DFX Intelligence
RIA Intelligence
Advisor moves
Departures from Charles Schwab & Co., Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Victor Kossowicz | Charles Schwab & Co., Inc. national BD | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2024 | Mar 21, 2025 (247 d) |
| Roberto Ivan Ortega | Charles Schwab & Co., Inc. national BD | Nhabla state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 15, 2024 | Oct 29, 2024 (106 d) |
| John D Wagner | Charles Schwab & Co., Inc. national BD | Nicholson Wealth Management Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2024 | Jan 2, 2026 (540 d) |
| Tristan Boyd | Charles Schwab & Co., Inc. national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2024 | Jul 24, 2024 |
| Hyunsoo Joseph Jang | Charles Schwab & Co., Inc. national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2024 | Jul 15, 2024 |
| Michael Louis Young | Charles Schwab & Co., Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 10, 2024 | Jun 27, 2024 |
| Neftali Hernandez | Charles Schwab & Co., Inc. national BD | Edelman Financial Engines independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 5, 2024 | Jul 10, 2024 |
| Glenn Mcmahon | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 5, 2024 | Jul 31, 2024 |
| Anahi Marcos Salvador | Charles Schwab & Co., Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 5, 2024 | Jul 4, 2024 |
| Terry A Lamn | Charles Schwab & Co., Inc. national BD | Stonemark Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2024 | Aug 8, 2024 (37 d) |
| Brian Anthony Neal | Charles Schwab & Co., Inc. national BD | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2024 | Jan 31, 2025 (213 d) |
| Jonathan Randolph | Charles Schwab & Co., Inc. national BD | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | Jul 2, 2024 | Nov 10, 2025 (496 d) |
| William Hafer Mc Crea | Charles Schwab & Co., Inc. national BD | Convergence Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2024 | Jun 24, 2024 |
| Mauricio Alexander Ramirez | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 28, 2024 | Jul 12, 2024 |
| Matthew Phillip Thomson | Charles Schwab & Co., Inc. national BD | The Wealth Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2024 | Jun 20, 2025 (358 d) |
| Chad Mortimore | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2024 | Aug 15, 2024 (49 d) |
| Gino Alejandro Campana | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2024 | Jul 18, 2024 |
| Kennedy Copeland-Wilson | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 26, 2024 | Jul 12, 2024 |
| Maclendon Paul Aiken | Charles Schwab & Co., Inc. national BD | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2024 | Jun 27, 2024 |
| Kenneth Floyd Jorgenson | Charles Schwab & Co., Inc. national BD | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2024 | Jul 23, 2024 |
| Kelly A Davis | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2024 | Aug 1, 2024 (38 d) |
| Lucas Wayne Dorrough | Charles Schwab & Co., Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 21, 2024 | Jul 11, 2024 |
| Christopher Lee Stadler | Charles Schwab & Co., Inc. national BD | Amerity Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2024 | Jun 21, 2024 |
| Taryn L Kesterson | Charles Schwab & Co., Inc. national BD | Td Ameritrade, Inc. no RAUM | Other | Jun 20, 2024 | Aug 4, 2021 |
| John Patrick Leyendecker | Charles Schwab & Co., Inc. national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2024 | Nov 27, 2024 (160 d) |
| Anthony Michael Bettencourt | Charles Schwab & Co., Inc. national BD | Wolf & Raven Private Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 20, 2024 | Jun 17, 2025 (362 d) |
| James Martin Meussner | Charles Schwab & Co., Inc. national BD | Tarbox Family Office, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 20, 2024 | Jul 15, 2024 |
| Andrew Torok | Charles Schwab & Co., Inc. national BD | Vest Financial LLC asset manager | Other | Jun 18, 2024 | Sep 11, 2024 (85 d) |
| David Henry Peck | Charles Schwab & Co., Inc. national BD | Focus Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2024 | Jul 15, 2024 |
| Ana Jessica Paulino | Charles Schwab & Co., Inc. national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 17, 2024 | Dec 13, 2024 (179 d) |
| Taylor Lauren O'Neill | Charles Schwab & Co., Inc. national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2024 | Jun 24, 2024 |
| Andy Edgar Chen | Charles Schwab & Co., Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 14, 2024 | Jun 20, 2024 |
| Austin Stege | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2024 | Aug 13, 2024 (60 d) |
| Holt Gandy | Charles Schwab & Co., Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 14, 2024 | Jul 12, 2024 |
| Jason Onur Brownstein | Charles Schwab & Co., Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2024 | Jun 20, 2024 |
| Pooja Dalvi | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 13, 2024 | Aug 4, 2026 (782 d) |
| Carolyn Reynolds | Charles Schwab & Co., Inc. national BD | Proxy Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2024 | Feb 27, 2025 (260 d) |
| Martin Hillel Tischler | Charles Schwab & Co., Inc. national BD | T. Rowe Price Associates, Inc. asset manager | Other | Jun 12, 2024 | Jun 21, 2024 |
| Erik Bencomo | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 11, 2024 | Jul 19, 2024 (38 d) |
| Samantha Marie Walker | Charles Schwab & Co., Inc. national BD | Blackrock Investment Management, LLC other | Other | Jun 11, 2024 | Jun 26, 2024 |
| Juan Chavez | Charles Schwab & Co., Inc. national BD | Tlwm Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2024 | Jun 11, 2024 |
| Herbert Dwayne Kyles | Charles Schwab & Co., Inc. national BD | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2024 | Nov 1, 2024 (149 d) |
| Cole Northrop | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2024 | Jun 7, 2024 |
| Ping Lin | Charles Schwab & Co., Inc. national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2024 | Jun 3, 2024 |
| Jose Alfonso Aleman | Charles Schwab & Co., Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 4, 2024 | Jun 12, 2024 |
| Hannah Elizabeth Touchette | Charles Schwab & Co., Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 4, 2024 | Jun 14, 2024 |
| Gregory Thomas Donohoe | Charles Schwab & Co., Inc. national BD | Halo Investment Services, LLC other | Other | Jun 3, 2024 | Jun 10, 2024 |
| Sean Tonni | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 3, 2024 | Jul 23, 2024 (50 d) |
| Albert Mclemore Alexander | Charles Schwab & Co., Inc. national BD | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2024 | Aug 8, 2024 (66 d) |
| Reece Macgregor Betcher | Charles Schwab & Co., Inc. national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2024 | Jun 20, 2024 |
| Victor Manuel Ayala | Charles Schwab & Co., Inc. national BD | Frost Investment Services BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2024 | Apr 23, 2025 (328 d) |
| Benton Stockert | Charles Schwab & Co., Inc. national BD | Keen Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 30, 2024 | Jul 23, 2024 (54 d) |
| Michael Joseph Diplacido | Charles Schwab & Co., Inc. national BD | Richard P. Slaughter Associates, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 29, 2024 | Jul 10, 2024 (42 d) |
| Evelyn Garcia | Charles Schwab & Co., Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 28, 2024 | Jun 28, 2024 (31 d) |
| Stephen Charles Colodny | Charles Schwab & Co., Inc. national BD | Bbr Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2024 | May 1, 2024 |
| John Tufts Dippel | Charles Schwab & Co., Inc. national BD | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | May 25, 2024 | Jun 17, 2024 |
| Jason Wayne Dempsey | Charles Schwab & Co., Inc. national BD | Usaa Investment Services Company no RAUM | Other | May 25, 2024 | Oct 18, 2024 (146 d) |
| Mazeyar Wofford | Charles Schwab & Co., Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2024 | Jun 4, 2024 |
| Corbin Davis Bozosi | Charles Schwab & Co., Inc. national BD | Awm Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 24, 2024 | Apr 29, 2025 (340 d) |
| James Andrew Mitchell | Charles Schwab & Co., Inc. national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2024 | Feb 20, 2025 (273 d) |
4,389 moves match.