Departures from New England Securities Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Kirk Aaron Freedle	New England Securities Corporation other	MML Investors Services, LLC other	Other	Mar 5, 2004	Mar 5, 2004
Daniel Wyson	New England Securities Corporation other	LPL Financial LLC other	Other	Mar 4, 2004	Mar 5, 2004
Thomas Clyde Tavenner	New England Securities Corporation other	Esi Financial Advisors other	Other	Mar 3, 2004	Mar 16, 2004
John Wayne Ferguson	New England Securities Corporation other	Hornor, Townsend & Kent, LLC other	Other	Mar 1, 2004	Apr 1, 2004 (31 d)
Michael James Hetrick	New England Securities Corporation other	Mwa Financial Services, Inc. other	Other	Feb 27, 2004	Feb 17, 2006 (721 d)
Joseph Terrell Cook	New England Securities Corporation other	Transamerica Financial Advisors, Inc. unclassified	Other	Feb 11, 2004	Mar 29, 2004 (47 d)
Norman David Raymer	New England Securities Corporation other	Oneamerica Securities, Inc. other	Other	Feb 10, 2004	Mar 29, 2004 (48 d)
Richard Neil Gardner	New England Securities Corporation other	M&T Securities, Inc. unclassified	Other	Feb 6, 2004	Mar 2, 2004
William Gregg Chamberlin	New England Securities Corporation other	Securities America Advisors, Inc. other	Other	Feb 5, 2004	Feb 2, 2004
Jason Bezanson Maples	New England Securities Corporation other	Hornor, Townsend & Kent, LLC other	Other	Feb 3, 2004	Jan 28, 2004
James Jay Person	New England Securities Corporation other	Hornor, Townsend & Kent, LLC other	Other	Feb 3, 2004	Feb 3, 2004
Charles Gary Lutrick	New England Securities Corporation other	Cetera Investment Advisers LLC BD affiliated	Other	Jan 26, 2004	Feb 2, 2024 (7312 d)
Michael Glenn Griffin	New England Securities Corporation other	Invest Financial Corporation other	Other	Jan 20, 2004	Jan 8, 2004
Walter Lawrence Ziffer	New England Securities Corporation other	H. Beck, Inc. other	Other	Jan 14, 2004	Jan 12, 2004
Peter Masa Tsukazaki	New England Securities Corporation other	Commonwealth Financial Network national BD	Other	Jan 13, 2004	Jan 2, 2004
Wayne Kenneth Maslyk	New England Securities Corporation other	Usallianz Securities, Inc. unclassified	Other	Jan 12, 2004	Jan 8, 2004
Jeffrey Sean Yoder	New England Securities Corporation other	Nfp Advisor Services, LLC other	Other	Jan 9, 2004	Jan 6, 2004
David Gregory Pacer	New England Securities Corporation other	Osaic Fa, Inc. other	Other	Jan 9, 2004	Jan 12, 2004
Terrence Gerard Sprow	New England Securities Corporation other	MML Investors Services, LLC other	Other	Dec 31, 2003	May 24, 2017 (4893 d)
Jacob Joseph Clay Short	New England Securities Corporation other	Commonwealth Financial Network national BD	Other	Dec 31, 2003	Dec 19, 2003
Harris Scott Green	New England Securities Corporation other	Mony Securities Corporation unclassified	Other	Dec 31, 2003	Dec 17, 2004 (352 d)
David Vincent Cove	New England Securities Corporation other	MML Investors Services, LLC other	Other	Dec 31, 2003	May 28, 2004 (149 d)
Tracy Lynn Baker	New England Securities Corporation other	Eastern Point Advisors Inc. unclassified	Other	Dec 31, 2003	Jan 20, 2004
Gerard J Nieters	New England Securities Corporation other	Principal Securities, Inc. other	Other	Dec 8, 2003	Feb 12, 2004 (66 d)
Michael Alan Sherman	New England Securities Corporation other	Mutual Of Omaha Investor Services, Inc. no RAUM	Other	Dec 3, 2003	Apr 25, 2018 (5257 d)
Nicholas James Wilkins	New England Securities Corporation other	Securian Financial Services, Inc. other	Other	Dec 3, 2003	Dec 18, 2003
David Michael Odonnell	New England Securities Corporation other	Osaic Fs, Inc. other	Other	Dec 1, 2003	Jul 15, 2005 (592 d)
Jarrett Seiji Imamura	New England Securities Corporation other	Principal Securities, Inc. other	Other	Nov 11, 2003	Mar 23, 2005 (498 d)
Michael Thomas Bils	New England Securities Corporation other	Eagle Strategies LLC other	Other	Nov 6, 2003	Feb 10, 2011 (2653 d)
Craig Steven Myers	New England Securities Corporation other	Raymond James Financial Services Advisors, Inc other	Other	Nov 6, 2003	Jun 22, 2011 (2785 d)
Ronald Gene Chronister	New England Securities Corporation other	LPL Financial LLC other	Other	Nov 3, 2003	Nov 5, 2003
Jason Carlyle Seymour	New England Securities Corporation other	LPL Financial LLC other	Other	Oct 28, 2003	Oct 29, 2003
Steven Thomas Summa	New England Securities Corporation other	A. G. Edwards & Sons, Inc. unclassified	Other	Oct 27, 2003	Oct 20, 2003
Gregory Lee Kempton	New England Securities Corporation other	Oneamerica Securities, Inc. BD affiliated	Other	Oct 16, 2003	Apr 12, 2023 (7118 d)
Von Blake Hampton	New England Securities Corporation other	Midwest Research & Trading, LLC unclassified	Other	Oct 15, 2003	Sep 27, 2005 (713 d)
Edward Krakovsky	New England Securities Corporation other	Cetera Investment Advisers LLC BD affiliated	Other	Oct 9, 2003	Mar 21, 2024 (7469 d)
John Walter Rodney Harris	New England Securities Corporation other	Brookstone Capital Management LLC independent RIA	Other	Oct 1, 2003	Jun 18, 2018 (5374 d)
Donna Sawyer Murray	New England Securities Corporation other	Colton Groome Financial Advisors, LLC independent RIA	Other	Sep 17, 2003	Oct 15, 2003
Larry Joseph Michaels	New England Securities Corporation other	Crown Capital Securities, L.P. other	Other	Sep 12, 2003	Sep 2, 2003
Steven G Trojanov	New England Securities Corporation other	Eagle Strategies LLC other	Other	Sep 9, 2003	Oct 17, 2005 (769 d)
Warner Whitman Wayne	New England Securities Corporation other	Winslow, Evans & Crocker, Inc. other	Other	Sep 9, 2003	Sep 21, 2005 (743 d)
Herbert Wae Eng	New England Securities Corporation other	Transamerica Financial Advisors, LLC other	Other	Aug 27, 2003	Sep 3, 2003
Cheree Ray Burnette	New England Securities Corporation other	Securian Financial Services, Inc. other	Other	Aug 7, 2003	Aug 20, 2003
Ryan Patrick Dwyer	New England Securities Corporation other	U.S. Bancorp Asset Management, Inc. other	Other	Jul 9, 2003	Oct 28, 2010 (2668 d)
William Herbert Phillips	New England Securities Corporation other	Osaic Fs, Inc. other	Other	Jul 3, 2003	Jul 28, 2003
Christopher John Veal	New England Securities Corporation other	Arpp state registered	Other	Jun 23, 2003	Nov 18, 2009 (2340 d)
Richard Edward Boretti	New England Securities Corporation other	Collaborative Wealth Advisors, LLC state registered	Other	Jun 13, 2003	Aug 2, 2003 (50 d)
Philip Edward Showalter	New England Securities Corporation other	Principal Securities, Inc. other	Other	Jun 9, 2003	Apr 6, 2005 (667 d)
John Reginald Macmillan	New England Securities Corporation other	Macmillan Financial LLC state registered	Other	Jun 9, 2003	Jan 24, 2006 (960 d)
Daniel John Mcdermott	New England Securities Corporation other	Osaic Fs, Inc. other	Other	Jun 5, 2003	Sep 15, 2014 (4120 d)
Michael Dennis Shanahan	New England Securities Corporation other	LPL Financial LLC other	Other	Jun 5, 2003	May 20, 2003
Michael Philip Waters	New England Securities Corporation other	Securities America Advisors, Inc. BD affiliated	Other	May 22, 2003	Aug 12, 2021 (6657 d)
Stephen Wayne Mattocks	New England Securities Corporation other	Next Financial Group, Inc. other	Other	May 22, 2003	Jul 8, 2003 (47 d)
Paul Howard Essner	New England Securities Corporation other	Securities America Advisors, Inc. BD affiliated	Other	May 22, 2003	Apr 22, 2021 (6545 d)
Bruce Homer Traub	New England Securities Corporation other	Strongtower Financial, Inc. unclassified	Other	May 22, 2003	Aug 15, 2003 (85 d)
Pelayo Nicholas Garcia	New England Securities Corporation other	Global Financial Private Capital, Inc. other	Other	May 1, 2003	Feb 4, 2013 (3567 d)
Jeffrey Osburn Mansur	New England Securities Corporation other	Signator Financial Services, Inc. other	Other	May 1, 2003	Jul 11, 2003 (71 d)
Deepak Nervanda Appaya	New England Securities Corporation other	Buckman Advisory Group LLC other	Other	Apr 30, 2003	Mar 15, 2005 (685 d)
Reed Charles Fraasa	New England Securities Corporation other	Highland Financial Advisors, LLC other	Other	Apr 11, 2003	Nov 1, 2004 (570 d)
Frank Michael Oley	New England Securities Corporation other	1717 Capital Management Company unclassified	Other	Apr 11, 2003	Apr 29, 2003

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1,041 moves match.