DFX Intelligence
RIA Intelligence
Advisor moves
Departures from J.P. Morgan Securities LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael K. Hui | J.P. Morgan Securities LLC wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Oct 17, 2025 | Jan 14, 2026 (89 d) |
| Caroline Logozzo | J.P. Morgan Securities LLC wirehouse | Schwab Wealth Advisory, Inc. no RAUM | Other | Oct 16, 2025 | Oct 29, 2025 |
| Charlie Larson | J.P. Morgan Securities LLC wirehouse | Bradley Wealth LLC independent RIA | Wirehouse to independent RIA | Oct 16, 2025 | Feb 18, 2026 (125 d) |
| Elizabeth Ramos | J.P. Morgan Securities LLC wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 16, 2025 | Oct 16, 2025 |
| Ian Joseph Stock | J.P. Morgan Securities LLC wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Oct 15, 2025 | Oct 27, 2025 |
| Rafael Martinez | J.P. Morgan Securities LLC wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Oct 15, 2025 | Oct 15, 2025 |
| Robin Howard | J.P. Morgan Securities LLC wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 14, 2025 | Apr 24, 2026 (192 d) |
| Harrison Savage | J.P. Morgan Securities LLC wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Oct 14, 2025 | Dec 5, 2025 (52 d) |
| Andrew Chattos | J.P. Morgan Securities LLC wirehouse | Osaic Wealth, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 12, 2025 | Mar 27, 2026 (166 d) |
| Timothy Real Harden | J.P. Morgan Securities LLC wirehouse | Pnc Wealth Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 12, 2025 | Jun 10, 2026 (241 d) |
| Michelle T. Nguyen | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Oct 12, 2025 | Oct 10, 2025 |
| Benjamin Lee Hemer | J.P. Morgan Securities LLC wirehouse | Robert W. Baird & Co. Incorporated mixed wealth | Wirehouse to independent RIA | Oct 12, 2025 | Oct 10, 2025 |
| Maryam Matta | J.P. Morgan Securities LLC wirehouse | Bolton Global Asset Management mixed wealth | Wirehouse to independent RIA | Oct 12, 2025 | Mar 3, 2026 (142 d) |
| Fernanda Alonsotomazelli | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Oct 8, 2025 | Oct 10, 2025 |
| Meagan Marie Ballew | J.P. Morgan Securities LLC wirehouse | Empower Advisory Group, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 8, 2025 | Jan 7, 2026 (91 d) |
| Matthew R. Madera | J.P. Morgan Securities LLC wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 7, 2025 | Oct 6, 2025 |
| Robert Charles Peterson | J.P. Morgan Securities LLC wirehouse | Charles Schwab & Co., Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Oct 7, 2025 | Nov 17, 2025 (41 d) |
| Marcus Antonio Mcchriston | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Oct 5, 2025 | Oct 23, 2025 |
| Jose A. Cuellar | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Oct 3, 2025 | Oct 2, 2025 |
| Cameron Mcdonough | J.P. Morgan Securities LLC wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Oct 3, 2025 | Oct 6, 2025 |
| Yifei Hong | J.P. Morgan Securities LLC wirehouse | Hsbc Securities (USA) Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 2, 2025 | Oct 22, 2025 |
| Imran Faruqui | J.P. Morgan Securities LLC wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 2, 2025 | Oct 27, 2025 |
| Stephanie Arnold | J.P. Morgan Securities LLC wirehouse | United Capital Financial Advisors independent RIA | Wirehouse to independent RIA | Oct 2, 2025 | Sep 12, 2025 |
| Dolan Gregorich | J.P. Morgan Securities LLC wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Oct 2, 2025 | Mar 9, 2026 (158 d) |
| Joseph William Hibert | J.P. Morgan Securities LLC wirehouse | Cliftonlarsonallen Wealth Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 2, 2025 | Oct 21, 2025 |
| Carson R Hassler | J.P. Morgan Securities LLC wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Oct 2, 2025 | Dec 23, 2025 (82 d) |
| Jackson Yates | J.P. Morgan Securities LLC wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Oct 2, 2025 | Nov 21, 2025 (50 d) |
| Alec Randolph | J.P. Morgan Securities LLC wirehouse | Kestra Investment Management, LLC. asset manager | Other | Oct 2, 2025 | Oct 24, 2025 |
| James D Williams | J.P. Morgan Securities LLC wirehouse | Edward Jones national BD | Wirehouse to affiliated broker-dealer or bank | Oct 2, 2025 | Feb 17, 2026 (138 d) |
| Joshua Garrett | J.P. Morgan Securities LLC wirehouse | Cadent Capital Advisors, LLC independent RIA | Wirehouse to independent RIA | Oct 2, 2025 | Dec 1, 2025 (60 d) |
| Ryan T Edington | J.P. Morgan Securities LLC wirehouse | The Caprock Group, LLC independent RIA | Wirehouse to independent RIA | Oct 2, 2025 | Oct 28, 2025 |
| Nishant Vyas | J.P. Morgan Securities LLC wirehouse | Bbr Partners, LLC independent RIA | Wirehouse to independent RIA | Oct 2, 2025 | Aug 24, 2026 (326 d) |
| Garrett Reed Coates | J.P. Morgan Securities LLC wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Oct 1, 2025 | Sep 30, 2025 |
| Tze Liang Low | J.P. Morgan Securities LLC wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 1, 2025 | Oct 1, 2025 |
| Jordan Greene | J.P. Morgan Securities LLC wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 1, 2025 | Jan 14, 2026 (105 d) |
| Renee Weston | J.P. Morgan Securities LLC wirehouse | Mercer Global Advisors Inc. independent RIA | Wirehouse to independent RIA | Sep 30, 2025 | Oct 16, 2025 |
| James Hutchins Held | J.P. Morgan Securities LLC wirehouse | Allstate Financial Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 30, 2025 | Oct 29, 2025 |
| Ian Franks | J.P. Morgan Securities LLC wirehouse | Strategic Advisers LLC national BD | Wirehouse to affiliated broker-dealer or bank | Sep 30, 2025 | Apr 13, 2026 (195 d) |
| Meehir Patel | J.P. Morgan Securities LLC wirehouse | Alliancebernstein L.P. asset manager | Other | Sep 30, 2025 | Jan 13, 2026 (105 d) |
| Stephen Earl Wagner | J.P. Morgan Securities LLC wirehouse | UBS Financial Services Inc. wirehouse | Wirehouse to wirehouse | Sep 29, 2025 | Oct 6, 2025 |
| Robert Peng | J.P. Morgan Securities LLC wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Sep 28, 2025 | Oct 7, 2025 |
| Alek Christensen | J.P. Morgan Securities LLC wirehouse | Lido independent RIA | Wirehouse to independent RIA | Sep 28, 2025 | Oct 2, 2025 |
| Antonio Stavros Kavouriou | J.P. Morgan Securities LLC wirehouse | Osaic Wealth, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 28, 2025 | Oct 1, 2025 |
| Caleb Smith | J.P. Morgan Securities LLC wirehouse | Richardson Financial Services independent RIA | Wirehouse to independent RIA | Sep 28, 2025 | Aug 11, 2026 (317 d) |
| Andrew K Tuder | J.P. Morgan Securities LLC wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Sep 28, 2025 | Jun 16, 2026 (261 d) |
| Edward William Guerin | J.P. Morgan Securities LLC wirehouse | Wells Fargo Advisors wirehouse | Wirehouse to wirehouse | Sep 26, 2025 | Sep 17, 2025 |
| Inaki Suarez Salinas | J.P. Morgan Securities LLC wirehouse | Monex Asset Management, Inc. independent RIA | Wirehouse to independent RIA | Sep 26, 2025 | Oct 21, 2025 |
| James Cox | J.P. Morgan Securities LLC wirehouse | MML Investors Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 25, 2025 | Nov 19, 2025 (55 d) |
| William Galbally | J.P. Morgan Securities LLC wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Sep 24, 2025 | Aug 26, 2025 |
| Tracy Riordan | J.P. Morgan Securities LLC wirehouse | Arq Wealth Advisors, LLC independent RIA | Wirehouse to independent RIA | Sep 23, 2025 | Nov 3, 2025 (41 d) |
| Dione Carroll | J.P. Morgan Securities LLC wirehouse | First Command Advisory Services BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 23, 2025 | Oct 20, 2025 |
| Olajide Sarayi | J.P. Morgan Securities LLC wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Sep 23, 2025 | Oct 22, 2025 |
| Rebecca Wren Warner | J.P. Morgan Securities LLC wirehouse | Hb Wealth independent RIA | Wirehouse to independent RIA | Sep 22, 2025 | Sep 24, 2025 |
| Arthur Burton | J.P. Morgan Securities LLC wirehouse | MML Investors Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 22, 2025 | Dec 11, 2025 (80 d) |
| Judith Calva | J.P. Morgan Securities LLC wirehouse | Morgan Stanley wirehouse | Wirehouse to wirehouse | Sep 21, 2025 | Oct 9, 2025 |
| Shawn Patrick Rooney | J.P. Morgan Securities LLC wirehouse | World Investment Advisors, LLC other | Other | Sep 21, 2025 | Nov 7, 2025 (47 d) |
| Krystle M. Sinclair | J.P. Morgan Securities LLC wirehouse | Creative Planning independent RIA | Wirehouse to independent RIA | Sep 19, 2025 | Oct 8, 2025 |
| Kevin Richard Carey | J.P. Morgan Securities LLC wirehouse | RBC Capital Markets, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Sep 19, 2025 | Sep 18, 2025 |
| Conor Stark Duggan | J.P. Morgan Securities LLC wirehouse | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Wirehouse to wirehouse | Sep 19, 2025 | Oct 30, 2025 (41 d) |
| Veronica Chan | J.P. Morgan Securities LLC wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 19, 2025 | Oct 30, 2025 (41 d) |
6,987 moves match.