DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Lincoln Investment

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey Allan HuffLincoln Investment independent RIANfsg Corporation BD affiliatedRIA to affiliated broker-dealer or bankDec 3, 2025Dec 18, 2025
Joshua I MarchalLincoln Investment independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 19, 2025Dec 5, 2025
Tonya Marie RollmanLincoln Investment independent RIAAdvice And Planning Services BD affiliatedRIA to affiliated broker-dealer or bankNov 19, 2025Nov 25, 2025
Austin Dulaney SchutzLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankNov 11, 2025Oct 17, 2023
John Anderson LarsonLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankNov 10, 2025Jan 5, 2024
Eric Matthew SouderLincoln Investment independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 7, 2025Nov 7, 2025
Lisa TursiLincoln Investment independent RIACapital Analysts otherOtherOct 10, 2025Mar 9, 2015
Evan HufnagleLincoln Investment independent RIARiverside Financial Advisors LLC state registeredRIA to a state-registered adviserOct 10, 2025Feb 9, 2026 (122 d)
Steven Parker DurdinLincoln Investment independent RIAGlobal View Capital Management LLC independent RIARIA to RIASep 25, 2025Jul 3, 2025
Gregory Michael NelsonLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankSep 10, 2025Jan 20, 2021
Sisse Sy Ferguson-TorokLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankSep 8, 2025Jun 14, 2022
Kendra Leeann RiconosciutoLincoln Investment independent RIACapital Analysts otherOtherSep 8, 2025Feb 16, 2018
Matthew Lane Puckett UnderwoodLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankSep 8, 2025Mar 2, 2022
Tiara Lanee SpragginLincoln Investment independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 8, 2025Sep 8, 2025
William Leo BushLincoln Investment independent RIACapital Analysts otherOtherSep 3, 2025Jun 5, 2012
Michael J SobitzLincoln Investment independent RIACapital Analysts otherOtherSep 3, 2025Jun 5, 2012
Joshua Michael SobitzLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankSep 3, 2025Mar 10, 2022
Richard S LesavoyLincoln Investment independent RIASanctuary Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 2, 2025Sep 2, 2025
Colton GreenLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankAug 29, 2025Apr 1, 2024
Kathleen Rouse ShepherdLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankAug 21, 2025Sep 6, 2023
Scott Jeffrey StrumLincoln Investment independent RIACapital Analysts otherOtherAug 7, 2025Apr 29, 2014
Akiko T StrumLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankAug 7, 2025Feb 13, 2019
Justin Thomas De LucaLincoln Investment independent RIACapital Analysts otherOtherAug 6, 2025Dec 23, 2016
Kenneth Wayne GutshallLincoln Investment independent RIACapital Analysts otherOtherAug 5, 2025Feb 17, 2016
Betsy J GuffeyLincoln Investment independent RIACapital Analysts otherOtherJul 30, 2025Nov 15, 2016
Tania M. LouqueLincoln Investment independent RIAOsaic Wealth, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 29, 2025Jan 16, 2026 (171 d)
Kimberly Jo CoxLincoln Investment independent RIAUnited Planners' Financial Services Of America A Limited Partner independent RIARIA to RIAJul 18, 2025Aug 18, 2025 (31 d)
Susan Kathryn WhiteLincoln Investment independent RIARobert W. Baird & Co. Incorporated mixed wealthRIA to RIAJul 15, 2025Aug 18, 2025 (34 d)
Leslie Anne WeigandLincoln Investment independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 7, 2025Jun 23, 2025
Susan Ann BonannoLincoln Investment independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJun 27, 2025Jun 26, 2025
Kevin Sean GallagherLincoln Investment independent RIACapital Analysts otherOtherJun 23, 2025Oct 21, 2014
Brandon Lee HsiaLincoln Investment independent RIACapital Analysts otherOtherJun 23, 2025Nov 21, 2017
James Matthew HorrisLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankJun 23, 2025Jun 13, 2022
David SuttonLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankJun 20, 2025Aug 11, 2023
Kelly Anne LarkinLincoln Investment independent RIACapital Analysts otherOtherMay 27, 2025Aug 4, 2015
Daniel Richard SafranekLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankMay 1, 2025May 13, 2021
Richard Allen GutshallLincoln Investment independent RIACapital Analysts otherOtherMay 1, 2025May 8, 2015
Justin Joseph StoneLincoln Investment independent RIACommonwealth Financial Network national BDRIA to affiliated broker-dealer or bankMay 1, 2025May 1, 2025
Matthew Brian SafranekLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankMay 1, 2025Apr 26, 2023
Christopher Charles KarschnikLincoln Investment independent RIAGwn Securities Inc. BD affiliatedRIA to affiliated broker-dealer or bankMay 1, 2025May 1, 2025
Brandi J AmesLincoln Investment independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 24, 2025Aug 4, 2025 (102 d)
David GeschkeLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankApr 11, 2025Apr 16, 2024
Linnea Marie RoundsLincoln Investment independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 9, 2025Mar 31, 2026 (356 d)
Robert James SchupLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankApr 7, 2025Jan 2, 2024
Benjamin B WelchLincoln Investment independent RIACapital Analysts otherOtherApr 1, 2025Jun 27, 2014
Jason BourgoLincoln Investment independent RIASteward Partners Investment Advisory, LLC BD affiliatedRIA to affiliated broker-dealer or bankMar 31, 2025Mar 31, 2025
Maurice Jerome NolletteLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankMar 25, 2025Jan 10, 2020
Timothy N BettsLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankMar 25, 2025Nov 3, 2023
Paul Arthur TierneyLincoln Investment independent RIACapital Analysts otherOtherMar 14, 2025May 20, 2016
Kevin Patrick AdamLincoln Investment independent RIAStirlingshire Investments independent RIARIA to RIAMar 3, 2025May 9, 2025 (67 d)
Jim Charles DunnLincoln Investment independent RIAFisher Investments independent RIARIA to RIAJan 9, 2025Jan 14, 2025
Nkiruka Lazz-OnyenobiLincoln Investment independent RIAHightower Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 7, 2025Feb 12, 2025 (36 d)
Kimberly Frances MyersLincoln Investment independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 3, 2025Jan 6, 2025
Ronald Douglas SalaLincoln Investment independent RIACapital Analysts otherOtherDec 3, 2024Jan 24, 2017
Deidre Mae FernaldLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankOct 24, 2024Jul 24, 2020
Zachary TombsLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankOct 22, 2024Jan 7, 2021
Eric Franklin CaplingerLincoln Investment independent RIACapital Analysts BD affiliatedRIA to affiliated broker-dealer or bankOct 16, 2024Jun 4, 2024
Garin Ray RydalchLincoln Investment independent RIALido independent RIARIA to RIAOct 4, 2024Oct 17, 2024
Barry Stanton JefferyLincoln Investment independent RIACapital Analysts otherOtherSep 25, 2024Jun 4, 2012
David Phillip StoneLincoln Investment independent RIABeacon Financial Advisory LLC otherOtherSep 10, 2024Jul 8, 2016
Page 2 of 10PreviousNext
555 moves match.