DFX Intelligence
Advisor moves
Arrivals at U.S. Bancorp Investments, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,504 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan O'Grady | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2018 | Feb 5, 2019 (89 d) |
| Alan Koncal | Pnc Wealth Management BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 25, 2018 | Feb 7, 2019 (105 d) |
| David C Cheng | Bancwest Investment Services, Inc. (Bwis) BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2018 | Oct 11, 2018 |
| Angelo Rufino | J.P. Morgan Private Wealth Advisors LLC mixed wealth | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 18, 2018 | Jul 15, 2019 (270 d) |
| Christopher Damien Stanton | Fidelity Personal And Workplace Advisors BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 12, 2018 | Oct 2, 2018 |
| Reza Sarem Aslani | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2018 | Oct 31, 2018 |
| Dan Julius Nguyen | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 11, 2018 | Oct 26, 2018 |
| Patrick Duggan | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 4, 2018 | Dec 6, 2018 (63 d) |
| Omid Noori | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2018 | Nov 8, 2018 (36 d) |
| Kathleen Amanda Peters | Cri Securities, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2018 | Oct 22, 2018 |
| Kathleen Amanda Peters | Securian Financial Services, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2018 | Oct 22, 2018 |
| Justin Lawrence Schaffer | LPL Financial LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2018 | May 1, 2019 (211 d) |
| Vitalia Melman | Charles Schwab & Co., Inc. national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2018 | Jun 13, 2022 (1355 d) |
| Brandon James Remer | Sagepoint Financial, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2018 | Oct 22, 2018 |
| Samuel F Zabkowicz | Edward Jones national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 27, 2018 | Jan 15, 2019 (110 d) |
| Philip Moston | Citigroup Global Markets Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2018 | Sep 11, 2018 |
| James Wayne Carey | RBC Capital Markets, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2018 | Oct 22, 2018 |
| William Robert Sample | Charles Schwab & Co., Inc. national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2018 | Jul 22, 2019 (311 d) |
| Josef Peter Mehle | Securian Financial Services, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2018 | Sep 25, 2018 |
| Josef Peter Mehle | Cri Securities, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2018 | Sep 25, 2018 |
| Jason M Huynh | Key Investment Services LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 31, 2018 | Aug 6, 2018 |
| Jared Michael Cox | Fifth Third Securities, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2018 | Aug 29, 2018 |
| Rachel Ann Lee | Robert W. Baird & Co. Incorporated mixed wealth | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 30, 2018 | Jan 11, 2019 (134 d) |
| Beth Dedrick Lawlor | UBS Financial Services Inc. wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 24, 2018 | Jun 11, 2020 (657 d) |
| Andrew Campbell Earnest | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 17, 2018 | Jan 11, 2019 (147 d) |
| John Nathan Sinnema | U.S. Bancorp Advisors, LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2018 | Sep 5, 2018 |
| Jeffrey D Canakes | Waddell & Reed BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 10, 2018 | Aug 6, 2018 |
| Edwin Shanil Kumar | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 8, 2018 | Dec 5, 2018 (119 d) |
| Kristian Carr Forster | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 7, 2018 | Aug 20, 2018 |
| Daniel David Lotts | LPL Financial LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 30, 2018 | Jul 16, 2018 |
| Chad Christopher Mccoy | Edward Jones national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2018 | Jul 23, 2018 |
| William Rodrick Carrillo | Pnc Managed Account Solutions, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2018 | Jul 25, 2018 |
| Jeffrey Francis Smith | Truist Advisory Services, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2018 | Sep 18, 2018 (77 d) |
| Mary Jean Rorvik | Advice And Planning Services BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2018 | Jul 17, 2018 |
| Andrew Odish | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 28, 2018 | Jul 13, 2018 |
| Terrence Michael Sterling Hassanally | Commonwealth Financial Network national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2018 | Nov 15, 2018 (148 d) |
| Jacob Paul Cote | Raymond James Financial Services Advisors, Inc BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 19, 2018 | Jul 24, 2018 (35 d) |
| Jimmy Paul Johnson | Advice And Planning Services BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 18, 2018 | Jun 25, 2018 |
| Neil Lloyd Siegel | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 15, 2018 | Aug 31, 2018 (77 d) |
| Jonathan Michael Eschan | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 13, 2018 | Jun 1, 2018 |
| Haley Davis | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 12, 2018 | Jun 4, 2018 |
| Nader Hosseinzadeh | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 31, 2018 | May 31, 2018 |
| Garrick Scot Sasa | LPL Financial LLC independent RIA | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 24, 2018 | May 22, 2018 |
| Joseph Edwin Stevens | Waddell & Reed BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2018 | Aug 13, 2018 (81 d) |
| John Kevin Burton | Cuna Brokerage Services, Inc. mixed wealth | U.S. Bancorp Investments, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 16, 2018 | May 8, 2018 |
| Najib Husain | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 15, 2018 | May 9, 2018 |
| Kristian Phillip Malcontento | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 15, 2018 | May 8, 2018 |
| Justin Tyler Hoelker | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 14, 2018 | May 7, 2018 |
| Sean Patrick Curtis | Pnc Wealth Management BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 9, 2018 | May 30, 2018 |
| Timothy James Koester | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 8, 2018 | Jun 8, 2018 (31 d) |
| Jennifer Lynn Barber-Uhri | Bmo Harris Financial Advisors, Inc BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2018 | Mar 23, 2020 (689 d) |
| Stefanie Ann Scarp | Pnc Wealth Management BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2018 | May 1, 2018 |
| Reed Aaron Nothwang | Edward Jones national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2018 | May 7, 2018 |
| Shannon Marie York | Edward Jones national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2018 | May 19, 2020 (762 d) |
| Jens Christian Fonnesbeck | Strategic Advisers LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2018 | Apr 10, 2018 |
| Dane Alden Bradford | J.P. Morgan Securities LLC wirehouse | U.S. Bancorp Investments, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 11, 2018 | Mar 30, 2018 |
| Victoria Anne Davis | RBC Capital Markets, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2018 | Oct 31, 2018 (211 d) |
| Garrett Ryan Mcginnis | Ameriprise Financial Services, LLC national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2018 | Apr 16, 2018 |
| Callender F Dominguez | Citigroup Global Markets Inc. BD affiliated | U.S. Bancorp Investments, Inc. other | Other | Mar 22, 2018 | Mar 7, 2018 |
| My-Nga Thi Do | Wells Fargo Advisors wirehouse | U.S. Bancorp Investments, Inc. other | Other | Mar 20, 2018 | Mar 16, 2018 |