| William Benjamin Weber | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 22, 2012 | Aug 16, 2012 |
| Janet Lee Hokaj | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 20, 2012 | Feb 14, 2013 (178 d) |
| Mark Ailer Mcmahon | Raymond James & Associates, Inc. national BD | Private Advisor Group, LLC other | Other | Aug 15, 2012 | Aug 9, 2012 |
| Eric Arthur Kleinberg | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 8, 2012 | Aug 14, 2012 |
| Edwin Kinsley Retter | Raymond James & Associates, Inc. national BD | Retter Capital Management, LLC unclassified | Other | Aug 7, 2012 | Jun 18, 2013 (315 d) |
| Chet Ortman | Raymond James & Associates, Inc. national BD | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jul 30, 2012 | Jan 14, 2015 (898 d) |
| James Edward Mccarthy | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Jul 17, 2012 | Aug 3, 2012 |
| Bradley John Blankenship | Raymond James & Associates, Inc. national BD | Arvest Wealth Management other | Other | Jul 16, 2012 | May 1, 2013 (289 d) |
| Nathan Matthew Lenz | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Jun 6, 2012 | Dec 5, 2013 (547 d) |
| Joshua Michael Quail | Raymond James & Associates, Inc. national BD | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | May 24, 2012 | May 23, 2012 |
| Hossam Nasser | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | May 10, 2012 | Jul 10, 2012 (61 d) |
| Robert P. Vastine | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | May 10, 2012 | Feb 20, 2013 (286 d) |
| Donald C Reynolds | Raymond James & Associates, Inc. national BD | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | May 8, 2012 | May 7, 2012 |
| Ross J Webb | Raymond James & Associates, Inc. national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 30, 2012 | Feb 27, 2013 (303 d) |
| Jason Ferris Jeung | Raymond James & Associates, Inc. national BD | Seacrest Wealth Management, LLC other | Other | Apr 17, 2012 | May 10, 2012 |
| Coleman Barry Goldsmith | Raymond James & Associates, Inc. national BD | Sandlapper Wealth Management, LLC other | Other | Mar 30, 2012 | Mar 28, 2012 |
| Lester Antonio Noisom | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 27, 2012 | Mar 26, 2012 |
| Frank Garcia | Raymond James & Associates, Inc. national BD | Insight Securities, Inc. other | Other | Mar 19, 2012 | May 13, 2013 (420 d) |
| Douglas James Frevert | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Mar 16, 2012 | Apr 3, 2012 |
| Jory Lane Taylor | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 14, 2012 | Dec 3, 2019 (2820 d) |
| Andrew Noel Breidenbaugh | Raymond James & Associates, Inc. national BD | Securian Financial Services, Inc. other | Other | Feb 15, 2012 | Feb 14, 2012 |
| Erin Louise Eckhouse | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Jan 26, 2012 | Feb 28, 2012 (33 d) |
| Michael Christopher Wing | Raymond James & Associates, Inc. national BD | B. Riley Wealth Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2012 | Jul 29, 2022 (3843 d) |
| Ryan Stevens | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 20, 2012 | Jan 20, 2012 |
| April Y Tardiff | Raymond James & Associates, Inc. national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 20, 2012 | Jan 3, 2012 |
| Jessica Jeanne Kirby | Raymond James & Associates, Inc. national BD | Northern Trust Securities, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2012 | May 28, 2024 (4512 d) |
| Richard Daniel Houghton | Raymond James & Associates, Inc. national BD | L.M. Kohn & Company other | Other | Jan 19, 2012 | Jan 17, 2012 |
| Michael Dennis Reagan | Raymond James & Associates, Inc. national BD | Oppenheimer & Co. Inc. other | Other | Dec 20, 2011 | Dec 21, 2011 |
| Brent Lawrence Anderson | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 19, 2011 | Dec 6, 2011 |
| Lester E Kuan | Raymond James & Associates, Inc. national BD | Hsbc Securities (USA) Inc. other | Other | Dec 19, 2011 | Jun 1, 2012 (165 d) |
| Patrick George Inglesby | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Dec 13, 2011 | Mar 8, 2012 (86 d) |
| Todd E. Stewart | Raymond James & Associates, Inc. national BD | Accountants Investment Advisory Services, LLC unclassified | Other | Dec 12, 2011 | Jan 5, 2012 |
| Bradley Joseph Ross | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 2, 2011 | Nov 28, 2011 |
| Timothy Robert Sutton | Raymond James & Associates, Inc. national BD | City Securities Corporation other | Other | Dec 2, 2011 | Nov 9, 2011 |
| Rosario Cammarata | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 23, 2011 | Nov 21, 2011 |
| Regina Elena Ohlman | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Nov 14, 2011 | Jan 3, 2012 (50 d) |
| Timothy Tom Aumann | Raymond James & Associates, Inc. national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Nov 7, 2011 | Oct 31, 2011 |
| Hao My Ngo | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Nov 3, 2011 | Nov 7, 2011 |
| Vanessa Carla Salazar De Ingardia | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Oct 25, 2011 | Nov 3, 2011 |
| Paul K Kenneth Ramus | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 25, 2011 | Oct 13, 2011 |
| Carla Lamb | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Oct 25, 2011 | Nov 2, 2011 |
| Ashley Camille Warne | Raymond James & Associates, Inc. national BD | Raymond James Financial Services Advisors, Inc other | Other | Oct 25, 2011 | Oct 18, 2011 |
| John James Horton | Raymond James & Associates, Inc. national BD | Chase Investment Services Corp. other | Other | Oct 24, 2011 | Nov 8, 2011 |
| Tiana Henika | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 24, 2011 | Oct 18, 2011 |
| Shawn M Devillier | Raymond James & Associates, Inc. national BD | Winslow, Evans & Crocker, Inc. other | Other | Oct 18, 2011 | Aug 2, 2012 (289 d) |
| Todd J. Barden | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 17, 2011 | Oct 13, 2011 |
| Matthew Blair Costello | Raymond James & Associates, Inc. national BD | Eagle Strategies LLC other | Other | Oct 17, 2011 | May 15, 2013 (576 d) |
| Matthew Eugene Tomich | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 12, 2011 | Sep 30, 2011 |
| Vivien Balcker | Raymond James & Associates, Inc. national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 16, 2011 | Sep 19, 2011 |
| Michael J. Kelly | Raymond James & Associates, Inc. national BD | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 6, 2011 | Sep 2, 2011 |
| Mark Clay Sutherland | Raymond James & Associates, Inc. national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 2, 2011 | Aug 29, 2011 |
| Matthew Timothy Phillips | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 31, 2011 | Sep 9, 2011 |
| Erin Therese Mary | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 16, 2011 | Sep 9, 2011 |
| Whitney Marie Streck | Raymond James & Associates, Inc. national BD | Pnc Managed Account Solutions, Inc. other | Other | Aug 9, 2011 | Oct 3, 2011 (55 d) |
| John Edward Martfeld | Raymond James & Associates, Inc. national BD | Cetera Investment Services LLC other | Other | Aug 4, 2011 | Aug 2, 2011 |
| Douglas Scott Mcduffie | Raymond James & Associates, Inc. national BD | Usaa Financial Planning Services no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 4, 2011 | Aug 18, 2011 |
| Daniel Paul Mageras | Raymond James & Associates, Inc. national BD | Independent Financial Partners other | Other | Jul 21, 2011 | Jul 25, 2011 |
| Susan Davidson Spangler | Raymond James & Associates, Inc. national BD | Cambridge Investment Research Advisors, Inc. other | Other | Jul 12, 2011 | Jul 13, 2011 |
| Michael James Hood | Raymond James & Associates, Inc. national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 6, 2011 | Aug 17, 2011 (42 d) |
| Aubrey Lynn Strippy | Raymond James & Associates, Inc. national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 6, 2011 | Sep 27, 2024 (4832 d) |