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RIA Intelligence
Advisor moves
Arrivals at Transamerica Retirement Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John T Brown | Raymond James & Associates, Inc. national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2024 | Aug 28, 2024 |
| Shawn Michael Park | Calamos Advisors LLC asset manager | Transamerica Retirement Advisors, LLC BD affiliated | Other | Aug 16, 2024 | Oct 1, 2024 (46 d) |
| Timothy M Briody | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 5, 2024 | Aug 7, 2024 |
| Kendrick Tramell Crayton | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 29, 2024 | May 14, 2025 (289 d) |
| Charles Davis Dawkins | Advice And Planning Services BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2024 | Aug 8, 2024 |
| Brendan James Petty | MML Investors Services, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2024 | Jul 22, 2024 |
| Michael David Wilson | Citizens Securities, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2024 | Sep 25, 2024 (76 d) |
| Brent Todd Bascom | Fidelity Personal And Workplace Advisors BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2024 | Jul 17, 2024 |
| Kelsea Alexandra Rowan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 11, 2024 | Jul 10, 2024 |
| Jonathon Kerr Hamilton | Wells Fargo Advisors wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 6, 2024 | Sep 30, 2024 (116 d) |
| John Nelson Duncan | First Command Advisory Services BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2024 | Jul 24, 2024 (51 d) |
| Declan Costello | Goldman Sachs Wealth Services, L.P. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2024 | Jun 11, 2024 |
| Justin Hancock | LPL Financial LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2024 | May 30, 2024 |
| Scott Joseph Davis | Capital Client Group, Inc. no RAUM | Transamerica Retirement Advisors, LLC BD affiliated | Other | May 9, 2024 | May 20, 2024 |
| Mark Anthony Ruffo | Osaic Fa, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2024 | Sep 18, 2025 (498 d) |
| Joshua Earl Nelson | Ameriprise Financial Services, LLC national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2024 | Jul 12, 2024 (66 d) |
| Thomas Kent Brumfield | Morgan Stanley wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 7, 2024 | Aug 1, 2024 (86 d) |
| Ryan Phillip Moore | Osaic Fa, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2024 | Sep 10, 2025 (496 d) |
| Suzanne D Fickle | Morgan Stanley wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 18, 2024 | Mar 4, 2026 (685 d) |
| Timothy Ricardo Wintemute | Empower Advisory Group, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2024 | Apr 12, 2024 |
| Stephen Thomas Brantley | Fidelity Personal And Workplace Advisors BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Oct 1, 2024 (182 d) |
| Jared Charley | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Apr 1, 2024 | Apr 11, 2024 |
| Eric Francisco Alarcon-Fierro | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 7, 2024 | May 7, 2024 (61 d) |
| Phil Kenneth Edgecombe | Edward Jones national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2024 | Jun 12, 2024 (100 d) |
| Robert William Zinn | MML Investors Services, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | May 28, 2025 (476 d) |
| Anita Maria Ixcamparij | Valic Financial Advisors, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Jun 7, 2024 (121 d) |
| Shane Patrick Dooley | LPL Financial LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2024 | Feb 6, 2024 |
| Pablo Tavera Echeverri | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 29, 2024 | Nov 6, 2024 (282 d) |
| Michael Edward Beck | Charles Schwab & Co., Inc. national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2024 | Feb 21, 2024 (42 d) |
| Connor Daniel Weinman | Empower Advisory Group, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 7, 2024 | Jan 11, 2024 |
| Joseph Austin Parker | Pruco Securities, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2024 | Jan 16, 2024 |
| Michael Patrick Stark | Clark Brothers Investments independent RIA | Transamerica Retirement Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2023 | Jun 4, 2024 (156 d) |
| Trevor David Christie | MML Investors Services, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jul 11, 2024 (193 d) |
| David James Foster | LPL Financial LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 22, 2023 | Jan 3, 2024 |
| Giancarlo Marcelo Guizado | LPL Financial LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2023 | Dec 13, 2023 |
| Remington Matthew Pollina | Valic Financial Advisors, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 7, 2023 | Dec 8, 2023 |
| Denise Rose Page | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 5, 2023 | Dec 24, 2023 |
| Robert J Schweitzer | Fidelity Personal And Workplace Advisors BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2023 | Jun 20, 2024 (199 d) |
| Laura Beth Mataitis | J.P. Morgan Securities LLC wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 2, 2023 | Jan 3, 2024 (32 d) |
| Christine Kopecky | Securities America Advisors, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 27, 2023 | Dec 11, 2023 |
| Giana D'Alessandro | Equitable Advisors, LLC national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2023 | Nov 14, 2023 |
| Jared Tyler Wilson | Fisher Investments independent RIA | Transamerica Retirement Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 8, 2023 | Dec 15, 2023 (37 d) |
| Miguel Angel Arevalo Gonzalez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 1, 2023 | Mar 8, 2024 (128 d) |
| Lynn Marie Pederson | Fidelity Personal And Workplace Advisors BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 26, 2023 | Nov 2, 2023 |
| Alexander Charles Lambert | Cetera Investment Advisers LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2023 | Nov 21, 2023 (50 d) |
| Hunter Kirkland | Valic Financial Advisors, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2023 | Sep 20, 2023 |
| Brandon W Hanenburg | Thrivent Investment Management Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2023 | Aug 31, 2023 |
| Ahmber Bailes | Morgan Stanley wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 22, 2023 | Dec 21, 2023 (121 d) |
| Gregg William Holgate | Osaic Fa, Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 21, 2023 | Jul 26, 2024 (340 d) |
| Benjamin Edward Nolen | Wells Fargo Advisors wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 21, 2023 | Nov 13, 2023 (84 d) |
| Michael Fiumara | E*Trade Capital Management, LLC independent RIA | Transamerica Retirement Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 14, 2023 | Aug 6, 2025 (723 d) |
| Brian Landry Thedford | Charles Schwab & Co., Inc. national BD | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2023 | Oct 4, 2023 (64 d) |
| Frank Eugenio Castellvi | Ascensus Investment Advisors, LLC institutional | Transamerica Retirement Advisors, LLC BD affiliated | Other | Jul 31, 2023 | Aug 3, 2023 |
| Adriana Elizabeth Arkley | Wells Fargo Advisors wirehouse | Transamerica Retirement Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 16, 2023 | Oct 26, 2023 (132 d) |
| Bruce Alan Anderson | Cetera Investment Advisers LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2023 | Dec 11, 2023 (179 d) |
| Shakeil Lashone Becker | Nationwide Investment Advisors, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 12, 2023 | Jul 3, 2023 |
| Kristin Markell Olson | United Planners' Financial Services Of America A Limited Partner independent RIA | Transamerica Retirement Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 8, 2023 | Aug 16, 2023 (69 d) |
| Philip Michael Merrifield | Fidelity Personal And Workplace Advisors BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2023 | Jun 9, 2023 |
| Nicholas William Randolph | Larson Financial Group, LLC BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2023 | Jul 14, 2023 (67 d) |
| Eric David Gilbertson | Thrivent Investment Management Inc. BD affiliated | Transamerica Retirement Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2023 | May 10, 2023 |
366 moves match.