DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bmo Harris Financial Advisors, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ignacio Alexander GuerreroJ.P. Morgan Securities LLC wirehouseBmo Harris Financial Advisors, Inc otherOtherAug 15, 2016Aug 16, 2016
Jennifer Leslie Steil-PalmaMorgan Stanley wirehouseBmo Harris Financial Advisors, Inc otherOtherJul 27, 2016Jul 11, 2016
James Sam VaccaroPnc Managed Account Solutions, Inc. otherBmo Harris Financial Advisors, Inc otherOtherJun 3, 2016Jul 14, 2016 (41 d)
Steven John GillhausCharles Schwab & Co., Inc. national BDBmo Harris Financial Advisors, Inc otherOtherMay 9, 2016May 5, 2016
Christopher FetzerJ.P. Morgan Securities LLC wirehouseBmo Harris Financial Advisors, Inc otherOtherMar 11, 2016Mar 7, 2016
Mark Stephen MccallumCharles Schwab & Co., Inc. national BDBmo Harris Financial Advisors, Inc otherOtherMar 3, 2016Mar 1, 2016
Ryan Adam OsbornFifth Third Securities, Inc. otherBmo Harris Financial Advisors, Inc otherOtherDec 14, 2015Jan 11, 2016
David Matthew RobsonWells Fargo Advisors wirehouseBmo Harris Financial Advisors, Inc otherOtherDec 3, 2015Dec 17, 2015
Jennifer Lynn Barber-UhriJ.P. Morgan Securities LLC wirehouseBmo Harris Financial Advisors, Inc otherOtherSep 23, 2015Sep 22, 2015
April Marie CleavlandAssociated Investment Services, Inc. otherBmo Harris Financial Advisors, Inc otherOtherSep 8, 2015Sep 8, 2015
Benjamin John UrbanWells Fargo Advisors wirehouseBmo Harris Financial Advisors, Inc otherOtherSep 1, 2015Jan 12, 2017 (499 d)
Patrick LoritzEdward Jones national BDBmo Harris Financial Advisors, Inc otherOtherJun 10, 2015Jun 19, 2015
Thomas Herbert HouseEdward Jones national BDBmo Harris Financial Advisors, Inc otherOtherMay 5, 2015Jun 4, 2015
Goran TomicPnc Wealth Management otherBmo Harris Financial Advisors, Inc otherOtherMay 4, 2015May 5, 2015
Theresa Marie HenslinAssociated Investment Services, Inc. otherBmo Harris Financial Advisors, Inc otherOtherApr 24, 2015Apr 29, 2015
Jennifer Ann BuresJ.P. Morgan Securities LLC wirehouseBmo Harris Financial Advisors, Inc otherOtherApr 20, 2015Sep 22, 2015 (155 d)
Todd Ryan MarmorJ.P. Morgan Securities LLC wirehouseBmo Harris Financial Advisors, Inc otherOtherMar 11, 2015Apr 1, 2015
Frank H GroteJ.P. Morgan Securities LLC wirehouseBmo Harris Financial Advisors, Inc otherOtherMar 11, 2015Mar 24, 2015
David IrwinU.S. Bancorp Investments, Inc. otherBmo Harris Financial Advisors, Inc otherOtherJan 14, 2015Jan 15, 2015
Robert Charles LorenzJ.P. Morgan Securities LLC wirehouseBmo Harris Financial Advisors, Inc otherOtherJan 8, 2015Jan 15, 2015
Alexander GallegosEdward Jones national BDBmo Harris Financial Advisors, Inc otherOtherJan 6, 2015Feb 17, 2015 (42 d)
Kent Dwayne SeacatPnc Managed Account Solutions, Inc. otherBmo Harris Financial Advisors, Inc otherOtherDec 1, 2014Mar 11, 2015 (100 d)
Jason Andrew BuehrleLPL Financial LLC otherBmo Harris Financial Advisors, Inc otherOtherNov 24, 2014Nov 25, 2014
Jennifer Lynn GiemzaWealthspire Advisors otherBmo Harris Financial Advisors, Inc otherOtherNov 14, 2014Oct 5, 2015 (325 d)
Matthew Scott HiltonWells Fargo Advisors wirehouseBmo Harris Financial Advisors, Inc otherOtherSep 26, 2014Jun 24, 2016 (637 d)
Kathryn H MckenzieEquitable Advisors, LLC national BDBmo Harris Financial Advisors, Inc otherOtherSep 18, 2014Oct 16, 2014
Bryan Edward DavidsonPnc Wealth Management otherBmo Harris Financial Advisors, Inc otherOtherSep 8, 2014Nov 20, 2014 (73 d)
Daniel Lee ReeceJ.P. Morgan Securities LLC wirehouseBmo Harris Financial Advisors, Inc otherOtherAug 13, 2014Aug 4, 2014
James R RayFifth Third Securities, Inc. otherBmo Harris Financial Advisors, Inc otherOtherAug 5, 2014Jan 22, 2015 (170 d)
Michael Anthony NewU.S. Bancorp Investments, Inc. otherBmo Harris Financial Advisors, Inc otherOtherJul 21, 2014Jul 22, 2014
James Jerry SoukupMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBmo Harris Financial Advisors, Inc otherOtherJul 16, 2014Jul 24, 2014
Michael D OberheimJ.P. Morgan Securities LLC wirehouseBmo Harris Financial Advisors, Inc otherOtherJul 14, 2014Jul 8, 2014
David MoralesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBmo Harris Financial Advisors, Inc otherOtherJun 12, 2014Jun 16, 2014
Erich StabelfeldtPruco Securities, LLC otherBmo Harris Financial Advisors, Inc otherOtherJun 12, 2014Aug 28, 2014 (77 d)
Erin Michelle CroweLPL Financial LLC otherBmo Harris Financial Advisors, Inc otherOtherJun 10, 2014Jun 9, 2014
Jason A RobertsJ.P. Morgan Securities LLC wirehouseBmo Harris Financial Advisors, Inc otherOtherApr 25, 2014Jul 24, 2014 (90 d)
Emiliano Rios CabanB. C. Ziegler And Company otherBmo Harris Financial Advisors, Inc otherOtherApr 1, 2014Apr 18, 2014
Lacey Blair ZavelovichMorgan Stanley wirehouseBmo Harris Financial Advisors, Inc otherOtherMar 27, 2014Mar 27, 2014
James Francis KlasaPnc Wealth Management otherBmo Harris Financial Advisors, Inc otherOtherMar 24, 2014Apr 8, 2014
David V CasselNorthwestern Mutual Investment Services,LLC otherBmo Harris Financial Advisors, Inc otherOtherJan 18, 2014Feb 5, 2014
Andrew Maurice FlatteryRBC Capital Markets, LLC national BDBmo Harris Financial Advisors, Inc otherOtherJan 14, 2014Jan 8, 2014
Joshua John StrzeleckiAmeriprise Financial Services, LLC national BDBmo Harris Financial Advisors, Inc otherOtherNov 27, 2013Nov 27, 2013
Nathaniel Edman SiensWells Fargo Advisors wirehouseBmo Harris Financial Advisors, Inc otherOtherNov 5, 2013Jan 29, 2014 (85 d)
Alejandro Julius HaasEdward Jones national BDBmo Harris Financial Advisors, Inc otherOtherNov 4, 2013Nov 21, 2013
Timothy Michael PogueTd Ameritrade, Inc. no RAUMBmo Harris Financial Advisors, Inc otherOtherSep 27, 2013Oct 3, 2013
Joseph Daniel StrackJ.P. Morgan Securities LLC wirehouseBmo Harris Financial Advisors, Inc otherOtherJul 18, 2013Aug 7, 2013
Bradley Scott MayerWells Fargo Advisors wirehouseBmo Harris Financial Advisors, Inc otherOtherJun 10, 2013Jul 1, 2013
Todd Robert KreitzmanCommonwealth Financial Network national BDBmo Harris Financial Advisors, Inc otherOtherJun 4, 2013Aug 26, 2013 (83 d)
Michael John MihmNorthwestern Mutual Investment Services,LLC otherBmo Harris Financial Advisors, Inc otherOtherMay 16, 2013Jul 10, 2013 (55 d)
Jonathan Erik JamesPnc Capital Advisors LLC otherBmo Harris Financial Advisors, Inc otherOtherApr 12, 2013Jun 19, 2013 (68 d)
Brian Everett BonewellAmeriprise Financial Services, LLC national BDBmo Harris Financial Advisors, Inc otherOtherApr 5, 2013Dec 9, 2013 (248 d)
Marti M LatourAlliancebernstein L.P. otherBmo Harris Financial Advisors, Inc otherOtherFeb 27, 2013Jul 3, 2013 (126 d)
Christopher Joseph BraunerNew England Securities Corporation otherBmo Harris Financial Advisors, Inc otherOtherDec 18, 2012Dec 19, 2012
Benjamin Decator JonesRussell Investments otherBmo Harris Financial Advisors, Inc otherOtherDec 14, 2012Mar 28, 2013 (104 d)
Jennifer A MeridaInvestment Advisors Corp otherBmo Harris Financial Advisors, Inc otherOtherDec 12, 2012Nov 15, 2013 (338 d)
David Paul WahlU.S. Bancorp Investments, Inc. otherBmo Harris Financial Advisors, Inc otherOtherSep 6, 2012Jun 3, 2014 (635 d)
Michael Brandon PruittChase Investment Services Corp. otherBmo Harris Financial Advisors, Inc otherOtherAug 24, 2012Sep 4, 2012
Laura Jean BarnardRobert W. Baird & Co. Incorporated otherBmo Harris Financial Advisors, Inc otherOtherAug 16, 2012Aug 7, 2012
Susan Michelle JannFifth Third Securities, Inc. otherBmo Harris Financial Advisors, Inc otherOtherAug 2, 2012Aug 9, 2012
Kenneth RobbinsPnc Wealth Management otherBmo Harris Financial Advisors, Inc otherOtherJul 24, 2012Jul 23, 2012
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187 moves match.