DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Mutual Of Omaha Investor Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
David Lyness	Mutual Of Omaha Investor Services, Inc. no RAUM	Acorn Financial Advisory Services, Inc. independent RIA	Other	Sep 27, 2019	Oct 25, 2019
Ryan Patrick Mccrerey	Mutual Of Omaha Investor Services, Inc. no RAUM	Raymond James & Associates, Inc. national BD	Other	Sep 6, 2019	Mar 9, 2021 (550 d)
David Skilton	Mutual Of Omaha Investor Services, Inc. no RAUM	J.P. Morgan Securities LLC wirehouse	Other	Aug 21, 2019	Sep 6, 2019
Sean M Tyll	Mutual Of Omaha Investor Services, Inc. no RAUM	Acorn Financial Advisory Services, Inc. independent RIA	Other	Aug 19, 2019	Aug 26, 2019
Marcus D Johnson	Mutual Of Omaha Investor Services, Inc. no RAUM	Wilson Wealth Management Group, L. L. C. state registered	Other	Aug 13, 2019	Jun 1, 2021 (658 d)
Mark Randall Goodrum	Mutual Of Omaha Investor Services, Inc. no RAUM	Usaa Investment Services Company BD affiliated	Other	Aug 13, 2019	Sep 25, 2019 (43 d)
Stacia Dewitt	Mutual Of Omaha Investor Services, Inc. no RAUM	Allstate Financial Advisors, LLC BD affiliated	Other	Jul 26, 2019	Aug 20, 2019
Jamar Daniel Cokley	Mutual Of Omaha Investor Services, Inc. no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 17, 2019	Jul 17, 2019
John Arnold Mandt	Mutual Of Omaha Investor Services, Inc. no RAUM	Woodbury Financial Services, Inc. BD affiliated	Other	Jun 17, 2019	Jun 4, 2019
Carlos Mauricio Padilla	Mutual Of Omaha Investor Services, Inc. no RAUM	Adair Financial Private Client Group state registered	Other	May 30, 2019	May 6, 2021 (707 d)
James Sabbatini	Mutual Of Omaha Investor Services, Inc. no RAUM	Thrivent Investment Management Inc. BD affiliated	Other	May 30, 2019	May 31, 2019
Andrew Walter Egan	Mutual Of Omaha Investor Services, Inc. no RAUM	Sequent Planning, LLC independent RIA	Other	May 30, 2019	Jun 7, 2019
Charles Bradford Smoak	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	May 28, 2019	May 6, 2019
Daniel August Ceschin	Mutual Of Omaha Investor Services, Inc. no RAUM	MML Investors Services, LLC BD affiliated	Other	May 15, 2019	Aug 16, 2019 (93 d)
Jonathan Arvid Stakston	Mutual Of Omaha Investor Services, Inc. no RAUM	Edward Jones national BD	Other	May 3, 2019	May 14, 2019
David M Lieberman	Mutual Of Omaha Investor Services, Inc. no RAUM	Equitable Advisors, LLC national BD	Other	Apr 16, 2019	Feb 24, 2020 (314 d)
Justin Garofalo	Mutual Of Omaha Investor Services, Inc. no RAUM	Principal Securities, Inc. BD affiliated	Other	Apr 16, 2019	Apr 24, 2019
Ross Adam Yukolis	Mutual Of Omaha Investor Services, Inc. no RAUM	Oneamerica Securities, Inc. BD affiliated	Other	Apr 15, 2019	Apr 15, 2019
Jesus A Jaramillo	Mutual Of Omaha Investor Services, Inc. no RAUM	MML Investors Services, LLC BD affiliated	Other	Mar 28, 2019	May 23, 2019 (56 d)
Todd Allen Pace	Mutual Of Omaha Investor Services, Inc. no RAUM	LPL Financial LLC independent RIA	Other	Mar 20, 2019	Mar 15, 2019
Anne Morgan Salpeter	Mutual Of Omaha Investor Services, Inc. no RAUM	Pruco Securities, LLC BD affiliated	Other	Mar 5, 2019	May 1, 2019 (57 d)
Daniel Antonio Capote	Mutual Of Omaha Investor Services, Inc. no RAUM	MML Investors Services, LLC BD affiliated	Other	Feb 25, 2019	Jun 24, 2019 (119 d)
David Norman Brown	Mutual Of Omaha Investor Services, Inc. no RAUM	Pruco Securities, LLC BD affiliated	Other	Feb 25, 2019	Aug 15, 2019 (171 d)
Marco Antonio Carrasco	Mutual Of Omaha Investor Services, Inc. no RAUM	J.P. Morgan Securities LLC wirehouse	Other	Feb 25, 2019	Mar 6, 2019
Rebecca Speck Foster	Mutual Of Omaha Investor Services, Inc. no RAUM	Strategic Financial Concepts, LLC independent RIA	Other	Feb 21, 2019	Feb 12, 2019
Vito Giovanni Roberto	Mutual Of Omaha Investor Services, Inc. no RAUM	Pruco Securities, LLC BD affiliated	Other	Feb 21, 2019	Apr 3, 2019 (41 d)
Kevin Trinidad	Mutual Of Omaha Investor Services, Inc. no RAUM	Pruco Securities, LLC BD affiliated	Other	Jan 31, 2019	Feb 25, 2019
Brian J Hamm	Mutual Of Omaha Investor Services, Inc. no RAUM	J. W. Cole Advisors, Inc. independent RIA	Other	Jan 31, 2019	Jan 25, 2019
Ryan Yamada	Mutual Of Omaha Investor Services, Inc. no RAUM	Cwm, LLC BD affiliated	Other	Jan 31, 2019	Jun 11, 2019 (131 d)
Whitney Hull	Mutual Of Omaha Investor Services, Inc. no RAUM	Raymond James & Associates, Inc. national BD	Other	Jan 17, 2019	Jan 7, 2019
Michael John Gruidel	Mutual Of Omaha Investor Services, Inc. no RAUM	Cwm, LLC BD affiliated	Other	Dec 19, 2018	Apr 1, 2022 (1199 d)
David R Ambartsumian	Mutual Of Omaha Investor Services, Inc. no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 19, 2018	Dec 24, 2018
Miguel Anthony Herrera	Mutual Of Omaha Investor Services, Inc. no RAUM	Horace Mann Investors, Inc. no RAUM	Other	Dec 19, 2018	Jan 3, 2020 (380 d)
Isabella Thomas	Mutual Of Omaha Investor Services, Inc. no RAUM	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 29, 2018	Aug 15, 2019 (259 d)
Stephen Patrick Schmitt	Mutual Of Omaha Investor Services, Inc. no RAUM	Sequent Planning, LLC independent RIA	Other	Nov 1, 2018	Dec 13, 2018 (42 d)
Sebastian Castano	Mutual Of Omaha Investor Services, Inc. no RAUM	Primerica Advisors national BD	Other	Nov 1, 2018	May 14, 2021 (925 d)
Jacquelyn Blair Csonka	Mutual Of Omaha Investor Services, Inc. no RAUM	Park Avenue Securities LLC BD affiliated	Other	Sep 25, 2018	Nov 8, 2018 (44 d)
Craig Allen Long	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Sep 18, 2018	Oct 16, 2018
Brandon Uttich	Mutual Of Omaha Investor Services, Inc. no RAUM	Principal Securities, Inc. BD affiliated	Other	Sep 7, 2018	Sep 11, 2018
Joanne Lee Weidner	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Aug 28, 2018	Aug 17, 2018
Anthony Gerard Engrassia	Mutual Of Omaha Investor Services, Inc. no RAUM	Prosperity Capital Advisors independent RIA	Other	Aug 28, 2018	Aug 6, 2018
Thomas Albert Goetz	Mutual Of Omaha Investor Services, Inc. no RAUM	Cetera Investment Advisers LLC BD affiliated	Other	Aug 28, 2018	Jun 29, 2023 (1766 d)
Philip Christian Bru	Mutual Of Omaha Investor Services, Inc. no RAUM	Foundations Investment Advisors LLC independent RIA	Other	Aug 28, 2018	Jan 8, 2025 (2325 d)
Michael Christopher Wilson	Mutual Of Omaha Investor Services, Inc. no RAUM	Pruco Securities, LLC BD affiliated	Other	Aug 3, 2018	Oct 16, 2018 (74 d)
Mark Charles Larson	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Aug 3, 2018	Jul 16, 2018
Chintana Griffin	Mutual Of Omaha Investor Services, Inc. no RAUM	Osaic Fa, Inc. BD affiliated	Other	Jul 12, 2018	Jun 21, 2018
Tyler James Steinkuhler	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Jul 12, 2018	Jun 26, 2018
Chad A Troester	Mutual Of Omaha Investor Services, Inc. no RAUM	Thrivent Investment Management Inc. BD affiliated	Other	Jun 21, 2018	Jun 26, 2018
Kristen Rae Kratochvil	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Jun 21, 2018	Jun 26, 2018
Eric John Rickert	Mutual Of Omaha Investor Services, Inc. no RAUM	Integrity Alliance, LLC independent RIA	Other	Jun 21, 2018	Oct 2, 2019 (468 d)
Carson Joseph Hemmann	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Jun 10, 2018	May 25, 2018
Amy Crookshank	Mutual Of Omaha Investor Services, Inc. no RAUM	Pruco Securities, LLC BD affiliated	Other	Jun 6, 2018	Aug 13, 2018 (68 d)
Michael Myers	Mutual Of Omaha Investor Services, Inc. no RAUM	MML Investors Services, LLC BD affiliated	Other	Jun 5, 2018	Jul 2, 2018
Brent Roger Stricklett	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	May 11, 2018	May 17, 2018
Matthew Lee Stange	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	May 11, 2018	May 4, 2018
Austin Lee Wells	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	May 11, 2018	May 24, 2018
Becky J Brockman	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	May 3, 2018	May 3, 2018
Justin Gardiner Paterson	Mutual Of Omaha Investor Services, Inc. no RAUM	Pruco Securities, LLC BD affiliated	Other	Apr 11, 2018	Jun 7, 2021 (1153 d)
Samuel Zurcher	Mutual Of Omaha Investor Services, Inc. no RAUM	Securities America Advisors, Inc. BD affiliated	Other	Apr 6, 2018	Jan 30, 2020 (664 d)
Samuel Ross Gugliuzza	Mutual Of Omaha Investor Services, Inc. no RAUM	MML Investors Services, LLC BD affiliated	Other	Apr 3, 2018	Jun 14, 2021 (1168 d)

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431 moves match.