DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Robert W. Baird & Co. Incorporated
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Xingdi Zhou | Robert W. Baird & Co. Incorporated mixed wealth | Oppenheimer & Co. Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 7, 2023 | Oct 3, 2024 (454 d) |
| Michael Mckenna Delaney | Robert W. Baird & Co. Incorporated mixed wealth | Independent Advisor Alliance, LLC independent RIA | RIA to RIA | Jul 1, 2023 | Jan 1, 2025 (550 d) |
| Stephanie Johnston | Robert W. Baird & Co. Incorporated mixed wealth | Fidelity Personal And Workplace Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jul 1, 2023 | Sep 25, 2023 (86 d) |
| Brooke Lucille Bradshaw | Robert W. Baird & Co. Incorporated mixed wealth | N.E.W. Advisory Services, LLC independent RIA | RIA to RIA | Jul 1, 2023 | Jul 25, 2023 |
| Carly Sciano | Robert W. Baird & Co. Incorporated mixed wealth | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jul 1, 2023 | Jul 14, 2023 |
| Melissa Ann Barry | Robert W. Baird & Co. Incorporated mixed wealth | Schaper Benz & Wise Investment Counsel Inc independent RIA | RIA to RIA | Jun 23, 2023 | Sep 25, 2023 (94 d) |
| Jacob Cadena | Robert W. Baird & Co. Incorporated mixed wealth | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 1, 2023 | Jan 3, 2024 (216 d) |
| Ali Marie Samek Ternan | Robert W. Baird & Co. Incorporated mixed wealth | Securities America Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 18, 2023 | May 12, 2023 |
| Katherine Ann Hamel | Robert W. Baird & Co. Incorporated mixed wealth | Merriman independent RIA | RIA to RIA | May 12, 2023 | Jul 13, 2023 (62 d) |
| Matthew Stephen Curley | Robert W. Baird & Co. Incorporated mixed wealth | Excelsior Wealth Management LLC no RAUM | RIA to a newly registered adviser | May 6, 2023 | Sep 28, 2023 (145 d) |
| Michelle Rossi-Weida | Robert W. Baird & Co. Incorporated mixed wealth | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 25, 2023 | Apr 25, 2023 |
| Katelyn Kelter | Robert W. Baird & Co. Incorporated mixed wealth | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Apr 23, 2023 | Jun 13, 2023 (51 d) |
| Austin Black | Robert W. Baird & Co. Incorporated mixed wealth | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 23, 2023 | Apr 10, 2023 |
| Mary Johnson Howard | Robert W. Baird & Co. Incorporated mixed wealth | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Apr 21, 2023 | Apr 4, 2023 |
| Megan Kirsten Howard | Robert W. Baird & Co. Incorporated mixed wealth | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Apr 21, 2023 | Apr 28, 2023 |
| Conor Delaney | Robert W. Baird & Co. Incorporated mixed wealth | Oneamerica Securities, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 10, 2023 | May 4, 2023 |
| Joseph M Niesslein | Robert W. Baird & Co. Incorporated mixed wealth | E. E. Powell & Company Inc. state registered | RIA to a state-registered adviser | Apr 9, 2023 | Jan 11, 2024 (277 d) |
| Jennifer Kim Collins | Robert W. Baird & Co. Incorporated mixed wealth | Morgan Stanley wirehouse | RIA to wirehouse | Apr 9, 2023 | Apr 27, 2023 |
| Audrey Clair Gregg | Robert W. Baird & Co. Incorporated mixed wealth | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 9, 2023 | Jun 8, 2023 (60 d) |
| Andre J Shammo | Robert W. Baird & Co. Incorporated mixed wealth | Morgan Stanley wirehouse | RIA to wirehouse | Mar 26, 2023 | Apr 25, 2023 |
| Theresa Elizabeth Schwering | Robert W. Baird & Co. Incorporated mixed wealth | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Mar 10, 2023 | Mar 22, 2023 |
| Matthew Alan Westhafer | Robert W. Baird & Co. Incorporated mixed wealth | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Mar 10, 2023 | Mar 3, 2023 |
| Christopher Joel Dolan | Robert W. Baird & Co. Incorporated mixed wealth | Buck Wealth Strategies, LLC independent RIA | RIA to RIA | Mar 10, 2023 | Apr 6, 2023 |
| Michael Tomson Moore | Robert W. Baird & Co. Incorporated mixed wealth | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Mar 10, 2023 | Mar 3, 2023 |
| Madison Dechenne Kautzman | Robert W. Baird & Co. Incorporated mixed wealth | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Mar 10, 2023 | Mar 7, 2023 |
| Kathryn M Lester | Robert W. Baird & Co. Incorporated mixed wealth | Axxcess Wealth Management, LLC independent RIA | RIA to RIA | Mar 1, 2023 | Apr 5, 2023 (35 d) |
| Donald Mcghee Belt | Robert W. Baird & Co. Incorporated mixed wealth | Mariner BD affiliated | RIA to affiliated broker-dealer or bank | Feb 20, 2023 | Feb 17, 2023 |
| James L Van De Ven | Robert W. Baird & Co. Incorporated mixed wealth | RBC Capital Markets, LLC national BD | RIA to affiliated broker-dealer or bank | Jan 23, 2023 | Jan 13, 2023 |
| William T Allen | Robert W. Baird & Co. Incorporated mixed wealth | Vicus Capital, Inc. independent RIA | RIA to RIA | Jan 10, 2023 | Jan 26, 2023 |
| Jared C Mccubbin | Robert W. Baird & Co. Incorporated mixed wealth | D.A. Davidson & Co. independent RIA | RIA to RIA | Jan 6, 2023 | Jan 9, 2023 |
| Amy Marie Kane | Robert W. Baird & Co. Incorporated mixed wealth | Trilogy Capital, Inc. independent RIA | RIA to RIA | Dec 21, 2022 | Feb 11, 2026 (1148 d) |
| Thomas Charles Pfeifer | Robert W. Baird & Co. Incorporated mixed wealth | Cambridge Investment Research Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 22, 2022 | Oct 31, 2022 |
| Steven Aaron Frye | Robert W. Baird & Co. Incorporated mixed wealth | LPL Financial LLC independent RIA | RIA to RIA | Nov 13, 2022 | Oct 28, 2022 |
| Jonathan Bernstein | Robert W. Baird & Co. Incorporated mixed wealth | Cgn Advisors, LLC independent RIA | RIA to RIA | Nov 9, 2022 | Apr 18, 2023 (160 d) |
| Ryan Alan Churchfield | Robert W. Baird & Co. Incorporated mixed wealth | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Nov 9, 2022 | Nov 28, 2022 |
| Robyn T Abel | Robert W. Baird & Co. Incorporated mixed wealth | Landaas & Company independent RIA | RIA to RIA | Oct 24, 2022 | Oct 19, 2022 |
| Lee T Cox | Robert W. Baird & Co. Incorporated mixed wealth | Modera Wealth Management, LLC independent RIA | RIA to RIA | Oct 24, 2022 | Sep 9, 2026 (1416 d) |
| Sara Ashly Cassidy | Robert W. Baird & Co. Incorporated mixed wealth | UBS Financial Services Inc. wirehouse | RIA to wirehouse | Oct 13, 2022 | Oct 13, 2022 |
| Rachael Renee Reid | Robert W. Baird & Co. Incorporated mixed wealth | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Oct 13, 2022 | May 24, 2023 (223 d) |
| Francis Joseph Duff | Robert W. Baird & Co. Incorporated mixed wealth | Stifel, Nicolaus & Company, Incorporated national BD | RIA to affiliated broker-dealer or bank | Oct 11, 2022 | Oct 20, 2022 |
| Frederick Andre Coleman | Robert W. Baird & Co. Incorporated mixed wealth | Annex Wealth Management, LLC independent RIA | RIA to RIA | Sep 29, 2022 | Oct 11, 2022 |
| Austin A Grandinetti | Robert W. Baird & Co. Incorporated mixed wealth | Morgan Stanley wirehouse | RIA to wirehouse | Sep 29, 2022 | Oct 17, 2022 |
| Simon Robert Hamilton | Robert W. Baird & Co. Incorporated mixed wealth | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Sep 27, 2022 | Sep 19, 2022 |
| Gregory Solomon Smith | Robert W. Baird & Co. Incorporated mixed wealth | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Sep 27, 2022 | Sep 19, 2022 |
| Christopher Allan Aime | Robert W. Baird & Co. Incorporated mixed wealth | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Sep 25, 2022 | Sep 19, 2022 |
| Chase Hinderstein | Robert W. Baird & Co. Incorporated mixed wealth | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Sep 25, 2022 | Sep 19, 2022 |
| Matthew Branch Anderson | Robert W. Baird & Co. Incorporated mixed wealth | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Sep 25, 2022 | Sep 19, 2022 |
| Ann Archer Summerson | Robert W. Baird & Co. Incorporated mixed wealth | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Sep 25, 2022 | Sep 19, 2022 |
| David Gerrard Mount | Robert W. Baird & Co. Incorporated mixed wealth | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Sep 25, 2022 | Sep 19, 2022 |
| Edward Paul Holton | Robert W. Baird & Co. Incorporated mixed wealth | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Sep 25, 2022 | Sep 23, 2022 |
| Nicholas M Sorden | Robert W. Baird & Co. Incorporated mixed wealth | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Sep 25, 2022 | Sep 19, 2022 |
| Vasilios Paul Rajendra | Robert W. Baird & Co. Incorporated mixed wealth | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Sep 25, 2022 | Sep 23, 2022 |
| Kelley M Wolff | Robert W. Baird & Co. Incorporated mixed wealth | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Sep 25, 2022 | Oct 3, 2022 |
| Kevin Lawrence Haddon | Robert W. Baird & Co. Incorporated mixed wealth | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Sep 25, 2022 | Oct 7, 2022 |
| Christine A Cilley | Robert W. Baird & Co. Incorporated mixed wealth | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Aug 25, 2022 | Feb 12, 2024 (536 d) |
| Brandon A Cloete | Robert W. Baird & Co. Incorporated mixed wealth | Isthmus Partners, LLC independent RIA | RIA to RIA | Aug 16, 2022 | Aug 15, 2022 |
| Dawn Renee Moscoe | Robert W. Baird & Co. Incorporated mixed wealth | Benjamin F. Edwards & Company, Incorporated BD affiliated | RIA to affiliated broker-dealer or bank | Jul 18, 2022 | Jul 13, 2022 |
| Margaret Marie Savage | Robert W. Baird & Co. Incorporated mixed wealth | Benjamin F. Edwards & Company, Incorporated BD affiliated | RIA to affiliated broker-dealer or bank | Jul 18, 2022 | Jul 13, 2022 |
| Cynthia M Trapp | Robert W. Baird & Co. Incorporated mixed wealth | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 18, 2022 | Aug 24, 2022 (37 d) |
| Elizabeth A Mayer | Robert W. Baird & Co. Incorporated mixed wealth | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 18, 2022 | Aug 25, 2022 (38 d) |
797 moves match.