DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sowell Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ramie KhalilSolera Asset Managers, LLC unclassifiedSowell Management independent RIAOtherSep 16, 2020Mar 4, 2020
Ty McgilberryOsaic Fa, Inc. BD affiliatedSowell Management independent RIAAffiliated broker-dealer or bank to independent RIASep 2, 2020Sep 2, 2020
Timothy Jonathan PooleRaymond James Financial Services Advisors, Inc BD affiliatedSowell Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 13, 2020May 20, 2020 (37 d)
Kelly Sue PennRaymond James Financial Services Advisors, Inc BD affiliatedSowell Management independent RIAAffiliated broker-dealer or bank to independent RIAMar 30, 2020May 11, 2020 (42 d)
Peter Charles YergerWealthcare Capital Management LLC independent RIASowell Management independent RIARIA to RIAFeb 28, 2020Oct 8, 2020 (223 d)
Curt Joseph Di GiacomoWells Fargo Advisors wirehouseSowell Management independent RIAWirehouse to independent RIAJan 22, 2020Jan 16, 2020
Edward Raymond ForakerClarus Wealth Advisors, LLC independent RIASowell Management independent RIARIA to RIADec 31, 2019Jan 1, 2026 (2193 d)
Simon Antoine ArrataTargeted Financial Services, LLC independent RIASowell Management independent RIARIA to RIADec 26, 2019Dec 16, 2019
Carrie Jean QuraishiFinancial Gravity Asset Management, Inc. independent RIASowell Management independent RIARIA to RIADec 26, 2019Jun 15, 2026 (2363 d)
Jessica Elizabeth PoynterFirst Heartland Consultants, Inc. BD affiliatedSowell Management independent RIAAffiliated broker-dealer or bank to independent RIADec 26, 2019Jan 1, 2026 (2198 d)
Rodney KresgeSb Advisory, LLC BD affiliatedSowell Management independent RIAAffiliated broker-dealer or bank to independent RIAOct 28, 2019Nov 7, 2019
Tomek Andrzej SiwiecArvest Wealth Management BD affiliatedSowell Management independent RIAAffiliated broker-dealer or bank to independent RIAOct 10, 2019Oct 9, 2019
Dawn Marie SantorielloSimplyria Advisor Network independent RIASowell Management independent RIARIA to RIAOct 7, 2019Aug 8, 2019
Lawrence Parker WattsRaymond James & Associates, Inc. national BDSowell Management independent RIAAffiliated broker-dealer or bank to independent RIASep 10, 2019Aug 23, 2019
Ben BrackettDfpg Investments, LLC independent RIASowell Management independent RIARIA to RIAMay 29, 2019Jun 4, 2019
Jason William BrowneFundx Investment Group, LLC mixed wealthSowell Management independent RIARIA to RIAMay 1, 2019Apr 16, 2019
Micah GibsonArvest Wealth Management BD affiliatedSowell Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 24, 2019Apr 5, 2019
Dustin Heath StanleyArvest Wealth Management BD affiliatedSowell Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 24, 2019Apr 5, 2019
Hannah Elizabeth StanleyArvest Wealth Management BD affiliatedSowell Management independent RIAAffiliated broker-dealer or bank to independent RIAApr 24, 2019Apr 5, 2019
John Douglas GathrightLifesmart Wealth Management, LLC unclassifiedSowell Management independent RIAOtherApr 16, 2019Mar 27, 2019
William Howard WoodyardLifesmart Wealth Management, LLC unclassifiedSowell Management independent RIAOtherApr 16, 2019Mar 4, 2019
Morris M. AmiriDash Investments independent RIASowell Management independent RIARIA to RIAApr 3, 2019Dec 18, 2018
Clayton Boyd AlexanderAe Wealth Management, LLC independent RIASowell Management independent RIARIA to RIAApr 3, 2019Apr 4, 2019
Douglas Scott FerrellAe Wealth Management, LLC independent RIASowell Management independent RIARIA to RIAApr 3, 2019Apr 4, 2019
Samuel Harrison KornsteinDynama Capital unclassifiedSowell Management independent RIAOtherMar 29, 2019Feb 11, 2019
Austin Blair BryanSmith Capital Management Inc independent RIASowell Management independent RIARIA to RIAMar 26, 2019Mar 12, 2019
Marquay Jovon BaulArvest Wealth Management BD affiliatedSowell Management independent RIAAffiliated broker-dealer or bank to independent RIAMar 19, 2019Mar 18, 2019
Edward Lowell HildebrandStephens BD affiliatedSowell Management independent RIAAffiliated broker-dealer or bank to independent RIADec 13, 2018Mar 12, 2019 (89 d)
F. John DeuschleCambridge Investment Research Advisors, Inc. BD affiliatedSowell Management independent RIAAffiliated broker-dealer or bank to independent RIANov 8, 2018Nov 1, 2018
Stephen Joseph SandersCambridge Investment Research Advisors, Inc. BD affiliatedSowell Management independent RIAAffiliated broker-dealer or bank to independent RIANov 8, 2018Nov 1, 2018
Donald Glenn BakerCambridge Investment Research Advisors, Inc. BD affiliatedSowell Management independent RIAAffiliated broker-dealer or bank to independent RIANov 6, 2018Nov 1, 2018
Thomas Dixon SandersCambridge Investment Research Advisors, Inc. BD affiliatedSowell Management independent RIAAffiliated broker-dealer or bank to independent RIANov 6, 2018Nov 1, 2018
Larry Don GillCambridge Investment Research Advisors, Inc. BD affiliatedSowell Management independent RIAAffiliated broker-dealer or bank to independent RIANov 6, 2018Nov 2, 2018
Steven Bradford MillerMatson Money, Inc. mixed wealthSowell Management independent RIARIA to RIAJun 27, 2018Dec 6, 2018 (162 d)
Michael A LewinAdvisory Advocates LLC independent RIASowell Management independent RIARIA to RIAMay 15, 2018May 30, 2018
Daniel A BaratzAmerican Portfolios Advisors, Inc otherSowell Management otherOtherFeb 27, 2018Feb 28, 2018
Colin Joseph HughesFour Peaks Wealth Management, LLC unclassifiedSowell Management otherOtherFeb 1, 2018Feb 16, 2018
Matthew Thomas McmahonFour Peaks Wealth Management, LLC unclassifiedSowell Management otherOtherFeb 1, 2018Feb 16, 2018
Robert Michael ClintonClinton Wealth Management LLC unclassifiedSowell Management otherOtherDec 31, 2017Mar 15, 2017
Philip Wayne BodineKingsview Wealth Management, LLC otherSowell Management otherOtherDec 26, 2017Jan 12, 2018
David Brian HuntConcert Wealth Management otherSowell Management otherOtherDec 21, 2017Sep 16, 2016
Brian William BrittConcert Wealth Management otherSowell Management otherOtherDec 15, 2017Sep 22, 2016
Ronald Harvey HuntConcert Wealth Management otherSowell Management otherOtherDec 15, 2017Sep 19, 2016
Antonio RamirezConcert Wealth Management otherSowell Management otherOtherDec 15, 2017Oct 14, 2016
Matthew Gerard DellerDynamic Employee Solutions, LLC. unclassifiedSowell Management independent RIAOtherDec 14, 2017Aug 5, 2019 (599 d)
Lawrence Frederick PizzellaConcert Wealth Management otherSowell Management otherOtherSep 26, 2017Oct 7, 2016
German GentileConcert Wealth Management otherSowell Management otherOtherSep 25, 2017Sep 16, 2016
Matthew King EstesMorgan Stanley Investment Management Inc. otherSowell Management independent RIAOtherSep 22, 2017May 14, 2018 (234 d)
Matthew ReakusAmerican Portfolios Advisors, Inc otherSowell Management otherOtherAug 30, 2017Mar 5, 2018 (187 d)
Marilyn Laux EvansWfg Advisors, LP otherSowell Management otherOtherAug 29, 2017Aug 31, 2017
Chris D BalkaConcert Wealth Management otherSowell Management otherOtherJul 19, 2017Jul 18, 2017
Pamela Ann JacobsConcert Wealth Management otherSowell Management otherOtherJun 30, 2017Nov 14, 2016
Eleonora Jovel TomaselloConcert Wealth Management otherSowell Management otherOtherJun 30, 2017Sep 16, 2016
Robert Stephen ShutzerConcert Wealth Management otherSowell Management otherOtherJun 19, 2017Sep 16, 2016
Peter Stuart WyroughConcert Wealth Management otherSowell Management otherOtherJun 19, 2017Nov 29, 2016
Victoria Gascoigne CrosbyConcert Wealth Management otherSowell Management otherOtherJun 19, 2017Oct 7, 2016
Ronald James BartonWells Fargo Advisors wirehouseSowell Management otherOtherJun 19, 2017Sep 5, 2017 (78 d)
Jon Robert EricksonConcert Wealth Management otherSowell Management otherOtherJun 19, 2017Sep 26, 2016
Derek Allan JonesConcert Wealth Management otherSowell Management otherOtherJun 19, 2017Oct 7, 2016
James Patrick DonnellyConcert Wealth Management otherSowell Management otherOtherJun 19, 2017Oct 3, 2016
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179 moves match.