| Thomas James Langer | Waddell & Reed other | Wells Fargo Advisors wirehouse | Other | Sep 7, 2011 | Nov 14, 2012 (434 d) |
| James Reuben Justus | Waddell & Reed other | Objective Planning unclassified | Other | Sep 6, 2011 | Sep 30, 2011 |
| Jason Tyler Wendt | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Sep 6, 2011 | Aug 29, 2011 |
| Deborah Jennifer Severn | Waddell & Reed other | Cetera Advisor Networks LLC other | Other | Aug 30, 2011 | May 2, 2012 (246 d) |
| Luca Anthony D Italia | Waddell & Reed other | The Foundry Financial Group, Inc. other | Other | Aug 30, 2011 | Jul 5, 2012 (310 d) |
| John C Adcock | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Aug 26, 2011 | Sep 30, 2011 (35 d) |
| Dennis Michael Tender | Waddell & Reed other | Oneamerica Securities, Inc. other | Other | Aug 25, 2011 | Dec 28, 2015 (1586 d) |
| Courtney Michael Wood | Waddell & Reed other | Morgan Stanley wirehouse | Other | Aug 23, 2011 | Sep 6, 2011 |
| Sharain Lajuan Taylor | Waddell & Reed other | Spc other | Other | Aug 16, 2011 | Sep 7, 2011 |
| Tanner Lemaster | Waddell & Reed other | Avantax Advisory Services other | Other | Aug 16, 2011 | Jul 3, 2013 (687 d) |
| John Joseph Conaway | Waddell & Reed other | LPL Financial LLC BD affiliated | Other | Aug 12, 2011 | Oct 19, 2020 (3356 d) |
| William Wang | Waddell & Reed other | LPL Financial LLC other | Other | Aug 10, 2011 | Jul 29, 2011 |
| Matthew Christopher Woodward | Waddell & Reed other | Western International Securities other | Other | Aug 9, 2011 | Aug 8, 2011 |
| Robert Maurice Surprenant | Waddell & Reed other | LPL Financial LLC other | Other | Aug 4, 2011 | Sep 20, 2011 (47 d) |
| Jason Keith Norton | Waddell & Reed other | Independent Financial Partners other | Other | Aug 1, 2011 | Jul 22, 2011 |
| Beth Ann Boyle | Waddell & Reed other | Thrivent Investment Management Inc. other | Other | Aug 1, 2011 | Aug 22, 2011 |
| Andrew Talman Kross | Waddell & Reed other | Neuberger Berman Bd LLC other | Other | Jul 27, 2011 | Jul 18, 2011 |
| Justin K Medrano | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jul 27, 2011 | Sep 9, 2011 (44 d) |
| Elizabeth Anne Barry | Waddell & Reed other | Integral Financial Solutions, LLC other | Other | Jul 23, 2011 | Aug 12, 2011 |
| Craig Poluszek | Waddell & Reed other | Morgan Stanley wirehouse | Other | Jul 21, 2011 | Jun 28, 2013 (708 d) |
| Timothy Cooke Vail | Waddell & Reed other | Pacific West Financial Consultants Inc other | Other | Jul 21, 2011 | Jul 11, 2011 |
| David Jason Smith | Waddell & Reed other | Woodbury Financial Services, Inc. other | Other | Jul 20, 2011 | May 21, 2013 (671 d) |
| Curtis Edward Meono | Waddell & Reed other | Walnut Street Securities, Inc. other | Other | Jul 18, 2011 | Apr 11, 2013 (633 d) |
| Heidi Marie Bird | Waddell & Reed other | Thrivent Investment Management Inc. other | Other | Jul 15, 2011 | Aug 2, 2011 |
| Michael John Fulkerson | Waddell & Reed other | Chicago Investment Advisory Council, Inc. independent RIA | Other | Jul 15, 2011 | Jul 20, 2011 |
| Brian S Burkett | Waddell & Reed other | LPL Financial LLC independent RIA | Other | Jul 13, 2011 | Aug 24, 2022 (4060 d) |
| Angelo M Burns | Waddell & Reed other | Valic Financial Advisors, Inc. other | Other | Jul 7, 2011 | Jul 8, 2011 |
| Wyan Wade Yarbrough | Waddell & Reed other | Citigroup Global Markets Inc. BD affiliated | Other | Jul 5, 2011 | Aug 12, 2026 (5517 d) |
| Karl Desmond Spruill | Waddell & Reed other | LPL Financial LLC other | Other | Jun 30, 2011 | Nov 30, 2011 (153 d) |
| Lee Stennes | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Jun 29, 2011 | Aug 8, 2011 (40 d) |
| Benjamin Purvis | Waddell & Reed other | Edward Jones national BD | Other | Jun 28, 2011 | Nov 7, 2011 (132 d) |
| Christopher James Swanson | Waddell & Reed other | Raymond James & Associates, Inc. national BD | Other | Jun 27, 2011 | Jun 14, 2021 (3640 d) |
| Matthew Allen Riordan | Waddell & Reed other | Cambridge Investment Research Advisors, Inc. other | Other | Jun 22, 2011 | Jun 16, 2011 |
| Matthew Thomas Palumbo | Waddell & Reed other | LPL Financial LLC other | Other | Jun 21, 2011 | Jun 15, 2011 |
| Jesse Ku | Waddell & Reed other | Chase Investment Services Corp. other | Other | Jun 10, 2011 | Aug 16, 2011 (67 d) |
| Michael Joseph Mccullough | Waddell & Reed other | Gradient Advisors, LLC no RAUM | Other | Jun 8, 2011 | Jun 22, 2011 |
| Jacob Andrew Tyndall | Waddell & Reed other | Vsr Advisory Services other | Other | Jun 3, 2011 | Jul 21, 2011 (48 d) |
| David Michael Montgomery | Waddell & Reed other | Financial Telesis, Inc. other | Other | May 31, 2011 | Jun 15, 2011 |
| Michael David Camp | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | May 31, 2011 | Jun 10, 2011 |
| Shawn Michael Edelen | Waddell & Reed other | New England Securities Corporation other | Other | May 26, 2011 | Jun 24, 2011 |
| Nadezda Petrovna Scharnell | Waddell & Reed other | Charles Schwab & Co., Inc. national BD | Other | May 25, 2011 | Jul 11, 2011 (47 d) |
| Daniel P Mitchell | Waddell & Reed other | Strategic Advisers LLC national BD | Other | May 25, 2011 | Aug 7, 2012 (440 d) |
| Mason Bodie Monroe | Waddell & Reed other | Wells Fargo Advisors wirehouse | Other | May 19, 2011 | May 10, 2011 |
| Robert James Reamer | Waddell & Reed other | LPL Financial LLC other | Other | May 12, 2011 | Apr 29, 2011 |
| Edward Daniel Haro | Waddell & Reed other | Foresters Equity Services, Inc. other | Other | May 11, 2011 | Jul 27, 2011 (77 d) |
| Matthew Thomas Garot | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | May 11, 2011 | May 19, 2011 |
| Lance Charles Baker | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | May 5, 2011 | Jun 1, 2011 |
| Heather Mary Da Cunha | Waddell & Reed other | Oppenheimer & Co. Inc. other | Other | Apr 29, 2011 | Jul 28, 2011 (90 d) |
| Ryan David Fugett | Waddell & Reed other | Cetera Investment Advisers LLC other | Other | Apr 29, 2011 | Apr 19, 2013 (721 d) |
| Kenneth Steven Tomko | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 29, 2011 | Apr 25, 2011 |
| Sean Michael Morton | Waddell & Reed other | Raymond James Financial Services Advisors, Inc other | Other | Apr 25, 2011 | May 3, 2011 |
| Matthew Wesley Myers | Waddell & Reed other | Commonwealth Financial Network national BD | Other | Apr 19, 2011 | Mar 15, 2017 (2157 d) |
| Philip Ramone Thomas | Waddell & Reed other | Charles Schwab & Co., Inc. national BD | Other | Apr 19, 2011 | Jun 20, 2011 (62 d) |
| John Thomas Christerson | Waddell & Reed other | E*Trade Capital Management, LLC other | Other | Apr 18, 2011 | Apr 20, 2011 |
| Paul Charles Vollmar | Waddell & Reed other | LPL Financial LLC other | Other | Apr 13, 2011 | Apr 1, 2011 |
| Frank Charles Stama | Waddell & Reed other | Sii Investments, Inc. other | Other | Apr 13, 2011 | Apr 1, 2011 |
| Brian W. Krebs | Waddell & Reed other | Chase Investment Services Corp. other | Other | Apr 13, 2011 | May 10, 2011 |
| Thomas Patrick Carney | Waddell & Reed other | Ameriprise Financial Services, LLC national BD | Other | Apr 12, 2011 | Apr 6, 2011 |
| John Quinn | Waddell & Reed other | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Other | Apr 7, 2011 | Apr 11, 2011 |
| Gregory Michael Vallee | Waddell & Reed other | Citizens Securities, Inc. other | Other | Apr 4, 2011 | Mar 30, 2011 |