DFX Intelligence
Advisor moves
Arrivals at Ameriprise Financial Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Joseph Johnson | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 22, 2026 | Sep 15, 2026 |
| Charles Christopher Castro | Spirit Of America Management Corp asset manager | Ameriprise Financial Services, LLC national BD | Other | Sep 21, 2026 | Sep 18, 2026 |
| Alan Dale Hendrickson | Ameritas Advisory Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 21, 2026 | Sep 14, 2026 |
| Daniel John Lind | Wells Fargo Advisors wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Sep 18, 2026 | Sep 10, 2026 |
| Eric Bojarczuk | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 18, 2026 | Sep 1, 2026 |
| Joshua Stratton | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 18, 2026 | Sep 1, 2026 |
| Chad Lewis | RBC Capital Markets, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 18, 2026 | Sep 4, 2026 |
| Christopher Underdown | Equitable Advisors, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 18, 2026 | Sep 18, 2026 |
| Megan Frye | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 17, 2026 | Sep 16, 2026 |
| Shane Davis | LPL Enterprise, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 16, 2026 | Sep 4, 2026 |
| John Paul Mollica | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 16, 2026 | Sep 1, 2026 |
| David Harold Greer | Pnc Wealth Management BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 15, 2026 | Sep 4, 2026 |
| Evans Lee Taylor | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 4, 2026 |
| Cristina Montenegro | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 14, 2026 | Sep 11, 2026 |
| Colin Gates | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Sep 14, 2026 | Sep 11, 2026 |
| Jonathan Lopez | Platinum Wealth Management, Inc. unclassified | Ameriprise Financial Services, LLC national BD | Other | Sep 11, 2026 | Aug 13, 2026 |
| Jason E. Saikaley | Wells Fargo Advisors wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Sep 11, 2026 | Aug 28, 2026 |
| Nicole Coar | True Blue Financial, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Sep 10, 2026 | Aug 27, 2026 |
| David B Brantley | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 9, 2026 | Aug 17, 2026 |
| Toby Marshall Johnston | Planmember Securities Corporation independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Sep 8, 2026 | Sep 11, 2026 |
| Tyler Krushensky | Strategic Advisers LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 8, 2026 | Sep 2, 2026 |
| Tony F Haeussler | J.P. Morgan Securities LLC wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Sep 4, 2026 | Sep 8, 2026 |
| John Paetsch | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Sep 3, 2026 | Aug 21, 2026 |
| Kinsey Adair Parker | Wells Fargo Advisors wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Sep 3, 2026 | Sep 14, 2026 |
| Timothy Beau Dollar | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 14, 2026 |
| Hannah Gracie Hunt | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 2, 2026 | Aug 14, 2026 |
| Ronald Glen Hargis | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 1, 2026 | Aug 31, 2026 |
| Keith Kavell Carter | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 1, 2026 | Aug 31, 2026 |
| Amy Elizabeth Harper | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 1, 2026 | Aug 31, 2026 |
| Dustin Tye Hellams | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 1, 2026 | Aug 31, 2026 |
| Benjamin Lee Souza | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 1, 2026 | Aug 31, 2026 |
| Sebastiano La Rosa | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Sep 1, 2026 | Sep 2, 2026 |
| Bryan Newton Terry | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Sep 1, 2026 | Aug 31, 2026 |
| Ronald Allen Guiler | Independent Financial Partners BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Sep 1, 2026 |
| Paul Anthony Krus | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Aug 31, 2026 |
| Melinda Dawn Seagraves | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Aug 31, 2026 |
| Michael James Moy | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Aug 31, 2026 |
| Jeffery Demarcus Cheatham | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Aug 28, 2026 |
| Owen Ross Kay | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 31, 2026 | Aug 31, 2026 |
| Michael Taylor Brown | MML Investors Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 28, 2026 | Aug 27, 2026 |
| Bryan Adam Schimmel | Eagle Strategies LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 27, 2026 | Aug 24, 2026 |
| Kyle Lechtenberg | Fbl Wealth Management, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 27, 2026 | Aug 14, 2026 |
| Shawn Plunkett | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Aug 21, 2026 |
| Christopher C Johnson | Huntington Financial Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 25, 2026 | Jun 29, 2026 |
| Stephanie Cordeiro Cesar | Azimut Investment Advisors LLC other | Ameriprise Financial Services, LLC national BD | Other | Aug 24, 2026 | Sep 1, 2026 |
| Catherine Mezes Arnold | Putnam Investment Management, LLC asset manager | Ameriprise Financial Services, LLC national BD | Other | Aug 24, 2026 | Sep 2, 2026 |
| Andrew Krantz | RBC Capital Markets, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 7, 2026 |
| Corben Gailey | RBC Capital Markets, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Aug 7, 2026 |
| Dominic Occhiuzzo | RBC Capital Markets, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 21, 2026 | Sep 4, 2026 |
| Martin Sohovich | Wells Fargo Advisors wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 20, 2026 | Aug 20, 2026 |
| Ezra Crosby | Equitable Advisors, LLC national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 20, 2026 | Aug 16, 2026 |
| Michael Bohnert | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 19, 2026 | Aug 10, 2026 |
| James Luke Copley | Wells Fargo Advisors wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 18, 2026 | Sep 9, 2026 |
| Michael Shapiro | Cetera Investment Advisers LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 18, 2026 | Aug 10, 2026 |
| Jeffrey Hunter Cornelius | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ameriprise Financial Services, LLC national BD | Wirehouse to affiliated broker-dealer or bank | Aug 18, 2026 | Aug 31, 2026 |
| Austin Dillon | Huntington Financial Advisors BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 18, 2026 | Jun 29, 2026 |
| Tiffany Chevon Malenfant | Edward Jones national BD | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Aug 27, 2026 |
| David Aaron Mcgatlin | LPL Financial LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 17, 2026 | Jul 31, 2026 |
| Jeremy Curtis Evans | Good Life Advisors, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Aug 14, 2026 | Aug 17, 2026 |
| Jacob J Worthen | The Advocate Group, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Aug 14, 2026 | Sep 15, 2026 (32 d) |
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7,113 moves match.