DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from J.P. Morgan Securities LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Edward Daichi KinderJ.P. Morgan Securities LLC wirehouseAdvice And Planning Services BD affiliatedWirehouse to affiliated broker-dealer or bankJul 1, 2026Jul 22, 2026
Gerardo A SimionJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJun 28, 2026Jul 13, 2026
Nicole MegowanJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseJun 28, 2026Jul 7, 2026
Bryce ScharfJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJun 28, 2026Jul 13, 2026
Trevor KlinnertJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJun 28, 2026Jul 22, 2026
Rong XueJ.P. Morgan Securities LLC wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 26, 2026Jul 13, 2026
Colin J. CampbellJ.P. Morgan Securities LLC wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseJun 26, 2026Aug 13, 2026 (48 d)
Jordan David JohnstonJ.P. Morgan Securities LLC wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 25, 2026Jul 6, 2026
Arnulfo VenegasJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJun 25, 2026Jul 14, 2026
Mohamedali AsousJ.P. Morgan Securities LLC wirehouseCitizens Securities, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 24, 2026Aug 11, 2026 (48 d)
Pablo Vicente PicoJ.P. Morgan Securities LLC wirehouseOppenheimer & Co. Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 22, 2026Jul 15, 2026
Douglas M. HolthausJ.P. Morgan Securities LLC wirehouseHarbor Investment Advisory, LLC mixed wealthWirehouse to independent RIAJun 19, 2026Jun 23, 2026
Alan FeutzJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 19, 2026Jun 22, 2026
Adrian LittleJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 19, 2026Jun 18, 2026
Benjamin Roger GilmoreJ.P. Morgan Securities LLC wirehouseSeia BD affiliatedWirehouse to affiliated broker-dealer or bankJun 18, 2026Jun 22, 2026
Jacob Samuel AromyJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJun 18, 2026Aug 6, 2026 (49 d)
James Edward KoettingJ.P. Morgan Securities LLC wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankJun 17, 2026Jul 14, 2026
Fred M SandiferJ.P. Morgan Securities LLC wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 17, 2026Aug 21, 2026 (65 d)
Lori Carol LindleyJ.P. Morgan Securities LLC wirehouseTolleson Private Wealth Management mixed wealthWirehouse to independent RIAJun 16, 2026Jul 16, 2026
Brent CookJ.P. Morgan Securities LLC wirehouseEmpower Advisory Group, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 15, 2026Aug 18, 2026 (64 d)
Ryan J GillJ.P. Morgan Securities LLC wirehouseRobert W. Baird & Co. Incorporated mixed wealthWirehouse to independent RIAJun 15, 2026Jul 2, 2026
Cameron TomassoneJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseJun 15, 2026Jul 7, 2026
Tyler WoffordJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 14, 2026Jun 16, 2026
Xun LiuJ.P. Morgan Securities LLC wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankJun 14, 2026Jun 30, 2026
Steven RoyJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJun 12, 2026Jun 11, 2026
Emilia PenneyJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseJun 12, 2026Jun 11, 2026
Cody RankinJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseJun 12, 2026Jun 11, 2026
Gregory McgowanJ.P. Morgan Securities LLC wirehouseNeuberger Berman Bd LLC no RAUMOtherJun 12, 2026Jun 30, 2026
Eric Robert FranklinJ.P. Morgan Securities LLC wirehouseThe Pension Group independent RIAWirehouse to independent RIAJun 11, 2026Jun 29, 2026
Barrett CorneliusJ.P. Morgan Securities LLC wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 10, 2026Jun 22, 2026
Vanessa Foltinger GarciaJ.P. Morgan Securities LLC wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 10, 2026Jul 15, 2026 (35 d)
Omar Alexander HerreraJ.P. Morgan Securities LLC wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 10, 2026Aug 21, 2026 (72 d)
Thomas TourekJ.P. Morgan Securities LLC wirehouseCetera Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 9, 2026Jun 1, 2026
Troy T SpencerJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJun 9, 2026Jun 8, 2026
Evan McgrathJ.P. Morgan Securities LLC wirehouseUBS Financial Services Inc. wirehouseWirehouse to wirehouseJun 9, 2026Jun 8, 2026
Tiffany L CrosleyJ.P. Morgan Securities LLC wirehouseT. Rowe Price Advisory Services, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 9, 2026Sep 9, 2026 (92 d)
Ian RatnerJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseJun 9, 2026Jun 18, 2026
Vladislav Michael GlouchkovJ.P. Morgan Securities LLC wirehouseVanguard Advisers, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 7, 2026Jul 2, 2026
Jorge Luis MartinezJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJun 5, 2026Jun 5, 2026
Yasin HalimiJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJun 5, 2026Jul 28, 2026 (53 d)
Jin Ming HeJ.P. Morgan Securities LLC wirehouseCetera Investment Advisers LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 4, 2026May 29, 2026
Brooks Brevin PanhansJ.P. Morgan Securities LLC wirehouseHightower Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 3, 2026Jun 9, 2026
Brandon HarperJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJun 2, 2026Jun 1, 2026
N Alexander AlardJ.P. Morgan Securities LLC wirehouseEiger Wealth Management, LLC independent RIAWirehouse to independent RIAJun 2, 2026Jun 10, 2026
Amos MadisonJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseJun 2, 2026Aug 21, 2026 (80 d)
Corey GaborJ.P. Morgan Securities LLC wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJun 2, 2026Jul 2, 2026
Yang YangJ.P. Morgan Securities LLC wirehousePnc Wealth Management BD affiliatedWirehouse to affiliated broker-dealer or bankJun 1, 2026Jun 4, 2026
Benjamin Harold UhingJ.P. Morgan Securities LLC wirehouseCorient independent RIAWirehouse to independent RIAJun 1, 2026Jun 1, 2026
Christopher LeeJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMay 31, 2026May 29, 2026
Joseph MinaudoJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMay 31, 2026May 29, 2026
Samuel MattsonJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMay 31, 2026May 29, 2026
Roosevelt ClairjourJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMay 31, 2026Jun 1, 2026
Robert VenzorJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMay 31, 2026May 29, 2026
Anthony A. LinaresJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMay 31, 2026Jun 18, 2026
Robert LawrenceJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMay 31, 2026May 29, 2026
Jaclyn FlanneryJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMay 31, 2026May 29, 2026
Madeleine O'ConnorJ.P. Morgan Securities LLC wirehouseMorgan Stanley wirehouseWirehouse to wirehouseMay 31, 2026May 29, 2026
Robert Michael GonzalezJ.P. Morgan Securities LLC wirehouseWells Fargo Advisors wirehouseWirehouse to wirehouseMay 29, 2026Jun 12, 2026
Jessica N BulenJ.P. Morgan Securities LLC wirehouseBlackrock Investment Management, LLC asset managerOtherMay 29, 2026Jul 20, 2026 (52 d)
Thomas PiazzaJ.P. Morgan Securities LLC wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankMay 29, 2026Jun 18, 2026
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6,979 moves match.