DFX Intelligence
Advisor moves
Departures from Ameriprise Financial Services, LLCWhat a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
9,389 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Francis Fink | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 10, 2026 | Mar 3, 2026 |
| Rand D Putterman | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 10, 2026 | Mar 3, 2026 |
| Carolyn Dolan | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 10, 2026 | Mar 12, 2026 |
| Kenneth John Borg | Ameriprise Financial Services, LLC national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 9, 2026 | Mar 2, 2026 |
| Stephanie Mk Rolfe | Ameriprise Financial Services, LLC national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Mar 9, 2026 | Mar 2, 2026 |
| Jay Ronald Otto | Ameriprise Financial Services, LLC national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Mar 24, 2026 |
| Daniel Jay Bloemers | Ameriprise Financial Services, LLC national BD | Hill Island Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 6, 2026 | Mar 30, 2026 |
| Dean Jackman | Ameriprise Financial Services, LLC national BD | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Mar 3, 2026 |
| Graham Scott Hickey | Ameriprise Financial Services, LLC national BD | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2026 | May 21, 2026 (76 d) |
| Alfred Peter Schofield | Ameriprise Financial Services, LLC national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Mar 5, 2026 | Mar 2, 2026 |
| Edward Shaffer | Ameriprise Financial Services, LLC national BD | Designed Wealth USA Ltd. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 2, 2026 | Mar 3, 2026 |
| Adriana Perez | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 2, 2026 | Mar 25, 2026 |
| Karissa Michelle Peterson | Ameriprise Financial Services, LLC national BD | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2026 | Mar 3, 2026 |
| Taylor Nicole Bohot | Ameriprise Financial Services, LLC national BD | Fulcrum Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2026 | Mar 12, 2026 |
| Andrew R Lewis | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 27, 2026 | Jul 27, 2026 (150 d) |
| Frank Rehhaut | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Aug 4, 2026 (159 d) |
| Elizabeth Valenzuela | Ameriprise Financial Services, LLC national BD | Nationwide Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Mar 6, 2026 |
| Robert Daniel Woodend | Ameriprise Financial Services, LLC national BD | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Feb 25, 2026 |
| Malena M Farach | Ameriprise Financial Services, LLC national BD | Atlas independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 26, 2026 | Sep 8, 2026 (194 d) |
| David Bernard Mcfadden | Ameriprise Financial Services, LLC national BD | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 26, 2026 | Mar 4, 2026 |
| Maureen Therese Henry | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 24, 2026 | Mar 3, 2026 |
| Amr Elgamal | Ameriprise Financial Services, LLC national BD | RBC Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 24, 2026 | Mar 2, 2026 |
| Paul Joseph Scileppi | Ameriprise Financial Services, LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2026 | Feb 23, 2026 |
| Brian James Venn | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2026 | Apr 3, 2026 (39 d) |
| Gregory John Sander | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 23, 2026 | Feb 27, 2026 |
| Anthony Hayek | Ameriprise Financial Services, LLC national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 22, 2026 | Mar 13, 2026 |
| Hilary Goodman | Ameriprise Financial Services, LLC national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 22, 2026 | Feb 20, 2026 |
| Keith Matthew Kordich | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 19, 2026 | Feb 19, 2026 |
| Barry Mitchell Dershaw | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 19, 2026 | Feb 18, 2026 |
| Scott Douglas Cramer | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 19, 2026 | Feb 18, 2026 |
| Nolan Rehard | Ameriprise Financial Services, LLC national BD | Curi Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 19, 2026 | May 7, 2026 (77 d) |
| Lauren Louise Clark | Ameriprise Financial Services, LLC national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2026 | Feb 23, 2026 |
| Stuart Max Gollomp | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2026 | Feb 6, 2026 |
| Jordana Rose Lokken | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 18, 2026 | Apr 1, 2026 (42 d) |
| Luke Opsahl | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2026 | Feb 17, 2026 |
| Brandon David Wolf | Ameriprise Financial Services, LLC national BD | Evermay Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 18, 2026 | Feb 12, 2026 |
| Jerren Eldridge | Ameriprise Financial Services, LLC national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 18, 2026 | Feb 17, 2026 |
| Brittany Christians | Ameriprise Financial Services, LLC national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 17, 2026 | Apr 13, 2026 (55 d) |
| Brock Anthony Riggi | Ameriprise Financial Services, LLC national BD | Northrock Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2026 | Jan 23, 2026 |
| Rayvon Solomon | Ameriprise Financial Services, LLC national BD | RBC Rochdale, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 17, 2026 | Jun 9, 2026 (112 d) |
| Stefan Lawrence Miranda | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2026 | Feb 19, 2026 |
| Tylor Mehdi Jebaoui | Ameriprise Financial Services, LLC national BD | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2026 | Aug 6, 2026 (171 d) |
| Nicholas Giannakopoulos | Ameriprise Financial Services, LLC national BD | Total Wealth Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2026 | Feb 27, 2026 |
| Dale Lawrence Cebert | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2026 | Feb 3, 2026 |
| Jason Jensen | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 13, 2026 | Feb 4, 2026 |
| Scott James Mastocciolo | Ameriprise Financial Services, LLC national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Feb 9, 2026 |
| David Floyd Poole | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Feb 5, 2026 |
| Ying Christa Ku | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Feb 5, 2026 |
| Andrew Hickman | Ameriprise Financial Services, LLC national BD | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Feb 9, 2026 |
| George Heyward Barnes | Ameriprise Financial Services, LLC national BD | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2026 | Feb 5, 2026 |
| Samantha Kristine Hart | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Feb 5, 2026 |
| Jamie Stoneking | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2026 | Feb 5, 2026 |
| Makila Nicole Ballard | Ameriprise Financial Services, LLC national BD | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 12, 2026 | Feb 12, 2026 |
| Dawn Elizabeth Morris | Ameriprise Financial Services, LLC national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 11, 2026 | Feb 5, 2026 |
| Ryan Waterhouse | Ameriprise Financial Services, LLC national BD | Matter Family Office independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 11, 2026 | Feb 18, 2026 |
| David Dziubek | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2026 | Feb 10, 2026 |
| Scott A Dziubek | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2026 | Feb 3, 2026 |
| Paul Nowak | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2026 | Feb 4, 2026 |
| Tory Sherman | Ameriprise Financial Services, LLC national BD | Truist Advisory Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2026 | Sep 14, 2026 (216 d) |
| Christopher Russell Svacina | Ameriprise Financial Services, LLC national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 10, 2026 | Feb 3, 2026 |