DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Signator Investors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Nick L Morgan	Signator Investors, Inc. other	Kovack Advisors, Inc. other	Other	Feb 5, 2015	Mar 11, 2015 (34 d)
Joseph Nathan Markim	Signator Investors, Inc. other	Santander Securities other	Other	Feb 4, 2015	Feb 13, 2015
Richard Frank Parnigoni	Signator Investors, Inc. other	Investors Capital Advisory other	Other	Feb 3, 2015	Jan 26, 2015
Richard Raul Lepore	Signator Investors, Inc. other	MML Investors Services, LLC other	Other	Jan 8, 2015	Apr 16, 2015 (98 d)
Curtis Andrew Whitaker	Signator Investors, Inc. other	Saxony Capital Management, LLC other	Other	Jan 5, 2015	Jan 6, 2015
Ryan Edward Kubasek	Signator Investors, Inc. other	Neuberger Berman Bd LLC other	Other	Dec 31, 2014	Aug 18, 2015 (230 d)
Yan Zhang	Signator Investors, Inc. other	Rsa Capital state registered	Other	Dec 31, 2014	May 24, 2021 (2336 d)
Glennon Anthony Arnold	Signator Investors, Inc. other	Ssn Advisory, Inc. other	Other	Dec 22, 2014	Dec 11, 2014
Nathan Richard Key	Signator Investors, Inc. other	Osaic Fs, Inc. other	Other	Dec 22, 2014	Dec 22, 2014
Andrew Gilbert Lynch	Signator Investors, Inc. other	Peak Wealth Group LLC state registered	Other	Dec 22, 2014	May 16, 2016 (511 d)
Laura C Collins	Signator Investors, Inc. other	Osaic Fs, Inc. other	Other	Dec 8, 2014	Nov 21, 2014
David L. Limerick	Signator Investors, Inc. other	LPL Financial LLC other	Other	Dec 8, 2014	Dec 2, 2014
Wayne Paul Proulx	Signator Investors, Inc. other	Sagepoint Financial, Inc. other	Other	Nov 10, 2014	Nov 3, 2014
Morgan Robert Christen	Signator Investors, Inc. other	Signature Resources Capital Management, LLC other	Other	Oct 31, 2014	Jun 8, 2007
Louis John Cassara	Signator Investors, Inc. other	MML Investors Services, LLC other	Other	Oct 10, 2014	Oct 9, 2014
James Bernard Johnson	Signator Investors, Inc. other	Woodbury Financial Services, Inc. other	Other	Sep 29, 2014	Sep 19, 2014
Chris Mark Kolasinski	Signator Investors, Inc. other	Pnc Wealth Management other	Other	Sep 16, 2014	Sep 18, 2014
Alex Jacob Moss	Signator Investors, Inc. other	UBS Financial Services Inc. wirehouse	Other	Sep 10, 2014	Oct 9, 2014
Michael Byung Do Lee	Signator Investors, Inc. other	Questar Asset Management, Inc. other	Other	Sep 5, 2014	Nov 26, 2014 (82 d)
Michael I Hepner	Signator Investors, Inc. other	Brookstone Capital Management LLC other	Other	Sep 2, 2014	Aug 11, 2015 (343 d)
Michael Stein	Signator Investors, Inc. other	Ohanesian / Lecours, Inc. other	Other	Aug 22, 2014	Aug 18, 2014
Michelle Missant Jackson	Signator Investors, Inc. other	Morgan Stanley wirehouse	Other	Aug 12, 2014	Sep 29, 2014 (48 d)
Carlos Ignacio Del Valle-Ortiz	Signator Investors, Inc. other	Eaton Vance Management other	Other	Aug 12, 2014	Oct 6, 2014 (55 d)
William James Buehler	Signator Investors, Inc. other	Summit Financial Group Inc other	Other	Jul 23, 2014	Jul 22, 2014
Jordan Erin Berryhill	Signator Investors, Inc. other	Summit Financial Group Inc other	Other	Jul 23, 2014	Jul 22, 2014
Vonnell Martinez	Signator Investors, Inc. other	MML Investors Services, LLC other	Other	Jul 14, 2014	Nov 12, 2014 (121 d)
David P. Henesey	Signator Investors, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jul 11, 2014	May 3, 2024 (3584 d)
Matthew P Kondrath	Signator Investors, Inc. other	Bny Mellon Securities Corporation other	Other	Jul 8, 2014	Jul 3, 2014
Nicholas James Kass	Signator Investors, Inc. other	Wells Fargo Advisors wirehouse	Other	Jun 25, 2014	Jul 28, 2014 (33 d)
Kaelene Kauionalani Wong	Signator Investors, Inc. other	Msi Financial Services, Inc. other	Other	Jun 17, 2014	Jun 30, 2014
Michael Tartarini	Signator Investors, Inc. other	Pruco Securities, LLC other	Other	Jun 16, 2014	May 12, 2016 (696 d)
Gary Craig Cowles	Signator Investors, Inc. other	Advisor Resource Council other	Other	Jun 10, 2014	Jul 2, 2014
Jerald T Pawlowicz	Signator Investors, Inc. other	LPL Financial LLC other	Other	Jun 10, 2014	Jun 17, 2014
Joseph Edward Mahoney	Signator Investors, Inc. other	Northwestern Mutual Investment Services,LLC other	Other	Jun 6, 2014	Jul 9, 2014 (33 d)
Catherine A Reilly	Signator Investors, Inc. other	Wells Fargo Advisors wirehouse	Other	Jun 6, 2014	Jun 23, 2014
Scott Akiyo Nishida	Signator Investors, Inc. other	LPL Financial LLC other	Other	Jun 3, 2014	Jun 2, 2014
Kirk S Barth	Signator Investors, Inc. other	Msi Financial Services, Inc. other	Other	May 29, 2014	May 28, 2014
Curtis M. Kelley	Signator Investors, Inc. other	Strategic Advisers LLC national BD	Other	May 7, 2014	Jun 3, 2014
Michael A Comperchio	Signator Investors, Inc. other	Osaic Institutions, Inc. other	Other	Apr 21, 2014	Apr 21, 2014
Ryan Patrick Foley	Signator Investors, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Apr 21, 2014	May 21, 2014
Andrew Rome	Signator Investors, Inc. other	Seia BD affiliated	Other	Apr 7, 2014	Jan 1, 2025 (3922 d)
Steve Eugene Adams	Signator Investors, Inc. other	Msi Financial Services, Inc. other	Other	Mar 11, 2014	Mar 19, 2014
Derenig Michael Kostikian	Signator Investors, Inc. other	Commonwealth Financial Network national BD	Other	Mar 3, 2014	Aug 21, 2014 (171 d)
Lori Mezzetti	Signator Investors, Inc. other	Myles Wealth Management, LLC other	Other	Feb 20, 2014	Feb 6, 2017 (1082 d)
Christopher Lee Stolte	Signator Investors, Inc. other	Independent Financial Partners other	Other	Feb 20, 2014	Feb 19, 2014
Thomas David Kowalczyk	Signator Investors, Inc. other	Wfg Advisors, LP other	Other	Feb 18, 2014	Mar 31, 2014 (41 d)
Gurveer Singh Mann	Signator Investors, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Feb 12, 2014	May 1, 2014 (78 d)
Phillip William Holstrom	Signator Investors, Inc. other	Pnc Wealth Management other	Other	Jan 24, 2014	Jun 29, 2015 (521 d)
Andrew Michael Dickens	Signator Investors, Inc. other	Summit Wealth Partners, LLC other	Other	Jan 7, 2014	Feb 4, 2014
Craig Boyce Faile	Signator Investors, Inc. other	Independent Advisor Alliance, LLC no RAUM	Other	Dec 20, 2013	Dec 20, 2013
Frank A Orlando	Signator Investors, Inc. other	LPL Financial LLC other	Other	Dec 20, 2013	Dec 18, 2013
Adam Anthony Vega	Signator Investors, Inc. other	United Capital Financial Advisors other	Other	Dec 5, 2013	Feb 17, 2014 (74 d)
Alfred V Biggio	Signator Investors, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Nov 6, 2013	Jun 29, 2023 (3522 d)
Mark Christopher Freeland	Signator Investors, Inc. other	Investment Professionals, Inc. other	Other	Nov 5, 2013	Nov 13, 2013
David Larry Johnson	Signator Investors, Inc. other	Seia other	Other	Oct 31, 2013	Nov 5, 2013
Kyle Christopher Smith	Signator Investors, Inc. other	Seia other	Other	Oct 31, 2013	Nov 14, 2013
Christopher Tyler Thomas	Signator Investors, Inc. other	Planning Solutions Group, LLC other	Other	Sep 16, 2013	Sep 24, 2013
Tara Ann Mccafferty	Signator Investors, Inc. other	Osaic Wealth, Inc. BD affiliated	Other	Sep 12, 2013	Apr 17, 2026 (4600 d)
Thomas Eugene Davis	Signator Investors, Inc. other	Level Four Advisory Services other	Other	Sep 11, 2013	Sep 23, 2013
Matthew Robert Barrette	Signator Investors, Inc. other	Level Four Advisory Services other	Other	Sep 11, 2013	Sep 13, 2013

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688 moves match.