DFX Intelligence

RIA Intelligence

Advisor moves

Departures from Waddell & Reed

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Steven Thomas BriggsWaddell & Reed otherBriggs Financial Inc. state registeredOtherOct 27, 2017Jan 2, 2018 (67 d)
Roel Jao AguinaldoWaddell & Reed otherValic Financial Advisors, Inc. otherOtherOct 27, 2017Oct 31, 2017
Jeffrey Curtis BrindleyWaddell & Reed otherCambridge Investment Research Advisors, Inc. otherOtherOct 26, 2017Oct 25, 2017
Irene Suet Lee-SluysWaddell & Reed otherSecurities America Advisors, Inc. otherOtherOct 25, 2017Oct 19, 2017
Dechristopher CurtinWaddell & Reed otherPrivate Advisor Group, LLC otherOtherOct 25, 2017Oct 23, 2017
Jonathan Taylor HarrisWaddell & Reed otherPrivate Advisor Group, LLC otherOtherOct 25, 2017Oct 23, 2017
Justina Kayci PearmanWaddell & Reed otherCharles Schwab & Co., Inc. national BDOtherOct 25, 2017Nov 30, 2017 (36 d)
Zachary Aaron BrummelWaddell & Reed otherCreative Planning otherOtherOct 23, 2017Oct 26, 2017
David Michael SpaceWaddell & Reed otherPruco Securities, LLC otherOtherOct 23, 2017Oct 25, 2017
Gene Edwin ShookWaddell & Reed otherFinancial Advocates Investment Management otherOtherOct 20, 2017Oct 19, 2017
Mark Michael FryeWaddell & Reed otherSpire Wealth Management, LLC otherOtherOct 20, 2017Oct 18, 2017
Tyler Mei Anderson SetteleWaddell & Reed otherJ.P. Morgan Securities LLC wirehouseOtherOct 20, 2017May 3, 2018 (195 d)
Nona Parmelee BelousWaddell & Reed otherSecurities America Advisors, Inc. otherOtherOct 19, 2017Oct 12, 2017
Daniel Scott RieckerWaddell & Reed otherCambridge Investment Research Advisors, Inc. BD affiliatedOtherOct 19, 2017Oct 30, 2024 (2568 d)
Jason Ryan GregoryWaddell & Reed otherAsset Management Strategies, Inc. otherOtherOct 19, 2017Dec 16, 2017 (58 d)
Tonia Sharda RyanWaddell & Reed otherAfs Investments state registeredOtherOct 18, 2017Dec 1, 2021 (1505 d)
Timothy Patrick DoudWaddell & Reed otherCentaurus Financial, Inc. otherOtherOct 17, 2017Oct 12, 2017
Larry PearlWaddell & Reed otherMML Investors Services, LLC otherOtherOct 17, 2017Oct 27, 2017
Paul Robert RahnWaddell & Reed otherCambridge Investment Research Advisors, Inc. otherOtherOct 13, 2017Oct 13, 2017
Gale Ann BrodieWaddell & Reed otherFounders Financial Securities, LLC otherOtherOct 12, 2017Oct 2, 2017
Leonard Joseph BreckenWaddell & Reed otherOsaic Fs, Inc. otherOtherOct 12, 2017Oct 3, 2017
Jeffrey ClecknerWaddell & Reed otherNorthwestern Mutual Investment Services,LLC no RAUMOtherOct 11, 2017Jan 9, 2018 (90 d)
Lee M DanielsWaddell & Reed otherPark Avenue Securities LLC BD affiliatedOtherOct 10, 2017Apr 9, 2018 (181 d)
Nicholas MillerWaddell & Reed otherPrincipal Securities, Inc. otherOtherOct 4, 2017Oct 18, 2017
Stephen Patrick BrainerdWaddell & Reed otherMorgan Stanley wirehouseOtherOct 4, 2017Oct 9, 2017
Jason Todd ChildersWaddell & Reed otherClear Creek Financial Management, LLC otherOtherOct 3, 2017Oct 2, 2017
Kristina M PazWaddell & Reed otherCambridge Investment Research Advisors, Inc. otherOtherOct 2, 2017Sep 22, 2017
Adam Christopher GranthamWaddell & Reed otherAdvice And Planning Services otherOtherOct 2, 2017Oct 17, 2017
Sarah Nicole KozlowskiWaddell & Reed otherIndependent Advisor Alliance, LLC otherOtherOct 2, 2017Jul 18, 2025 (2846 d)
Peter Francis HeimermanWaddell & Reed otherIndependent Advisor Alliance, LLC otherOtherSep 29, 2017Sep 26, 2017
Nicholas Allen WendtWaddell & Reed otherIndependent Advisor Alliance, LLC otherOtherSep 29, 2017Sep 28, 2017
Elizabeth Marie FoxWaddell & Reed otherIndependent Advisor Alliance, LLC otherOtherSep 29, 2017Sep 26, 2017
Reginald Allen LambWaddell & Reed otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 29, 2017Oct 23, 2017
Matthew Stuart PhillipsWaddell & Reed otherLegend Advisory, LLC otherOtherSep 28, 2017Sep 25, 2017
David L RutanWaddell & Reed otherPruco Securities, LLC otherOtherSep 27, 2017Oct 9, 2017
Robert William IrbyWaddell & Reed otherCommonwealth Financial Network national BDOtherSep 25, 2017Sep 26, 2017
Justin Dwight BurgessWaddell & Reed otherIfg Advisory, LLC otherOtherSep 25, 2017Sep 18, 2017
Iris Noelle SagradoWaddell & Reed otherUnited Planners' Financial Services Of America A Limited Partner otherOtherSep 22, 2017Sep 13, 2017
Philip Craig WelchWaddell & Reed otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 22, 2017Oct 4, 2017
Ezekial Cody BlakeWaddell & Reed otherEdward Jones national BDOtherSep 22, 2017Apr 2, 2018 (192 d)
Glenn Benson StearsWaddell & Reed otherUnited Planners' Financial Services Of America A Limited Partner otherOtherSep 22, 2017Sep 13, 2017
Jeffery Eugene HerbekWaddell & Reed otherGood Life Advisors, LLC otherOtherSep 21, 2017Sep 25, 2017
Joshua Roushard LeblancWaddell & Reed otherMorgan Stanley wirehouseOtherSep 15, 2017Sep 15, 2017
Francine GrayWaddell & Reed otherBankers Life Advisory Services, Inc. BD affiliatedOtherSep 15, 2017Aug 28, 2019 (712 d)
Taylor Angel CannWaddell & Reed otherBelpointe Asset Management LLC otherOtherSep 14, 2017Sep 7, 2017
Adam Lewis JohnsonWaddell & Reed otherRaymond James Financial Services Advisors, Inc otherOtherSep 13, 2017Nov 20, 2017 (68 d)
Kurt Frederick TrieboldWaddell & Reed otherIndependent Advisor Alliance, LLC otherOtherSep 12, 2017Sep 7, 2017
Nandita DasWaddell & Reed otherDas Financial Health, LLC unclassifiedOtherSep 12, 2017Mar 2, 2018 (171 d)
Patricia Ann MarschnerWaddell & Reed otherCambridge Investment Research Advisors, Inc. otherOtherSep 8, 2017Sep 7, 2017
Margaret Mary KoosaWaddell & Reed otherBelpointe Asset Management LLC otherOtherSep 8, 2017Sep 7, 2017
Matthew Thomas CrawfordWaddell & Reed otherTd Ameritrade, Inc. no RAUMOtherSep 8, 2017Mar 12, 2019 (550 d)
Richard Thomas CollinsWaddell & Reed otherAmerican Portfolios Advisors, Inc otherOtherSep 6, 2017Sep 5, 2017
Christopher Michael WebbWaddell & Reed otherWells Fargo Advisors wirehouseOtherSep 6, 2017Sep 18, 2017
Johanna RoblesWaddell & Reed otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 29, 2017Mar 13, 2018 (196 d)
Tearanie Janaye ParkerWaddell & Reed otherMML Investors Services, LLC otherOtherAug 28, 2017Nov 8, 2017 (72 d)
Aaron Michael TimmonsWaddell & Reed otherMariner otherOtherAug 25, 2017Sep 29, 2017 (35 d)
Thomas Alan Van DellenWaddell & Reed otherPruco Securities, LLC BD affiliatedOtherAug 24, 2017Jan 9, 2018 (138 d)
Michael Sean GrabillWaddell & Reed otherQuestar Asset Management, Inc. otherOtherAug 23, 2017Aug 17, 2017
Jeffrey Edward BelokinWaddell & Reed otherQuestar Asset Management, Inc. otherOtherAug 23, 2017Aug 17, 2017
Adam Bashir GovaniWaddell & Reed otherCambridge Investment Research Advisors, Inc. otherOtherAug 18, 2017Aug 14, 2017
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2,486 moves match.