| Hugh Ames Uhalt | Stifel, Nicolaus & Company, Incorporated national BD | Kg Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 24, 2015 | Jun 19, 2017 (726 d) |
| Dennis Jay Persky | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 22, 2015 | Jun 22, 2015 |
| Jeffrey Mark Spencer | Stifel, Nicolaus & Company, Incorporated national BD | Wedbush Securities Inc. other | Other | Jun 10, 2015 | Jun 12, 2015 |
| Heather Kilbourne | Stifel, Nicolaus & Company, Incorporated national BD | Wedbush Securities Inc. other | Other | Jun 10, 2015 | Jun 9, 2015 |
| Jerome Francis Hartl | Stifel, Nicolaus & Company, Incorporated national BD | Wedbush Securities Inc. other | Other | Jun 10, 2015 | Jun 24, 2015 |
| Jeffrey S Spencer | Stifel, Nicolaus & Company, Incorporated national BD | Wedbush Securities Inc. other | Other | Jun 10, 2015 | Jun 12, 2015 |
| Melinda Cherise Meacham | Stifel, Nicolaus & Company, Incorporated national BD | Kovack Advisors, Inc. other | Other | Jun 9, 2015 | Aug 27, 2015 (79 d) |
| Margaret Tiffany Tableriou | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 5, 2015 | Jun 9, 2015 |
| Taina Louise Badalamenti | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 28, 2015 | Jun 3, 2015 |
| David Anthony Bizjak | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc other | Other | May 28, 2015 | May 18, 2015 |
| Matthew William Sexton | Stifel, Nicolaus & Company, Incorporated national BD | Clear Harbor Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 28, 2015 | Jul 13, 2020 (1873 d) |
| Nicholas Stephen Matlock | Stifel, Nicolaus & Company, Incorporated national BD | Scottrade Investment Management other | Other | May 28, 2015 | May 28, 2015 |
| Jennifer Ellen Kingston | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | May 19, 2015 | Jun 16, 2015 |
| Stephen Chad Estep | Stifel, Nicolaus & Company, Incorporated national BD | E*Trade Capital Management, LLC other | Other | May 13, 2015 | May 27, 2015 |
| Sherril Ann Morse | Stifel, Nicolaus & Company, Incorporated national BD | Summit Financial Group Inc other | Other | May 5, 2015 | Apr 24, 2015 |
| Stephen James Rohde | Stifel, Nicolaus & Company, Incorporated national BD | Hilltop Securities Inc. other | Other | Apr 13, 2015 | Mar 3, 2015 |
| Raymond Joseph Palmer | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 9, 2015 | Mar 26, 2015 |
| David James Fitzgerald | Stifel, Nicolaus & Company, Incorporated national BD | Midwestern Securities Trading Co.,LLC other | Other | Apr 9, 2015 | Apr 6, 2015 |
| Deborah King Hightower | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 2, 2015 | Apr 1, 2015 |
| Robert A Lindbloom | Stifel, Nicolaus & Company, Incorporated national BD | Summit Financial Group Inc other | Other | Mar 13, 2015 | Mar 26, 2015 |
| Heather Lee Karcz | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc other | Other | Feb 27, 2015 | Feb 13, 2015 |
| Richard James Zuehlke | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc other | Other | Feb 26, 2015 | Feb 13, 2015 |
| Henry Joseph Pofi | Stifel, Nicolaus & Company, Incorporated national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 19, 2015 | Feb 13, 2015 |
| Ronald Lance Baker | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc other | Other | Feb 4, 2015 | Feb 2, 2015 |
| Douglas M Pryor | Stifel, Nicolaus & Company, Incorporated national BD | Wedbush Securities Inc. other | Other | Jan 23, 2015 | Feb 4, 2015 |
| Jason Fisher | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 22, 2015 | Apr 1, 2015 (69 d) |
| Stephen James Mcnaughton | Stifel, Nicolaus & Company, Incorporated national BD | Rede Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 22, 2015 | Jan 16, 2015 |
| Matthew H Dawson | Stifel, Nicolaus & Company, Incorporated national BD | Rede Wealth, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jan 22, 2015 | Jan 16, 2015 |
| Adam Cafarella | Stifel, Nicolaus & Company, Incorporated national BD | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2014 | Oct 18, 2021 (2488 d) |
| David James Gunter | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Dec 4, 2014 | Nov 20, 2014 |
| Scott Edward Given | Stifel, Nicolaus & Company, Incorporated national BD | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Dec 4, 2014 | Jan 8, 2015 (35 d) |
| Kai Wen Tan | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 13, 2014 | Dec 12, 2014 |
| Darrach Michael Bourke | Stifel, Nicolaus & Company, Incorporated national BD | Summit Financial Group Inc other | Other | Oct 30, 2014 | Nov 25, 2014 |
| Sandra J Bell | Stifel, Nicolaus & Company, Incorporated national BD | Edelman Financial Services, LLC other | Other | Oct 24, 2014 | Nov 17, 2014 |
| Christopher Wade Isom | Stifel, Nicolaus & Company, Incorporated national BD | Valic Financial Advisors, Inc. other | Other | Oct 24, 2014 | Oct 22, 2014 |
| Michael Patrick Reese | Stifel, Nicolaus & Company, Incorporated national BD | Janney Montgomery Scott LLC other | Other | Sep 11, 2014 | Aug 28, 2014 |
| Richard Francis Disammartino | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 15, 2014 | Aug 11, 2014 |
| Katherine Beth Ferguson | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 4, 2014 | Aug 4, 2014 |
| Kathryn Sue Pfeiffer | Stifel, Nicolaus & Company, Incorporated national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 31, 2014 | Aug 6, 2014 |
| Theodore William Hartzler | Stifel, Nicolaus & Company, Incorporated national BD | U.S. Bancorp Investments, Inc. other | Other | Jul 30, 2014 | Jul 28, 2014 |
| Daisy J Phelps | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 30, 2014 | Jul 31, 2014 (31 d) |
| Frank William Van Kirk | Stifel, Nicolaus & Company, Incorporated national BD | Stratos Wealth Partners, Ltd other | Other | Jun 18, 2014 | May 29, 2014 |
| Frank William Van Kirk | Stifel, Nicolaus & Company, Incorporated national BD | Stratos Wealth Partners, Ltd other | Other | Jun 18, 2014 | May 29, 2014 |
| Mark Alan Steen | Stifel, Nicolaus & Company, Incorporated national BD | LPL Financial LLC other | Other | Jun 16, 2014 | May 28, 2014 |
| Frederick Charles Leonard | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 16, 2014 | Aug 12, 2014 (57 d) |
| Christopher Andrea Merlo | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James Financial Services Advisors, Inc other | Other | Jun 4, 2014 | Jun 2, 2014 |
| Joseph Peter Canciglia | Stifel, Nicolaus & Company, Incorporated national BD | Janney Montgomery Scott LLC other | Other | May 19, 2014 | Jun 19, 2014 (31 d) |
| John James Michael | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 13, 2014 | Jun 3, 2014 |
| Renee A Raymond | Stifel, Nicolaus & Company, Incorporated national BD | B Riley Wealth Management other | Other | Apr 22, 2014 | Apr 24, 2014 |
| Michael Pappas | Stifel, Nicolaus & Company, Incorporated national BD | Michael Pappas Advisor LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 3, 2014 | Jun 23, 2014 (81 d) |
| Jason Matthew Pucci | Stifel, Nicolaus & Company, Incorporated national BD | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Mar 31, 2014 | Feb 29, 2016 (700 d) |
| Gretchen Sanders | Stifel, Nicolaus & Company, Incorporated national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 28, 2014 | May 5, 2014 (38 d) |
| Duane Ariel Smith | Stifel, Nicolaus & Company, Incorporated national BD | Ntb Advisors, A Division Of Ntb Financial Corporation other | Other | Mar 24, 2014 | Mar 24, 2014 |
| Christina Marie Hannah | Stifel, Nicolaus & Company, Incorporated national BD | Scottrade Investment Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Mar 5, 2014 | Mar 20, 2014 |
| Shadia Joudi-Dedecker | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 25, 2014 | Mar 14, 2014 |
| James Patrick Bradley | Stifel, Nicolaus & Company, Incorporated national BD | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 29, 2014 | Jan 28, 2014 |
| Gregory Little | Stifel, Nicolaus & Company, Incorporated national BD | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 29, 2014 | Jan 27, 2014 |
| John Roger Mills | Stifel, Nicolaus & Company, Incorporated national BD | Park Avenue Securities LLC other | Other | Jan 7, 2014 | Feb 7, 2014 (31 d) |
| Matthew Jude Di Francesco | Stifel, Nicolaus & Company, Incorporated national BD | Summit Financial Group Inc other | Other | Dec 2, 2013 | Nov 29, 2013 |
| Patrick James Hudec | Stifel, Nicolaus & Company, Incorporated national BD | Oppenheimer & Co. Inc. other | Other | Oct 31, 2013 | Oct 29, 2013 |