DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Pruco Securities, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jennifer M Dixon | Pruco Securities, LLC no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | Oct 20, 2025 | Nov 5, 2025 |
| Robert Begun | Pruco Securities, LLC no RAUM | Td Private Client Wealth LLC BD affiliated | Other | Aug 4, 2025 | Nov 6, 2025 (94 d) |
| Brad Nicholas Mcilvaine | Pruco Securities, LLC no RAUM | Envestnet Pmc independent RIA | Other | May 19, 2025 | Aug 28, 2025 (101 d) |
| Vance Walter Copenhaver | Pruco Securities, LLC no RAUM | LPL Enterprise, LLC BD affiliated | Other | Apr 8, 2025 | Aug 1, 2025 (115 d) |
| Ryan Derek Holbert | Pruco Securities, LLC no RAUM | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | Feb 24, 2025 | Sep 16, 2025 (204 d) |
| Cheng Cheng Huang | Pruco Securities, LLC no RAUM | LPL Enterprise, LLC no RAUM | Other | Feb 12, 2025 | Jan 24, 2025 |
| Salena R Amos | Pruco Securities, LLC no RAUM | Edward Jones national BD | Other | Jan 24, 2025 | Mar 24, 2025 (59 d) |
| Jonathon Rogers | Pruco Securities, LLC no RAUM | LPL Financial LLC BD affiliated | Other | Jan 24, 2025 | Jun 2, 2026 (494 d) |
| Suzana Romine | Pruco Securities, LLC no RAUM | Transamerica Financial Advisors, LLC BD affiliated | Other | Jan 2, 2025 | Apr 7, 2025 (95 d) |
| Renee Archoleka | Pruco Securities, LLC no RAUM | Pnc Wealth Management BD affiliated | Other | Jan 2, 2025 | Jan 24, 2025 |
| Peter F Santiago | Pruco Securities, LLC no RAUM | Morgan Stanley wirehouse | Other | Jan 2, 2025 | May 20, 2025 (138 d) |
| Thomas Douglas Carrion | Pruco Securities, LLC no RAUM | Td Private Client Wealth LLC BD affiliated | Other | Jan 2, 2025 | Apr 6, 2026 (459 d) |
| Cory Todd Logan | Pruco Securities, LLC no RAUM | Rockefeller Capital Management BD affiliated | Other | Jan 2, 2025 | Sep 17, 2025 (258 d) |
| Lisa Ann Richmond | Pruco Securities, LLC no RAUM | Gladstone Wealth Partners independent RIA | Other | Jan 2, 2025 | May 5, 2025 (123 d) |
| Markus Frederick Bigbee | Pruco Securities, LLC no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | Dec 10, 2024 | Jul 24, 2025 (226 d) |
| Brent Andrew Peddy | Pruco Securities, LLC no RAUM | Forefront independent RIA | Other | Dec 10, 2024 | Mar 3, 2025 (83 d) |
| Bradley G. Sofonia | Pruco Securities, LLC no RAUM | Principal Securities, Inc. BD affiliated | Other | Dec 10, 2024 | Dec 3, 2024 |
| Peter Casey Gayle | Pruco Securities, LLC no RAUM | Strategic Wealth Investment Group, LLC independent RIA | Other | Dec 10, 2024 | Oct 16, 2025 (310 d) |
| Calvin Allen Rowland | Pruco Securities, LLC no RAUM | Highpoint Planning Partners independent RIA | Other | Dec 10, 2024 | Dec 3, 2024 |
| James Xiarhos | Pruco Securities, LLC no RAUM | LPL Enterprise, LLC no RAUM | Other | Dec 10, 2024 | Mar 24, 2025 (104 d) |
| Kelly Marie Weis | Pruco Securities, LLC no RAUM | Wealth Enhancement Advisory Services, LLC BD affiliated | Other | Dec 10, 2024 | Jul 31, 2025 (233 d) |
| Jaime Alberto Chavez Llerenas | Pruco Securities, LLC no RAUM | Ameriprise Financial Services, LLC national BD | Other | Dec 10, 2024 | Dec 10, 2024 |
| Alan Gregory Bradley | Pruco Securities, LLC no RAUM | Rwm Capital, LLC independent RIA | Other | Dec 10, 2024 | Mar 5, 2025 (85 d) |
| Elaine I Chen | Pruco Securities, LLC no RAUM | Principal Securities, Inc. BD affiliated | Other | Dec 10, 2024 | Jul 23, 2026 (590 d) |
| Tomika Lemons | Pruco Securities, LLC no RAUM | Charles Schwab & Co., Inc. national BD | Other | Dec 10, 2024 | Dec 3, 2025 (358 d) |
| Bonnie L Alvarez | Pruco Securities, LLC no RAUM | Park Avenue Securities LLC BD affiliated | Other | Dec 10, 2024 | Feb 3, 2025 (55 d) |
| Angela Marie Bundy | Pruco Securities, LLC no RAUM | Esi Financial Advisors independent RIA | Other | Dec 10, 2024 | Jan 9, 2026 (395 d) |
| Kristen Patricia Skowronek | Pruco Securities, LLC no RAUM | Park Avenue Securities LLC BD affiliated | Other | Dec 10, 2024 | Jul 18, 2025 (220 d) |
| Chelsea M Sabo | Pruco Securities, LLC no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | Dec 10, 2024 | May 1, 2025 (142 d) |
| James Patrick Brattensborg | Pruco Securities, LLC no RAUM | Nationwide Investment Advisors, LLC BD affiliated | Other | Dec 10, 2024 | Jul 2, 2025 (204 d) |
| Mauro Esteban Maich | Pruco Securities, LLC no RAUM | Thrivent Investment Management Inc. BD affiliated | Other | Dec 10, 2024 | Dec 18, 2024 |
| Lori Reiman | Pruco Securities, LLC no RAUM | Empower Advisory Group, LLC BD affiliated | Other | Dec 10, 2024 | May 28, 2025 (169 d) |
| Michael David Adams | Pruco Securities, LLC no RAUM | Esi Financial Advisors independent RIA | Other | Dec 10, 2024 | Feb 4, 2025 (56 d) |
| Stephanie Lynn Miller | Pruco Securities, LLC no RAUM | Bankers Life Advisory Services, Inc. BD affiliated | Other | Dec 10, 2024 | Mar 13, 2025 (93 d) |
| Kevin Lyle Shelton | Pruco Securities, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 6, 2024 | Nov 19, 2024 |
| James Lynn Odson | Pruco Securities, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 6, 2024 | Dec 3, 2024 |
| Jeffrey Jon Ferry | Pruco Securities, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 6, 2024 | Jan 17, 2025 (42 d) |
| Thomas Francis Dunn | Pruco Securities, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2024 | Oct 2, 2025 (300 d) |
| Jim Marvin Hing | Pruco Securities, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 6, 2024 | Dec 20, 2024 |
| Tony M Difatta | Pruco Securities, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 6, 2024 | Jan 10, 2025 (35 d) |
| Cory Andrew Gelvin | Pruco Securities, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 6, 2024 | Dec 3, 2024 |
| Siyuan Zhang | Pruco Securities, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 6, 2024 | Jan 22, 2025 (47 d) |
| Trystan Randazzo | Pruco Securities, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 6, 2024 | Nov 19, 2025 (348 d) |
| Mervyn Laihow | Pruco Securities, LLC BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 5, 2024 | Nov 18, 2024 |
| Matthew Nardone | Pruco Securities, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2024 | Dec 16, 2024 |
| Helene F. Lino | Pruco Securities, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2024 | Nov 21, 2024 |
| Christine Simek | Pruco Securities, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 13, 2024 | Dec 19, 2024 (36 d) |
| John Sylvester Nordan | Pruco Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2024 | Nov 19, 2024 |
| David E Link | Pruco Securities, LLC BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 12, 2024 | Jan 9, 2025 (58 d) |
| Warren Stephen Mcclellan | Pruco Securities, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2024 | Sep 8, 2026 (665 d) |
| Elizabeth Anne Ley | Pruco Securities, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2024 | Nov 25, 2024 |
| Nathan Daniel Tournahu | Pruco Securities, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 12, 2024 | Apr 4, 2025 (143 d) |
| Jacob A Logan | Pruco Securities, LLC BD affiliated | Forefront independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2024 | Nov 7, 2024 |
| Cornelius J Clark | Pruco Securities, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 11, 2024 | Aug 1, 2025 (263 d) |
| Ross K Evans | Pruco Securities, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 11, 2024 | Nov 11, 2024 |
| Brennan Thompson | Pruco Securities, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 11, 2024 | Nov 17, 2025 (371 d) |
| Natalia Petrovna Konstantinova | Pruco Securities, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 7, 2024 | Nov 8, 2024 |
| Shyam Bhatia | Pruco Securities, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Nov 22, 2024 |
| Ronny Chaohsiung Liu | Pruco Securities, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Nov 6, 2024 | Nov 15, 2024 |
| Michael Edward Jones | Pruco Securities, LLC BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2024 | Nov 6, 2024 |
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2,235 moves match.