DFX Intelligence
Advisor moves
Departures from LPL Enterprise, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Andrew Tompkin | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 25, 2025 | Apr 22, 2026 (240 d) |
| Pablo Esparza Rodriguez | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 25, 2025 | Aug 15, 2025 |
| Shawn Neice | LPL Enterprise, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2025 | Sep 3, 2025 |
| David Toapanta | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 19, 2025 | Oct 1, 2025 (43 d) |
| Miguel Ruiz-Sanchez | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 19, 2025 | Aug 15, 2025 |
| Jacob Kimsey Moss | LPL Enterprise, LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2025 | Oct 31, 2025 (73 d) |
| Peter R Porterfield | LPL Enterprise, LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2025 | Aug 29, 2025 |
| William Young Shinn | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 19, 2025 | Aug 11, 2025 |
| Heather Rae Nidetch | LPL Enterprise, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 15, 2025 | Aug 11, 2025 |
| Craig Lee Platt | LPL Enterprise, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2025 | Aug 7, 2025 |
| Francisco Alonso Guerrero | LPL Enterprise, LLC BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2025 | Dec 3, 2025 (111 d) |
| Tejas Sinha | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 14, 2025 | Aug 22, 2025 |
| Matthew David Parks | LPL Enterprise, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2025 | Aug 20, 2025 |
| Brianna Rose Vanacore | LPL Enterprise, LLC BD affiliated | Valley Wealth Managers, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 13, 2025 | Aug 25, 2025 |
| Clarence Derrick Jackson | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 11, 2025 | Mar 16, 2026 (217 d) |
| Joshua David Weiner | LPL Enterprise, LLC BD affiliated | State Farm Investment Management Corp. asset manager | Other | Aug 11, 2025 | Jan 2, 2026 (144 d) |
| Zachary Gerleman | LPL Enterprise, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 11, 2025 | Jun 4, 2026 (297 d) |
| Randal E Hagen | LPL Enterprise, LLC BD affiliated | Captrust institutional | Other | Aug 7, 2025 | Aug 14, 2025 |
| Amado Sergio Delgado-Manzanares | LPL Enterprise, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 6, 2025 | Aug 14, 2025 |
| Cesar Basora | LPL Enterprise, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2025 | Mar 10, 2026 (218 d) |
| Juan Falcon | LPL Enterprise, LLC BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 4, 2025 | Jul 30, 2025 |
| Joshua Ohiku | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 4, 2025 | Jan 5, 2026 (154 d) |
| Kenneth Eric Stupski | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Jul 21, 2025 |
| Scott Andrew Stewart | LPL Enterprise, LLC BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Jul 18, 2025 |
| Max Gustaf Kalfjall | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Jul 18, 2025 |
| Matthew Perri | LPL Enterprise, LLC BD affiliated | Stifel Independent Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Jul 21, 2025 |
| Massimo Pagliarulo | LPL Enterprise, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Aug 14, 2025 |
| Khushmeet Batth | LPL Enterprise, LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jul 29, 2025 | Aug 11, 2025 |
| Nicholas Rizzieri | LPL Enterprise, LLC BD affiliated | Santander Securities BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2025 | Jul 23, 2025 |
| Christina Eleanor Depalma | LPL Enterprise, LLC BD affiliated | Primerica Advisors national BD | Affiliated broker-dealer or bank to another | Jul 23, 2025 | Aug 21, 2026 (394 d) |
| Bryant Mathurin | LPL Enterprise, LLC BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2025 | Jul 16, 2025 |
| Jesse Celeste | LPL Enterprise, LLC BD affiliated | Artistic Wealth state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 21, 2025 | Oct 22, 2025 (93 d) |
| Cedric Nigel Smith | LPL Enterprise, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 21, 2025 | Aug 14, 2025 |
| Sebastian Emanuel Partridge | LPL Enterprise, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 21, 2025 | Aug 6, 2025 |
| Nathaniel Robert Mccabe | LPL Enterprise, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2025 | Dec 15, 2025 (147 d) |
| Matthew James Mccabe | LPL Enterprise, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 21, 2025 | Jul 16, 2026 (360 d) |
| Barbara Jean Doyne | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2025 | Jul 23, 2025 |
| Daniel A. Ward | LPL Enterprise, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jul 15, 2025 | Aug 6, 2025 |
| Rachel M. Foti | LPL Enterprise, LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jul 15, 2025 | Nov 21, 2025 (129 d) |
| Daniel Pierre Debarros | LPL Enterprise, LLC BD affiliated | Robertson Investment Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2025 | Dec 3, 2025 (141 d) |
| Jacen James Marzocco | LPL Enterprise, LLC BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2025 | Sep 9, 2025 (56 d) |
| Thomas Albert Hamilton | LPL Enterprise, LLC BD affiliated | Orion Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 11, 2025 | Sep 30, 2025 (81 d) |
| James M Fox | LPL Enterprise, LLC BD affiliated | Financial & Tax Architects, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2025 | Aug 14, 2025 (34 d) |
| Paul Matthew Day | LPL Enterprise, LLC BD affiliated | Pinnacle Wealth Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2025 | Jul 7, 2025 |
| Trysten George | LPL Enterprise, LLC BD affiliated | Vanguard Advisers, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2025 | Nov 6, 2025 (118 d) |
| Paul Joseph Reid | LPL Enterprise, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2025 | Jul 22, 2025 |
| Montana Jack Nietert | LPL Enterprise, LLC BD affiliated | Schneider Downs Wealth Management Advisors, LP independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 11, 2025 | Jul 17, 2025 |
| Blake Curry | LPL Enterprise, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2025 | Jul 22, 2025 |
| Josiah Nicely | LPL Enterprise, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 11, 2025 | Jul 28, 2025 |
| Todd C Camp | LPL Enterprise, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 7, 2025 | Jul 9, 2025 |
| Carol Sue Chaney | LPL Enterprise, LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2025 | Dec 11, 2025 (161 d) |
| Mary Michelle Miles | LPL Enterprise, LLC BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 3, 2025 | Jun 27, 2025 |
| Sean J Humphrey | LPL Enterprise, LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jul 3, 2025 | Aug 15, 2025 (43 d) |
| Patricia Trotta | LPL Enterprise, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 27, 2025 | Jun 11, 2025 |
| Connor Taylor Kitson | LPL Enterprise, LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 27, 2025 | Jul 22, 2025 |
| Michael Joseph Caulfield | LPL Enterprise, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2025 | May 21, 2025 |
| Jennifer Sellers | LPL Enterprise, LLC BD affiliated | Farmers Asset Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 25, 2025 | Aug 4, 2026 (405 d) |
| Sarah Hassan Maymoun | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 24, 2025 | Jun 24, 2025 |
| Nicholas Rebman | LPL Enterprise, LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 24, 2025 | Jul 16, 2025 |
| Joshua Lindamood | LPL Enterprise, LLC BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 24, 2025 | Jun 26, 2025 |
545 moves match.