| Pamela Krystal Mah | LPL Financial LLC other | Valic Financial Advisors, Inc. other | Other | Aug 31, 2005 | Jan 7, 2008 (859 d) |
| Alicia Stephaine Kong | Voya Financial Partners, LLC other | Valic Financial Advisors, Inc. other | Other | Aug 23, 2005 | Aug 24, 2005 |
| Joanna D. Knieberg | Wells Fargo Investments, LLC unclassified | Valic Financial Advisors, Inc. other | Other | Aug 22, 2005 | Feb 6, 2007 (533 d) |
| Carol Rodgers-Rivir | Chase Investment Services Corp. other | Valic Financial Advisors, Inc. other | Other | Aug 8, 2005 | Dec 9, 2005 (123 d) |
| Stephen T Glasgow | LPL Financial LLC other | Valic Financial Advisors, Inc. other | Other | Aug 2, 2005 | May 28, 2008 (1030 d) |
| Brian Keith Stormont | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Jul 25, 2005 | Jul 2, 2010 (1803 d) |
| Mark John Dunn | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Jul 20, 2005 | Nov 8, 2010 (1937 d) |
| Joseph M Latour | Pnc Wealth Management other | Valic Financial Advisors, Inc. other | Other | Jun 28, 2005 | Apr 19, 2006 (295 d) |
| William James Tasker | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Jun 4, 2005 | Jul 20, 2005 (46 d) |
| Diana Lynn Avery | Metlife Investment Fund Services LLC unclassified | Valic Financial Advisors, Inc. other | Other | Jun 1, 2005 | Jul 26, 2006 (420 d) |
| Brandon Dennis Strong | Metlife Investment Fund Services LLC unclassified | Valic Financial Advisors, Inc. other | Other | May 16, 2005 | Jun 10, 2005 |
| Asim Ijaz Awan | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | May 11, 2005 | Sep 2, 2009 (1575 d) |
| Charles Carl Scrattish | LPL Financial LLC other | Valic Financial Advisors, Inc. other | Other | Apr 28, 2005 | Oct 28, 2005 (183 d) |
| Kathryn Rhea Jones | Lord, Abbett & Co. LLC other | Valic Financial Advisors, Inc. other | Other | Apr 27, 2005 | Jan 9, 2013 (2814 d) |
| Allen Ross Tollett | MML Investors Services, LLC other | Valic Financial Advisors, Inc. other | Other | Apr 14, 2005 | Apr 19, 2005 |
| Alexander Gracia | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Apr 8, 2005 | May 26, 2005 (48 d) |
| Dawn Michelle Edwards | Morgan Keegan & Company, LLC other | Valic Financial Advisors, Inc. other | Other | Mar 16, 2005 | Mar 22, 2005 |
| Jonathan Francis Reilly | American General Financial Advisors, Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Feb 24, 2005 | Sep 19, 2011 (2398 d) |
| Dianna Lynn Gallo | A. G. Edwards & Sons, Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Jan 18, 2005 | Jan 18, 2005 |
| Fredrik Douglas Whitley | Waddell & Reed other | Valic Financial Advisors, Inc. other | Other | Jan 14, 2005 | Jan 21, 2005 |
| John Fulton Hargraves | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. other | Other | Jan 5, 2005 | Aug 9, 2005 (216 d) |
| Harry Reynolds Shertzer | Cuso Financial Services, L.P. other | Valic Financial Advisors, Inc. other | Other | Jan 4, 2005 | Jul 11, 2005 (188 d) |
| Waldo Julio Zayas | Signator Investors, Inc. other | Valic Financial Advisors, Inc. other | Other | Dec 17, 2004 | Sep 18, 2007 (1005 d) |
| Christopher Behan | Chase Investment Services Corp. other | Valic Financial Advisors, Inc. other | Other | Dec 16, 2004 | Oct 5, 2006 (658 d) |
| Jerry Raquel Bulaclac | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Dec 16, 2004 | Feb 2, 2005 (48 d) |
| Thomas Harris Meyer | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. other | Other | Dec 9, 2004 | Feb 16, 2007 (799 d) |
| Peter Nwabuokei Meme | Morgan Stanley Dw Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Dec 7, 2004 | Oct 28, 2010 (2151 d) |
| Charles Robert Davee | Amsouth Asset Management, Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Dec 6, 2004 | May 26, 2011 (2362 d) |
| Brian Matthew Rees | Banc One Securities Corporation unclassified | Valic Financial Advisors, Inc. other | Other | Nov 5, 2004 | Nov 12, 2004 |
| Susan Miller Crosby | Stephens other | Valic Financial Advisors, Inc. other | Other | Oct 26, 2004 | Nov 24, 2004 |
| Winnie Yuen Yee Leong | Citigroup Global Markets Inc. other | Valic Financial Advisors, Inc. other | Other | Oct 11, 2004 | Oct 4, 2004 |
| Brian Patrick Devlin | Nationwide Investment Services Corporation unclassified | Valic Financial Advisors, Inc. other | Other | Oct 11, 2004 | Oct 14, 2004 |
| John Thomas Davis | Waddell & Reed other | Valic Financial Advisors, Inc. other | Other | Oct 8, 2004 | Oct 19, 2009 (1837 d) |
| Sheryl Ann Templeton | Wells Fargo Investments, LLC unclassified | Valic Financial Advisors, Inc. other | Other | Oct 5, 2004 | Jan 7, 2005 (94 d) |
| John Lee French | Southtrust Securities, LLC unclassified | Valic Financial Advisors, Inc. other | Other | Oct 4, 2004 | Oct 7, 2004 |
| Aaron Matthew Gagnier | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Sep 25, 2004 | Oct 14, 2004 |
| Michelle Renee Smith | Raymond James Financial Services, Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Sep 21, 2004 | Aug 17, 2006 (695 d) |
| David Howard Douglas | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Valic Financial Advisors, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 17, 2004 | Mar 16, 2021 (6024 d) |
| Joseph Mathias Kleine-Kracht | Waddell & Reed other | Valic Financial Advisors, Inc. other | Other | Sep 17, 2004 | Sep 16, 2004 |
| Eric Michael Barr | Metlife Investment Fund Services LLC unclassified | Valic Financial Advisors, Inc. other | Other | Sep 14, 2004 | Sep 8, 2004 |
| Michael E Sullivan | T. Rowe Price Advisory Services, Inc. no RAUM | Valic Financial Advisors, Inc. other | Other | Aug 25, 2004 | Aug 6, 2004 |
| Matthew Cole Beardwood | Wells Fargo Advisors wirehouse | Valic Financial Advisors, Inc. other | Other | Aug 17, 2004 | Sep 1, 2004 |
| Daniel Drabkin | Quick & Reilly, Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Aug 13, 2004 | Sep 28, 2004 (46 d) |
| David Rhea Helgeson | Gunnallen Financial, Inc unclassified | Valic Financial Advisors, Inc. other | Other | Aug 6, 2004 | Aug 5, 2004 |
| Robert Keith Chacon | Morgan Stanley Dw Inc. unclassified | Valic Financial Advisors, Inc. other | Other | Jun 2, 2004 | Aug 11, 2004 (70 d) |
| Ryan Ashley Kirby | Morgan Stanley Dw Inc. unclassified | Valic Financial Advisors, Inc. other | Other | May 20, 2004 | Sep 16, 2004 (119 d) |
| John Mossa | Park Avenue Securities LLC other | Valic Financial Advisors, Inc. other | Other | May 19, 2004 | May 24, 2004 |
| Randall Owen Norris | Metlife Investment Fund Services LLC unclassified | Valic Financial Advisors, Inc. other | Other | May 18, 2004 | May 24, 2004 |
| Tron David Welch | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | May 17, 2004 | Apr 23, 2004 |
| Stephanie Nichols Marcello | Citigroup Global Markets Inc. other | Valic Financial Advisors, Inc. other | Other | May 13, 2004 | Nov 29, 2004 (200 d) |
| Jonathan William Blaisdell | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | May 7, 2004 | Aug 3, 2004 (88 d) |
| Michael Lawrence Grofsick | Morgan Stanley Dw Inc. unclassified | Valic Financial Advisors, Inc. other | Other | May 5, 2004 | May 20, 2004 |
| Thomas Edward Corner | Cetera Advisor Networks LLC other | Valic Financial Advisors, Inc. BD affiliated | Other | Apr 2, 2004 | Jul 31, 2019 (5598 d) |
| Terrence Andrew Taylor | MML Investors Services, LLC other | Valic Financial Advisors, Inc. other | Other | Mar 12, 2004 | Mar 18, 2004 |
| Constance Sugimoto | UBS Financial Services Inc. wirehouse | Valic Financial Advisors, Inc. other | Other | Mar 11, 2004 | Nov 23, 2004 (257 d) |
| Jessica Delia Hernandez | Ameriprise Financial Services, LLC national BD | Valic Financial Advisors, Inc. other | Other | Mar 5, 2004 | Mar 26, 2012 (2943 d) |
| John Lee Bible | UBS Financial Services Inc. wirehouse | Valic Financial Advisors, Inc. other | Other | Mar 4, 2004 | Aug 15, 2007 (1259 d) |
| Richard George Gankofskie | Metlife Investment Fund Services LLC unclassified | Valic Financial Advisors, Inc. other | Other | Feb 10, 2004 | Jun 25, 2004 (136 d) |
| Brian J Forneris | Banc One Securities Corporation unclassified | Valic Financial Advisors, Inc. other | Other | Feb 4, 2004 | Feb 24, 2004 |
| Charles Bernard Poindexter | LPL Financial LLC other | Valic Financial Advisors, Inc. other | Other | Jan 26, 2004 | Jan 21, 2004 |