DFX Intelligence
Advisor moves
Departures from Ameriprise Financial Services, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
9,396 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mary Sekyi-Appiah | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 29, 2025 | Nov 12, 2025 |
| Robert Allendorf | Ameriprise Financial Services, LLC national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2025 | Nov 17, 2025 |
| Timothy Brian Mckenney | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2025 | Oct 21, 2025 |
| Ashweene Hassan | Ameriprise Financial Services, LLC national BD | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 27, 2025 | Nov 12, 2025 |
| Richard Eugene Wilson | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2025 | Oct 6, 2025 |
| Robert Mark Gibson | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 23, 2025 | Oct 20, 2025 |
| Michael Downey Neff | Ameriprise Financial Services, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2025 | Oct 31, 2025 |
| Jordan Paul Zimmerman | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2025 | Oct 29, 2025 |
| Mark Thomas Schneider | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2025 | Oct 21, 2025 |
| Nicholas Paul Schneider | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2025 | Oct 20, 2025 |
| Vernon Robert Reinike | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2025 | Oct 15, 2025 |
| Dartagnan Louis Mason | Ameriprise Financial Services, LLC national BD | Focus Partners Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 16, 2025 | Sep 15, 2026 (334 d) |
| Reynaldo Arceno | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 15, 2025 | Oct 16, 2025 |
| Paul Michael Kowalski | Ameriprise Financial Services, LLC national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Oct 15, 2025 | Oct 23, 2025 |
| Ted Richard Vickerman | Ameriprise Financial Services, LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2025 | Jan 21, 2026 (99 d) |
| Keith Richard Lux | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Oct 14, 2025 | Dec 12, 2025 (59 d) |
| Brian Edwin Griffith | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2025 | Oct 7, 2025 |
| Nicholas P Nachbur | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2025 | Oct 14, 2025 |
| Nathan Severlee Salhus | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2025 | Oct 6, 2025 |
| Colleen Joy Kehoe | Ameriprise Financial Services, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2025 | Jul 17, 2026 (277 d) |
| Adam T Caballero | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2025 | Oct 7, 2025 |
| Simeon Charles Moes | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2025 | Oct 29, 2025 |
| Alanah Rodriguez | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 13, 2025 | Oct 28, 2025 |
| Clinton Moss | Ameriprise Financial Services, LLC national BD | State Farm Investment Management Corp. asset manager | Other | Oct 13, 2025 | Apr 13, 2026 (182 d) |
| Kyle Blake Hilsberg | Ameriprise Financial Services, LLC national BD | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2025 | Sep 29, 2025 |
| Gregory E Hyde | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 9, 2025 | Oct 8, 2025 |
| Robert Kaler | Ameriprise Financial Services, LLC national BD | Bny Mellon Securities Corporation other | Other | Oct 9, 2025 | Nov 4, 2025 |
| Mark Brian Degner | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Oct 7, 2025 |
| Austin Hogan | Ameriprise Financial Services, LLC national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 8, 2025 | Oct 17, 2025 |
| Eileen Christina Olson | Ameriprise Financial Services, LLC national BD | Emerald Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 8, 2025 | Sep 18, 2026 (345 d) |
| Lawrence Eugene Boyd | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2025 | Oct 2, 2025 |
| Peter Charles Goudeau | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2025 | Oct 2, 2025 |
| Andrew Richard Brereton | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 7, 2025 | Oct 3, 2025 |
| Bradford Merton Sawyer | Ameriprise Financial Services, LLC national BD | D.A. Davidson & Co. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2025 | Oct 1, 2025 |
| Carston Cole Cook | Ameriprise Financial Services, LLC national BD | Foundations Investment Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 6, 2025 | Oct 8, 2025 |
| Mason Michalski | Ameriprise Financial Services, LLC national BD | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2025 | Jul 6, 2026 (273 d) |
| Jeffrey Eugene Keown | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2025 | Oct 2, 2025 |
| Kingsley Kevin Davis | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 5, 2025 | Oct 3, 2025 |
| Peter Charles Goudeau | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2025 | Oct 2, 2025 |
| Grant Austin Williams | Ameriprise Financial Services, LLC national BD | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Oct 24, 2025 |
| Britney Sires | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Jun 1, 2026 (242 d) |
| David Yawitz | Ameriprise Financial Services, LLC national BD | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2025 | Dec 23, 2025 (84 d) |
| Matthew Edward Miller | Ameriprise Financial Services, LLC national BD | Oxinas Partners Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2025 | Oct 10, 2025 |
| Colleen Anne Mcgraw | Ameriprise Financial Services, LLC national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Sep 29, 2025 | Sep 17, 2025 |
| Jose C. Garcia | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 29, 2025 | Jan 13, 2026 (106 d) |
| Youa Tangen | Ameriprise Financial Services, LLC national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2025 | Jul 24, 2026 (298 d) |
| Austyn Stephen Brinkerhoff | Ameriprise Financial Services, LLC national BD | Dew Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 29, 2025 | Nov 13, 2025 (45 d) |
| Ryan Fitzpatrick Burke | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 25, 2025 | Sep 18, 2025 |
| Dillan Thomas Foley | Ameriprise Financial Services, LLC national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Sep 24, 2025 | Dec 2, 2025 (69 d) |
| Christopher Bernard Lemily | Ameriprise Financial Services, LLC national BD | Hinton Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 23, 2025 | Nov 11, 2025 (49 d) |
| Signe J Broecker | Ameriprise Financial Services, LLC national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Sep 19, 2025 |
| Noah Skrinak | Ameriprise Financial Services, LLC national BD | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Nov 10, 2025 (48 d) |
| Steven Jacob Scott | Ameriprise Financial Services, LLC national BD | Sandbox Financial Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 22, 2025 | Oct 1, 2025 |
| James Thomas Moran | Ameriprise Financial Services, LLC national BD | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2025 | Sep 22, 2025 |
| Andrew Joseph Black | Ameriprise Financial Services, LLC national BD | Edgetech Analytics, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 18, 2025 | Jan 26, 2026 (130 d) |
| Jaylen Raye | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 18, 2025 | Dec 5, 2025 (78 d) |
| Ava Marcia Pierce | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 17, 2025 | Oct 8, 2025 |
| Jennifer Anne Norris | Ameriprise Financial Services, LLC national BD | Clear Trail Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2025 | Jan 15, 2026 (121 d) |
| Nicholas Creer Godfrey | Ameriprise Financial Services, LLC national BD | Aspenridge Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 16, 2025 | Sep 10, 2025 |
| Kassi Layne Redifer | Ameriprise Financial Services, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2025 | Nov 18, 2025 (63 d) |