DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Raymond James & Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eugene Byron Shepherd | Raymond James & Associates, Inc. national BD | Alphacore Capital LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 15, 2026 | Jun 4, 2026 |
| David Bjorn Ahlquist | Raymond James & Associates, Inc. national BD | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2026 | May 8, 2026 |
| Vincent Arnold | Raymond James & Associates, Inc. national BD | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 12, 2026 | May 8, 2026 |
| Nicholas Johnstone Troiano | Raymond James & Associates, Inc. national BD | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2026 | May 8, 2026 |
| John T. O'Shea | Raymond James & Associates, Inc. national BD | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2026 | May 8, 2026 |
| Steven Joseph Vannostrand | Raymond James & Associates, Inc. national BD | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 11, 2026 | May 8, 2026 |
| James Preston Covington | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 6, 2026 | May 4, 2026 |
| Michael Aaron Rosner | Raymond James & Associates, Inc. national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | May 5, 2026 |
| Robert Alric Barrett | Raymond James & Associates, Inc. national BD | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | May 6, 2026 | May 5, 2026 |
| Sara Harran Moffat | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 5, 2026 | May 4, 2026 |
| Valentine Maria Koch | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 5, 2026 | May 4, 2026 |
| Tyson Ronald Smith | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | May 4, 2026 |
| Curt M Busby | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 4, 2026 | May 25, 2026 |
| Rene Alberto Naranjo | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | May 4, 2026 |
| Marlies Schubiger | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | May 4, 2026 |
| Tyson Ronald Smith | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2026 | May 6, 2026 |
| Michael Tobin Bill | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 29, 2026 | Apr 27, 2026 |
| Kimberly Ann Shepherd | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2026 | May 12, 2026 |
| Richard Andrew Roeser | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 22, 2026 | Apr 27, 2026 |
| Austin Joseph Griffie | Raymond James & Associates, Inc. national BD | Zermatt Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2026 | Apr 21, 2026 |
| Brian Straub | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2026 | Jan 1, 2025 |
| Annette Persaud-Jairam | Raymond James & Associates, Inc. national BD | Raymond James Investment Management asset manager | Other | Apr 15, 2026 | Apr 30, 2026 |
| Matthew David Kienzler | Raymond James & Associates, Inc. national BD | Raymond James Investment Management asset manager | Other | Apr 15, 2026 | Jun 6, 2025 |
| Ana Maria Villegas | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 9, 2026 | Apr 20, 2026 |
| Ronald Jack Deinlein | Raymond James & Associates, Inc. national BD | Mosaic Wealth Management LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 2, 2026 | Apr 2, 2026 |
| Timothy Mathew Recker | Raymond James & Associates, Inc. national BD | Union Strategic Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 2, 2026 | Apr 7, 2026 |
| Deborah Elizabeth Hardy | Raymond James & Associates, Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Apr 2, 2026 | Jul 21, 2026 (110 d) |
| Christopher Hays Meador | Raymond James & Associates, Inc. national BD | Mosaic Wealth Management LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 2, 2026 | Apr 2, 2026 |
| Alex Thomas Holtmeier | Raymond James & Associates, Inc. national BD | Union Strategic Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 2, 2026 | Apr 7, 2026 |
| Zachary Harper Holtmeier | Raymond James & Associates, Inc. national BD | Union Strategic Advisors no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 2, 2026 | Apr 7, 2026 |
| Geraldine Anne Spinella | Raymond James & Associates, Inc. national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2026 | Mar 31, 2026 |
| Tyler H. Spence | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 31, 2026 | Apr 8, 2026 |
| Timothy T Keffer | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 26, 2026 | Mar 25, 2026 |
| Alexander Gregory Reba | Raymond James & Associates, Inc. national BD | Raymond James Investment Management asset manager | Other | Mar 25, 2026 | Jul 29, 2026 (126 d) |
| Jesse Harley Parks | Raymond James & Associates, Inc. national BD | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2026 | Mar 16, 2026 |
| Sheau-Lei Houghton Ellison | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 24, 2026 | May 1, 2026 (38 d) |
| Karan Patel | Raymond James & Associates, Inc. national BD | Piper Sandler & Co. institutional | Other | Mar 24, 2026 | Mar 30, 2026 |
| Brandon A Jew | Raymond James & Associates, Inc. national BD | Creativeone Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 23, 2026 | Mar 23, 2026 |
| Joby Ryan Childress | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2026 | Sep 22, 2025 |
| Janice Desinord | Raymond James & Associates, Inc. national BD | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 19, 2026 | May 26, 2026 (68 d) |
| Melinda Perez | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2026 | Feb 26, 2020 |
| Analili Kilroy | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2026 | Oct 2, 2025 |
| Keith Richard Inman | Raymond James & Associates, Inc. national BD | Signal Advisors Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 17, 2026 | Apr 16, 2026 |
| Kenson Marbut | Raymond James & Associates, Inc. national BD | Red Triangle, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 16, 2026 | Mar 19, 2026 |
| Lawrence Scharf | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2026 | Mar 13, 2026 |
| Fran Amy Scharf | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2026 | Mar 13, 2026 |
| Jamie Beth Tobins | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2026 | Mar 13, 2026 |
| Max J Needham | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2026 | Mar 13, 2026 |
| Tyler M Burns | Raymond James & Associates, Inc. national BD | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2026 | Mar 13, 2026 |
| Sharon Yvette Porter | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 10, 2026 | Dec 21, 2022 |
| Grayson Travis | Raymond James & Associates, Inc. national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Mar 9, 2026 | May 29, 2026 (81 d) |
| Justin Marcos Cappadona | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Mar 8, 2026 |
| William Frederick Martin | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2026 | Mar 5, 2026 |
| Segundo Cremaschi | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 6, 2026 | Mar 19, 2026 |
| Debra A. Dragich | Raymond James & Associates, Inc. national BD | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 4, 2026 | Mar 2, 2026 |
| Elizabeth Bryant | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Sep 29, 2025 |
| Scott Kristofer Patterson | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2026 | Mar 2, 2026 |
| Brenda Lee Walters | Raymond James & Associates, Inc. national BD | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 3, 2026 | Apr 30, 2026 (58 d) |
| Brendan Andrew Moore | Raymond James & Associates, Inc. national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2026 | Feb 27, 2026 |
| John R Muldoon | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Mar 2, 2026 | Jul 16, 2026 (136 d) |
2,766 moves match.