DFX Intelligence
Advisor moves
Departures from Raymond James & Associates, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
2,774 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffrey Anthony Roy | Raymond James & Associates, Inc. national BD | Hancock Whitney Investment Services Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2019 | Aug 5, 2019 |
| Todd Gregory Raclaw | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Aug 5, 2019 | Aug 5, 2019 |
| Adriana M Bastos-Randall | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 2, 2019 | Jun 25, 2021 (693 d) |
| Andres Felipe Yepes | Raymond James & Associates, Inc. national BD | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2019 | Aug 21, 2019 |
| James Lee Cook | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2019 | Jul 15, 2019 |
| Hamza Farooquee | Raymond James & Associates, Inc. national BD | Bancwest Investment Services, Inc. (Bwis) BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2019 | Jul 3, 2019 |
| Clifton James Ladd | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2019 | Jul 2, 2019 |
| Robert Edward Lampe | Raymond James & Associates, Inc. national BD | Rightwealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2019 | Jul 30, 2019 |
| Kathleen Barlow | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2019 | Jul 1, 2019 |
| Daniel James Sprusansky | Raymond James & Associates, Inc. national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2019 | Feb 4, 2020 (218 d) |
| Christopher P Colon | Raymond James & Associates, Inc. national BD | Horace Mann Investors, Inc. no RAUM | Other | Jun 26, 2019 | Mar 19, 2021 (632 d) |
| Jesse Lynn Bernhardt | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2019 | Jul 9, 2019 |
| Bruce C Corwin | Raymond James & Associates, Inc. national BD | Ross, Sinclaire & Associates, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 20, 2019 | Jun 17, 2019 |
| Lee Weston Salisbury | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 14, 2019 | Apr 13, 2021 (669 d) |
| Michael Patrick Mccall | Raymond James & Associates, Inc. national BD | B Riley Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2019 | May 31, 2019 |
| Malik A Smith | Raymond James & Associates, Inc. national BD | Commons Capital, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2019 | Aug 21, 2019 (78 d) |
| John Michael Grover | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2019 | May 29, 2019 |
| Leanne Wiggs Scull | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2019 | May 30, 2019 |
| Kathryn L Parker | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 29, 2019 | Jun 3, 2019 |
| Shannon Rae Morphew | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2019 | May 28, 2019 |
| Jeremy James Burton | Raymond James & Associates, Inc. national BD | Private Client Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2019 | Nov 17, 2023 (1634 d) |
| Lisa Jeanelle Bordelon | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2019 | May 31, 2019 |
| Adam Eisig Rittersporn | Raymond James & Associates, Inc. national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | May 21, 2019 | Jun 12, 2019 |
| Erik Mclean Melville | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | May 17, 2019 | Jun 10, 2019 |
| Jeffrey Oline | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 10, 2019 | Jun 3, 2019 |
| Matthew Alden Palmgren | Raymond James & Associates, Inc. national BD | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | May 10, 2019 | May 13, 2019 |
| Jessica Elizabeth Poynter | Raymond James & Associates, Inc. national BD | First Heartland Consultants, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2019 | May 17, 2019 |
| Melanie Amber Morrow | Raymond James & Associates, Inc. national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2019 | Jun 18, 2020 (408 d) |
| David Oscar Difilippo | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 2, 2019 | May 23, 2019 |
| Harold Louis Green | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Apr 26, 2019 | Apr 22, 2019 |
| Kyle Ray Owens | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Apr 25, 2019 | Mar 29, 2019 |
| Jeffrey Thomas Schultz | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2019 | Apr 17, 2019 |
| John Zachary Shillingford | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 24, 2019 | Apr 18, 2019 |
| Kevin P Mckane | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2019 | Apr 17, 2019 |
| Allison Odenthal | Raymond James & Associates, Inc. national BD | Janney Montgomery Scott LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2019 | May 1, 2019 |
| Isabella Francesca Cheever | Raymond James & Associates, Inc. national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Apr 23, 2019 | May 14, 2019 |
| Patrick Sanford Mullins | Raymond James & Associates, Inc. national BD | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 10, 2019 | Sep 5, 2019 (148 d) |
| Anna E Owens | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Apr 8, 2019 | Apr 1, 2019 |
| Stephanie Rose Lally | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2019 | Apr 24, 2019 |
| Kevin David Hudson | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2019 | Nov 30, 2020 (605 d) |
| Christopher Alan Clapinski | Raymond James & Associates, Inc. national BD | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2019 | May 7, 2019 (34 d) |
| Robert W Bass | Raymond James & Associates, Inc. national BD | Bass And Bell, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 2, 2019 | Apr 1, 2019 |
| Deborah Kelley Neumann | Raymond James & Associates, Inc. national BD | Bass And Bell, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 2, 2019 | May 1, 2019 |
| Christopher D Bell | Raymond James & Associates, Inc. national BD | Bass And Bell, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 2, 2019 | Apr 1, 2019 |
| Joshua David Klinger | Raymond James & Associates, Inc. national BD | Tvamp, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2019 | Apr 9, 2019 |
| Alex Igor Ayzenberg | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2019 | Jul 8, 2021 (836 d) |
| Makarios Markos Palios | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 25, 2019 | Jun 22, 2021 (820 d) |
| Ashley Caneso Kikawa | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 22, 2019 | Mar 19, 2019 |
| Anthony Jacob Chisolm | Raymond James & Associates, Inc. national BD | Schechter Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 22, 2019 | Feb 28, 2020 (343 d) |
| Keith Gaines Drago | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 21, 2019 | Mar 29, 2019 |
| Kristy Sue Harrell | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2019 | Mar 8, 2019 |
| Isabella Adlouni | Raymond James & Associates, Inc. national BD | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2019 | Mar 28, 2019 |
| Melissa Marie Alfsen | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 7, 2019 | Apr 18, 2019 (42 d) |
| Logan Mariel Bullard | Raymond James & Associates, Inc. national BD | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 6, 2019 | Sep 1, 2020 (545 d) |
| Herbert H Ludlam | Raymond James & Associates, Inc. national BD | Harmony Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2019 | Mar 19, 2019 |
| Seth Hilger | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 28, 2019 | Mar 15, 2019 |
| Thomas Francis Ginty | Raymond James & Associates, Inc. national BD | Td Ameritrade Investment Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 19, 2019 | Mar 14, 2019 |
| Alysa Rebecca Reinoehl | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2019 | Feb 12, 2019 |
| Neil Lauro | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 7, 2019 | Nov 9, 2021 (1006 d) |
| Lori Ann Gibb | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 6, 2019 | Feb 15, 2019 |