DFX Intelligence
Advisor moves
Departures from Ameriprise Financial Services, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
9,389 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Le | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 10, 2026 | Apr 28, 2026 |
| Timothy Htoo-Tha Khin | Ameriprise Financial Services, LLC national BD | Westlake Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 9, 2026 | Apr 1, 2026 |
| Siddharth Pravin Shah | Ameriprise Financial Services, LLC national BD | Shah Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 9, 2026 | Apr 2, 2026 |
| Vernos Kenneth Williams | Ameriprise Financial Services, LLC national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2026 | Apr 10, 2026 |
| Arpy Montu Raval | Ameriprise Financial Services, LLC national BD | Shah Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 9, 2026 | Apr 2, 2026 |
| Bryce Logan Leafman | Ameriprise Financial Services, LLC national BD | Mariner BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2026 | Apr 27, 2026 |
| David Michael Rowland | Ameriprise Financial Services, LLC national BD | Sanctuary Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2026 | Apr 13, 2026 |
| Mitchell Peter Mandt | Ameriprise Financial Services, LLC national BD | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 9, 2026 | Jun 3, 2026 (55 d) |
| Cody Jacob Deems | Ameriprise Financial Services, LLC national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2026 | Apr 17, 2026 |
| Matthew C Keil | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 8, 2026 | Mar 26, 2026 |
| Marla Alati | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Mar 24, 2026 |
| Ramzi Bishara Boyd | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Mar 26, 2026 |
| Xin Chen | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Apr 7, 2026 |
| Bryce Bonds | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 7, 2026 | Apr 15, 2026 |
| Shane Thomas Hiller | Ameriprise Financial Services, LLC national BD | Sonoma Private Wealth LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2026 | Apr 15, 2026 |
| Amy Lynn Roberts | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2026 | Mar 26, 2026 |
| Erica Leeann Hinrichs | Ameriprise Financial Services, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2026 | Mar 27, 2026 |
| Darren Mitchell Levinthal | Ameriprise Financial Services, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2026 | Mar 27, 2026 |
| Maria Y Ojeda Partida | Ameriprise Financial Services, LLC national BD | Shah Wealth Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 6, 2026 | Apr 2, 2026 |
| Mark Douglas Kalish | Ameriprise Financial Services, LLC national BD | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2026 | Mar 27, 2026 |
| Kent Austin Zeidman | Ameriprise Financial Services, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2026 | Mar 27, 2026 |
| Matthew Wagner | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 2, 2026 | Mar 26, 2026 |
| Michael Swinehart | Ameriprise Financial Services, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Mar 31, 2026 |
| Jonathan Lance Hemmings | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 2, 2026 | Mar 30, 2026 |
| Cody Bartusiak | Ameriprise Financial Services, LLC national BD | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2026 | Mar 27, 2026 |
| Zachary Grodzki | Ameriprise Financial Services, LLC national BD | Grodzki Wealth Management, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 31, 2026 | Jul 29, 2026 (120 d) |
| Andy Edgar Chen | Ameriprise Financial Services, LLC national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 30, 2026 | Apr 15, 2026 |
| Joshua Randall Little | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2026 | Mar 16, 2026 |
| Melissa Katherine Profitt | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 27, 2026 | Mar 23, 2026 |
| Shannon John Stoeffler | Ameriprise Financial Services, LLC national BD | Spc BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2026 | Mar 24, 2026 |
| Brian James Walsh | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2026 | Mar 16, 2026 |
| Matthew Thompson | Ameriprise Financial Services, LLC national BD | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2026 | Apr 30, 2026 (35 d) |
| Jonathan Miles Cunningham | Ameriprise Financial Services, LLC national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2026 | Mar 16, 2026 |
| Stephens Young Mcvea | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2026 | Apr 17, 2026 |
| Andrew Ruiz | Ameriprise Financial Services, LLC national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Mar 25, 2026 | Jul 20, 2026 (117 d) |
| Michael Alan Maddock | Ameriprise Financial Services, LLC national BD | Principal Advised Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2026 | Jun 15, 2026 (82 d) |
| Ryan Joseph Smith | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2026 | Apr 8, 2026 |
| Alan Brum | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 24, 2026 | Apr 27, 2026 (34 d) |
| Bryan Christopher Vaughn | Ameriprise Financial Services, LLC national BD | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2026 | Mar 20, 2026 |
| Jeffrey Nicholas Hemsath | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2026 | Mar 18, 2026 |
| Gabriela Correa De Negredo | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 23, 2026 | Mar 2, 2026 |
| David John Mazzetti | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2026 | Feb 20, 2026 |
| Andrew Buscetto | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2026 | Feb 20, 2026 |
| Joseph Jonathan Femia | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2026 | Feb 20, 2026 |
| Maximus Michael Disesa | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2026 | Feb 20, 2026 |
| Robert Blenkle | Ameriprise Financial Services, LLC national BD | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2026 | Feb 20, 2026 |
| Jeremy Nadel | Ameriprise Financial Services, LLC national BD | Nadel Private Wealth LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 20, 2026 | Jul 29, 2026 (131 d) |
| Christine Cortes | Ameriprise Financial Services, LLC national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2026 | Mar 19, 2026 |
| Elias Dau | Ameriprise Financial Services, LLC national BD | First Command Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2026 | Aug 3, 2026 (139 d) |
| Mary Norman-Hales | Ameriprise Financial Services, LLC national BD | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 16, 2026 | Mar 18, 2026 |
| Yusef Lovette | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2026 | Mar 9, 2026 |
| Albert Elorm Akpaloo | Ameriprise Financial Services, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2026 | May 11, 2026 (59 d) |
| Derek G Hassenpflug | Ameriprise Financial Services, LLC national BD | World Investment Advisors, LLC other | Other | Mar 12, 2026 | Mar 9, 2026 |
| Matthew Tucker Mcgee | Ameriprise Financial Services, LLC national BD | Integritas Wealth Strategies, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 12, 2026 | Jun 10, 2026 (90 d) |
| Alexander Bolshem | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2026 | Mar 20, 2026 |
| Cavan M Metzler | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2026 | Mar 10, 2026 |
| Mitch Scott Klenofsky | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2026 | Mar 6, 2026 |
| Matthew Eugene Tomich | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2026 | Mar 6, 2026 |
| Mary Elizabeth Vanderwal | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 10, 2026 | Mar 3, 2026 |
| Michael S Fisher | Ameriprise Financial Services, LLC national BD | The Pinnacle Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 10, 2026 | Apr 1, 2026 |