178 d) |
| Kelly Peter Campbell | Signator Investors, Inc. other | LPL Financial LLC other | Other | Sep 10, 2003 | Aug 27, 2003 |
| William Gerard Macher | Signator Investors, Inc. other | Associated Securities Corp. unclassified | Other | Aug 26, 2003 | Aug 15, 2003 |
| Jonathan Edward Brochstein | Signator Investors, Inc. other | Eastern Point Advisors Inc. unclassified | Other | Aug 25, 2003 | Sep 2, 2003 |
| James Peter Ryan | Signator Investors, Inc. other | Hornor, Townsend & Kent, LLC other | Other | Aug 8, 2003 | Aug 20, 2003 |
| Deborah L Rhoades | Signator Investors, Inc. other | Raymond James Financial Services Advisors, Inc other | Other | Aug 8, 2003 | Jan 2, 2009 (1974 d) |
| Jason Doyle Fletcher | Signator Investors, Inc. other | Banc Of America Investment Services, Inc. unclassified | Other | Jul 2, 2003 | Jan 15, 2004 (197 d) |