DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at USA Financial Securities LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel Spencer UreNational Planning Corporation ("Npc Of America" In Fl & Ny) otherUSA Financial Securities LLC otherOtherOct 18, 2017Oct 16, 2017
Matthew John ScaranoEdward Jones national BDUSA Financial Securities LLC otherOtherAug 2, 2017Jan 9, 2018 (160 d)
Samuel Josiah DixonFreedom Investment Management, Inc. otherUSA Financial Securities LLC otherOtherJun 28, 2017Jan 3, 2017
Henry SnyderOn Investment Management Co otherUSA Financial Securities LLC otherOtherMay 30, 2017May 26, 2017
Robert Michael GianchigliaAmeritas Advisory Services otherUSA Financial Securities LLC otherOtherMay 17, 2017Apr 19, 2017
Richard Wayne ParsonsCreative Financial Designs, Inc. otherUSA Financial Securities LLC otherOtherMay 8, 2017May 1, 2017
Barry Everett ThomasonAmeritas Advisory Services otherUSA Financial Securities LLC otherOtherFeb 22, 2017Jan 31, 2017
Gregory G TheisWoodbury Financial Services, Inc. otherUSA Financial Securities LLC otherOtherFeb 21, 2017Feb 20, 2017
Diana Lynn AveryValic Financial Advisors, Inc. otherUSA Financial Securities LLC otherOtherFeb 16, 2017Feb 14, 2017
Karen Anne Van HyningFsc Securities Corporation otherUSA Financial Securities LLC otherOtherFeb 3, 2017Feb 1, 2017
Mark Everett CharnetUnited Planners' Financial Services Of America A Limited Partner otherUSA Financial Securities LLC otherOtherDec 31, 2016Jan 3, 2017
Bruce Todd YenkUnited Planners' Financial Services Of America A Limited Partner otherUSA Financial Securities LLC otherOtherDec 31, 2016Jan 3, 2017
Randy Dean DeatonUnited Planners' Financial Services Of America A Limited Partner otherUSA Financial Securities LLC otherOtherDec 31, 2016Jan 3, 2017
Jeffrey Scott BeyerUnited Planners' Financial Services Of America A Limited Partner otherUSA Financial Securities LLC otherOtherDec 31, 2016Jan 20, 2017
Gary William RonanUnited Planners' Financial Services Of America A Limited Partner otherUSA Financial Securities LLC otherOtherDec 31, 2016Jan 4, 2017
Barbara Jean SwiatekFranklin Capital Management unclassifiedUSA Financial Securities LLC otherOtherDec 31, 2016Oct 26, 2016
Arturo BurguenoUnited Planners' Financial Services Of America A Limited Partner otherUSA Financial Securities LLC otherOtherDec 31, 2016Jan 3, 2017
Rebecca L MillerUnited Planners' Financial Services Of America A Limited Partner otherUSA Financial Securities LLC otherOtherDec 31, 2016Jan 3, 2017
Alexandre MaltezUnited Planners' Financial Services Of America A Limited Partner otherUSA Financial Securities LLC otherOtherDec 31, 2016Jan 4, 2017
Kevin Michael FieldsUnited Planners' Financial Services Of America A Limited Partner otherUSA Financial Securities LLC otherOtherDec 31, 2016Jan 3, 2017
Thomas Paul HajnyAmeritas Advisory Services otherUSA Financial Securities LLC otherOtherDec 27, 2016Mar 6, 2017 (69 d)
Jeffrey Scott PowellWaddell & Reed otherUSA Financial Securities LLC independent RIAOtherDec 27, 2016Dec 19, 2018 (722 d)
Jim Edward BaadshaugUnited Planners' Financial Services Of America A Limited Partner otherUSA Financial Securities LLC otherOtherDec 12, 2016Dec 8, 2016
William Anthony RomeoUnited Planners' Financial Services Of America A Limited Partner otherUSA Financial Securities LLC otherOtherDec 12, 2016Dec 2, 2016
Charles Delbert RushmorePlanmember Securities Corporation otherUSA Financial Securities LLC otherOtherDec 2, 2016Nov 4, 2016
Keagan W RushmorePlanmember Securities Corporation otherUSA Financial Securities LLC otherOtherDec 2, 2016Nov 4, 2016
Steven JablonskiAmeriprise Financial Services, LLC national BDUSA Financial Securities LLC otherOtherOct 21, 2016Oct 28, 2016
Todd Michael EhretRoyal Fund Management, LLC otherUSA Financial Securities LLC otherOtherOct 19, 2016Oct 14, 2016
Gary Joseph PreisserTransamerica Financial Advisors, LLC otherUSA Financial Securities LLC otherOtherOct 17, 2016Jan 12, 2017 (87 d)
Stephen George HarlowInvestors Capital Advisory otherUSA Financial Securities LLC otherOtherSep 19, 2016Sep 16, 2016
Michael Allan BlankersCrown Capital Securities, L.P. otherUSA Financial Securities LLC otherOtherSep 7, 2016Aug 23, 2016
Dale Eugene DannerH. Beck, Inc. otherUSA Financial Securities LLC otherOtherSep 2, 2016Sep 2, 2016
Daniel Joseph FullerH. Beck, Inc. otherUSA Financial Securities LLC otherOtherSep 2, 2016Sep 2, 2016
Steven Lind BowldsHorter Investment Management, LLC otherUSA Financial Securities LLC otherOtherAug 18, 2016Aug 22, 2016
Neal David ClemensCreative Financial Designs, Inc. otherUSA Financial Securities LLC otherOtherJul 20, 2016Jul 14, 2016
Vicki Lynn JoernWestpark Wealth Advisors, Inc. otherUSA Financial Securities LLC otherOtherJun 28, 2016Jun 28, 2016
Richard James GrygierSignal Securities, Inc. otherUSA Financial Securities LLC otherOtherJun 16, 2016Jun 16, 2016
Daniel Scott MillerVoya Financial Advisors, Inc. otherUSA Financial Securities LLC otherOtherMay 13, 2016May 13, 2016
Kaleb RobuckVoya Financial Advisors, Inc. otherUSA Financial Securities LLC otherOtherMay 13, 2016May 13, 2016
William E GoffFirst Allied Advisory Services, Inc. otherUSA Financial Securities LLC otherOtherMay 10, 2016May 2, 2016
Erik B BowmanEquitable Advisors, LLC national BDUSA Financial Securities LLC otherOtherMay 5, 2016May 2, 2016
Ryan Charles McdanielMoney Concepts Advisory Service otherUSA Financial Securities LLC otherOtherApr 14, 2016Mar 31, 2016
Kathy Lynne ColbyDominion Portfolio Management, Inc. otherUSA Financial Securities LLC otherOtherFeb 29, 2016Mar 2, 2016
Terry Xing-Zhao WuThrivent Investment Management Inc. otherUSA Financial Securities LLC otherOtherFeb 12, 2016Apr 4, 2016 (52 d)
Bryan WirtzLegend Advisory, LLC otherUSA Financial Securities LLC otherOtherNov 9, 2015Dec 16, 2015 (37 d)
Timothy Ray WhislerBrookstone Capital Management LLC otherUSA Financial Securities LLC otherOtherOct 30, 2015Oct 30, 2015
Scot Bradley LandborgJ P Turner & Company Capital Management, LLC otherUSA Financial Securities LLC otherOtherOct 5, 2015Oct 1, 2015
Brian Daniel ParkerMML Investors Services, LLC otherUSA Financial Securities LLC otherOtherSep 23, 2015Sep 9, 2015
James Robert AllenFinancial Advisors Network, Inc. otherUSA Financial Securities LLC otherOtherSep 8, 2015Jun 7, 2016 (273 d)
Samuel B HarveyMoney Concepts Advisory Service otherUSA Financial Securities LLC otherOtherJul 30, 2015Jul 29, 2015
Michael B HaneyOn Investment Management Co otherUSA Financial Securities LLC otherOtherMay 4, 2015May 1, 2015
Troy ChattertonFsc Securities Corporation otherUSA Financial Securities LLC otherOtherApr 23, 2015Apr 27, 2015
David Randall BarnesConcourse Financial Group Advisors otherUSA Financial Securities LLC otherOtherMar 6, 2015Feb 25, 2015
Clifton Howard SparrowLPL Financial LLC otherUSA Financial Securities LLC otherOtherFeb 10, 2015Feb 3, 2015
James Paul BallWoodbury Financial Services, Inc. otherUSA Financial Securities LLC otherOtherJan 9, 2015Jan 13, 2015
James Edward EastwoodAmeriprise Financial Services, LLC national BDUSA Financial Securities LLC otherOtherOct 23, 2014Mar 10, 2015 (138 d)
Joshua SmailLPL Financial LLC otherUSA Financial Securities LLC otherOtherOct 17, 2014Jun 29, 2016 (621 d)
Kevin L UlleryGwn Securities Inc. otherUSA Financial Securities LLC otherOtherAug 15, 2014Aug 22, 2014
Steven Kent LewisLewis And Associates Capital Advisors, LLC state registeredUSA Financial Securities LLC otherOtherJul 29, 2014Jul 29, 2014
Andrew Robert KaylaNationwide Securities, LLC no RAUMUSA Financial Securities LLC otherOtherMar 28, 2014May 1, 2014 (34 d)
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172 moves match.