DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from LPL Enterprise, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Shane Davis | LPL Enterprise, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 16, 2026 | Sep 4, 2026 |
| Margaret Ellisabeth Mcentire | LPL Enterprise, LLC BD affiliated | Crews & Associates, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2026 | Sep 4, 2026 |
| Bei Wan | LPL Enterprise, LLC BD affiliated | Navy Federal Investment Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 11, 2026 |
| Matthew Mccormack | LPL Enterprise, LLC BD affiliated | Simplicity Wealth mixed wealth | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2026 | Sep 15, 2026 |
| Daniel John Day | LPL Enterprise, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 8, 2026 | Aug 31, 2026 |
| Michael Victor Lomet | LPL Enterprise, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Aug 18, 2026 |
| Thomas Gibson | LPL Enterprise, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Sep 10, 2026 |
| Christian Joseph Faino | LPL Enterprise, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2026 | Aug 18, 2026 |
| J Tyler Everhart | LPL Enterprise, LLC BD affiliated | Vector Financial Solutions, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 26, 2026 | Aug 28, 2026 |
| Darnell S. Hegarty | LPL Enterprise, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 26, 2026 | Aug 18, 2026 |
| Preston Taylor Byrnes | LPL Enterprise, LLC BD affiliated | Guerra Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 26, 2026 | Aug 31, 2026 |
| Gilbert Arthur Gallahar | LPL Enterprise, LLC BD affiliated | Ensign Advisory Partners LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2026 | Aug 6, 2026 |
| Jake Steslicki | LPL Enterprise, LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Aug 14, 2026 | Sep 16, 2026 (33 d) |
| Courtney Rhuez Sprinkle | LPL Enterprise, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 11, 2026 | Aug 13, 2026 |
| Philip Kasden | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2026 | Aug 6, 2026 |
| Roberto Devilla | LPL Enterprise, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2026 | Aug 14, 2026 |
| Nicholas Wilhelm | LPL Enterprise, LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Aug 10, 2026 | Jul 31, 2026 |
| Nathaniel J Lekarczyk | LPL Enterprise, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 10, 2026 | Aug 18, 2026 |
| Vishal Sharma | LPL Enterprise, LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Aug 10, 2026 |
| Pierce Swithenbank Ernst | LPL Enterprise, LLC BD affiliated | Valic Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2026 | Jun 9, 2026 |
| Leah Brooks Waldrip | LPL Enterprise, LLC BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 5, 2026 | Aug 11, 2026 |
| David Maurice Cash-Alston | LPL Enterprise, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 4, 2026 | Jul 27, 2026 |
| Ethan Aulino | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 4, 2026 | Aug 13, 2026 |
| Megan Cordi-Standfest | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2026 | Sep 15, 2026 (42 d) |
| Tige Victor Mauseth | LPL Enterprise, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 3, 2026 | Aug 13, 2026 |
| A'Donte Andrell Mallard | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 3, 2026 | Aug 14, 2026 |
| Oscar N. Ford | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 31, 2026 | Jul 27, 2026 |
| Michael Leonard Gaches | LPL Enterprise, LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2026 | Jul 29, 2026 |
| Mahi Haider | LPL Enterprise, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 30, 2026 | Aug 31, 2026 (32 d) |
| Rafael De Oliveira | LPL Enterprise, LLC BD affiliated | Strategy Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 24, 2026 | Jul 22, 2026 |
| Benjamin William Hyland | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2026 | Jul 10, 2026 |
| Drew Mussman | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 23, 2026 | Aug 6, 2026 |
| Matthew Joseph Markowski | LPL Enterprise, LLC BD affiliated | World Investment Advisors, LLC other | Other | Jul 20, 2026 | Jul 24, 2026 |
| Donald A Kane | LPL Enterprise, LLC BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Jul 15, 2026 | Sep 10, 2026 (57 d) |
| Kathryn Swain | LPL Enterprise, LLC BD affiliated | Calamos Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2026 | Jul 24, 2026 |
| Brian Thomas Bothe | LPL Enterprise, LLC BD affiliated | Amerity Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2026 | Aug 25, 2026 (42 d) |
| Anthony Cafiero | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 14, 2026 | Aug 14, 2026 (31 d) |
| Todd Kohlhepp | LPL Enterprise, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 14, 2026 | Aug 3, 2026 |
| Evan R. Bullotta | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 10, 2026 | Jul 23, 2026 |
| Nicholas Simon Dubac | LPL Enterprise, LLC BD affiliated | Sax Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 8, 2026 | Jun 30, 2026 |
| Ronald Edward Munson | LPL Enterprise, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2026 | Sep 14, 2026 (69 d) |
| Amanda Ditzler Galassini | LPL Enterprise, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 6, 2026 | Jun 26, 2026 |
| Adam John Mcdonough | LPL Enterprise, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 29, 2026 | Jun 29, 2026 |
| Robert Michael Vilbig | LPL Enterprise, LLC BD affiliated | Citizens Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2026 | Jun 30, 2026 |
| Aiden Joseph Smith | LPL Enterprise, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 29, 2026 | Jul 2, 2026 |
| Hubert Korge Twum-Barima | LPL Enterprise, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2026 | Sep 11, 2026 (74 d) |
| Thomas Gillespie | LPL Enterprise, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 29, 2026 | Jul 24, 2026 |
| Andres Felipe Pena Ross | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 29, 2026 | Jun 25, 2026 |
| Ann-Sybill Emmanuel | LPL Enterprise, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2026 | Sep 9, 2026 (72 d) |
| Peter Strandt | LPL Enterprise, LLC BD affiliated | Global View Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 29, 2026 | Jul 14, 2026 |
| Scott Samford | LPL Enterprise, LLC BD affiliated | Money Concepts Advisory Service BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2026 | Jun 25, 2026 |
| Ann Marie Norvell | LPL Enterprise, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2026 | Jul 8, 2026 |
| Todd Reese | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 23, 2026 | Jun 11, 2026 |
| Mia Victoria Greenfield | LPL Enterprise, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 18, 2026 | Jun 17, 2026 |
| Davinder Pal Gupta | LPL Enterprise, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jun 18, 2026 | Jun 23, 2026 |
| John Nelson Duncan | LPL Enterprise, LLC BD affiliated | Norwood Economics, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 17, 2026 | Jul 10, 2026 |
| Reed A Smith | LPL Enterprise, LLC BD affiliated | Emissary Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2026 | Aug 5, 2026 (49 d) |
| Noble Cator-Szymanski | LPL Enterprise, LLC BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 17, 2026 | Aug 14, 2026 (58 d) |
| Jayden Lekarczyk | LPL Enterprise, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 17, 2026 | Jul 16, 2026 |
| Hunter Collier | LPL Enterprise, LLC BD affiliated | Kld Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 11, 2026 | Jun 8, 2026 |
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538 moves match.