DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Mutual Of Omaha Investor Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Dilmurod S Adkhamov	Mutual Of Omaha Investor Services, Inc. no RAUM	Transamerica Financial Advisors, LLC BD affiliated	Other	Mar 15, 2022	Apr 20, 2022 (36 d)
Grant Mowrer	Mutual Of Omaha Investor Services, Inc. no RAUM	Ameriprise Financial Services, LLC national BD	Other	Mar 10, 2022	Mar 29, 2022
Richard Way	Mutual Of Omaha Investor Services, Inc. no RAUM	Morgan Stanley wirehouse	Other	Feb 8, 2022	Feb 15, 2022
Jason Strough	Mutual Of Omaha Investor Services, Inc. no RAUM	Nepsis, Inc. independent RIA	Other	Feb 8, 2022	Jan 24, 2022
Michael Glenn Herman	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Feb 4, 2022	Jan 10, 2022
Matthew Richard Cloutier	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Feb 4, 2022	Jan 10, 2022
Hunter S Wyckoff	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Feb 4, 2022	Jan 10, 2022
Samuel John Brettingen	Mutual Of Omaha Investor Services, Inc. no RAUM	Heck Capital Advisors, LLC other	Other	Feb 2, 2022	Feb 9, 2022
Danielle Fosmer	Mutual Of Omaha Investor Services, Inc. no RAUM	Osaic Fa, Inc. BD affiliated	Other	Jan 14, 2022	Nov 14, 2022 (304 d)
Bryan Price Filson	Mutual Of Omaha Investor Services, Inc. no RAUM	Woodbury Financial Services, Inc. BD affiliated	Other	Dec 8, 2021	Dec 10, 2021
Charles Robert Aikins	Mutual Of Omaha Investor Services, Inc. no RAUM	Mutual Advisors, LLC BD affiliated	Other	Nov 18, 2021	Nov 18, 2021
David Kevin Giegel	Mutual Of Omaha Investor Services, Inc. no RAUM	Stonex Advisors Inc. BD affiliated	Other	Nov 18, 2021	Nov 8, 2021
Richard Robert Reiser	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Nov 8, 2021	Nov 1, 2021
Jose Enrique Linares Blasini	Mutual Of Omaha Investor Services, Inc. no RAUM	Caf Investments LLC state registered	Other	Nov 8, 2021	Feb 1, 2022 (85 d)
Jenny R Asare	Mutual Of Omaha Investor Services, Inc. no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 8, 2021	Jan 11, 2022 (64 d)
Michael Whittendale	Mutual Of Omaha Investor Services, Inc. no RAUM	Ameriprise Financial Services, LLC national BD	Other	Oct 18, 2021	Oct 18, 2021
Robert Sherman On	Mutual Of Omaha Investor Services, Inc. no RAUM	Mwa Financial Services, Inc. independent RIA	Other	Oct 14, 2021	Dec 16, 2024 (1159 d)
Christopher Jon Bloch	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Oct 14, 2021	Jan 10, 2022 (88 d)
Robert E. Fry	Mutual Of Omaha Investor Services, Inc. no RAUM	Fidelity Personal And Workplace Advisors BD affiliated	Other	Sep 27, 2021	Dec 9, 2021 (73 d)
Andrew Donald Bolland	Mutual Of Omaha Investor Services, Inc. no RAUM	Vanguard Advisers, Inc. BD affiliated	Other	Sep 14, 2021	Feb 22, 2022 (161 d)
Donald G Thomas	Mutual Of Omaha Investor Services, Inc. no RAUM	American Century Investments Private Client Group, Inc. BD affiliated	Other	Aug 23, 2021	Feb 28, 2022 (189 d)
Benny Andrew Ynfante	Mutual Of Omaha Investor Services, Inc. no RAUM	Rook Strategies Wealth Management, Pllc state registered	Other	Aug 23, 2021	Nov 22, 2021 (91 d)
Travis Jon Busch	Mutual Of Omaha Investor Services, Inc. no RAUM	Thrivent Investment Management Inc. BD affiliated	Other	Aug 23, 2021	Sep 20, 2021
Kristoffer Kaminski	Mutual Of Omaha Investor Services, Inc. no RAUM	Gradient Advisors, LLC independent RIA	Other	Aug 23, 2021	Nov 5, 2021 (74 d)
Kenneth D Sadler	Mutual Of Omaha Investor Services, Inc. no RAUM	American Capital Management, Inc. state registered	Other	Aug 9, 2021	Aug 18, 2021
Michael John Simmons	Mutual Of Omaha Investor Services, Inc. no RAUM	Principal Securities, Inc. BD affiliated	Other	Aug 2, 2021	Oct 12, 2021 (71 d)
Micheal D Lucas	Mutual Of Omaha Investor Services, Inc. no RAUM	Gradient Advisors, LLC independent RIA	Other	Aug 2, 2021	Jan 11, 2022 (162 d)
Carmen Marie Jennett	Mutual Of Omaha Investor Services, Inc. no RAUM	Woodbury Financial Services, Inc. BD affiliated	Other	Jul 8, 2021	Jul 6, 2021
Matthew W Maryott	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Jul 8, 2021	Jul 8, 2021
Katelyn Dare Harder	Mutual Of Omaha Investor Services, Inc. no RAUM	LPL Financial LLC BD affiliated	Other	Jul 8, 2021	Jul 1, 2021
Tanner Haessly	Mutual Of Omaha Investor Services, Inc. no RAUM	Ameriprise Financial Services, LLC national BD	Other	Jul 8, 2021	Nov 24, 2021 (139 d)
Kurt William Hagenmaier	Mutual Of Omaha Investor Services, Inc. no RAUM	J.P. Morgan Securities LLC wirehouse	Other	Jun 21, 2021	Jun 24, 2021
Barry L. Conover	Mutual Of Omaha Investor Services, Inc. no RAUM	MML Investors Services, LLC BD affiliated	Other	Jun 18, 2021	Aug 4, 2021 (47 d)
Louis Paul Thomas Brunning	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Jun 18, 2021	Jun 22, 2021
Jack Crumley	Mutual Of Omaha Investor Services, Inc. no RAUM	LPL Financial LLC BD affiliated	Other	Jun 11, 2021	Jul 7, 2021
Mark Dougherty	Mutual Of Omaha Investor Services, Inc. no RAUM	Wealthcare Advisory Partners LLC independent RIA	Other	Jun 1, 2021	May 13, 2021
Justin Winkelman	Mutual Of Omaha Investor Services, Inc. no RAUM	MML Investors Services, LLC BD affiliated	Other	May 25, 2021	Jan 10, 2022 (230 d)
Daniel Reuben	Mutual Of Omaha Investor Services, Inc. no RAUM	Pathstone independent RIA	Other	May 25, 2021	Jun 14, 2021
Mohammad Hameed	Mutual Of Omaha Investor Services, Inc. no RAUM	Ally Invest Advisors independent RIA	Other	May 14, 2021	Oct 7, 2021 (146 d)
Matthew Thomas Uno	Mutual Of Omaha Investor Services, Inc. no RAUM	Pruco Securities, LLC BD affiliated	Other	May 12, 2021	Jun 2, 2021
Reed R Hogue	Mutual Of Omaha Investor Services, Inc. no RAUM	Oneamerica Securities, Inc. BD affiliated	Other	May 6, 2021	May 18, 2021
Louis Patrick Richards	Mutual Of Omaha Investor Services, Inc. no RAUM	Northwestern Mutual Investment Services,LLC no RAUM	Other	May 3, 2021	May 11, 2021
Heather Lea Williams	Mutual Of Omaha Investor Services, Inc. no RAUM	Northwestern Mutual Investment Services,LLC no RAUM	Other	May 3, 2021	Jul 9, 2021 (67 d)
Kendra L. Kearney	Mutual Of Omaha Investor Services, Inc. no RAUM	Fidelity Personal And Workplace Advisors BD affiliated	Other	Apr 28, 2021	Sep 16, 2021 (141 d)
Erick L Cova	Mutual Of Omaha Investor Services, Inc. no RAUM	MML Investors Services, LLC BD affiliated	Other	Apr 8, 2021	Apr 22, 2021
Kristi Acree	Mutual Of Omaha Investor Services, Inc. no RAUM	Northwestern Mutual Investment Services,LLC no RAUM	Other	Apr 5, 2021	Apr 16, 2021
Michael David Becker	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Apr 2, 2021	Mar 10, 2021
Abbigayle Jean Mosson	Mutual Of Omaha Investor Services, Inc. no RAUM	Edward Jones national BD	Other	Mar 31, 2021	Apr 1, 2021
Joseph Milton Crandall	Mutual Of Omaha Investor Services, Inc. no RAUM	LPL Financial LLC BD affiliated	Other	Mar 5, 2021	Mar 1, 2021
Ryan J Nason	Mutual Of Omaha Investor Services, Inc. no RAUM	Pinnacle Investments, LLC independent RIA	Other	Mar 4, 2021	Apr 8, 2021 (35 d)
Eric David Guth	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Mar 1, 2021	Feb 18, 2021
Derek James Dahl	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Mar 1, 2021	Feb 18, 2021
Kevin Jay Swan	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Jan 25, 2021	Jan 11, 2021
Shari Rene Carlson	Mutual Of Omaha Investor Services, Inc. no RAUM	Cambridge Investment Research Advisors, Inc. BD affiliated	Other	Jan 25, 2021	Jan 28, 2021
Joseph M Unger	Mutual Of Omaha Investor Services, Inc. no RAUM	Foundations Investment Advisors LLC independent RIA	Other	Jan 5, 2021	Jan 8, 2021
Michael Gregg Matter	Mutual Of Omaha Investor Services, Inc. no RAUM	Pruco Securities, LLC BD affiliated	Other	Dec 23, 2020	Sep 2, 2021 (253 d)
Amy Crookshank	Mutual Of Omaha Investor Services, Inc. no RAUM	Hornor, Townsend & Kent, LLC BD affiliated	Other	Dec 21, 2020	Feb 18, 2021 (59 d)
Adrian N Raney	Mutual Of Omaha Investor Services, Inc. no RAUM	Allstate Financial Advisors, LLC BD affiliated	Other	Dec 21, 2020	Apr 14, 2021 (114 d)
Andrew Nathan Rojas	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Dec 21, 2020	Jan 8, 2021
Shea Robert Southers	Mutual Of Omaha Investor Services, Inc. no RAUM	Charles Schwab & Co., Inc. national BD	Other	Dec 21, 2020	Sep 28, 2021 (281 d)

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431 moves match.