DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Navy Federal Investment Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Spencer Glen GillandCharles Schwab & Co., Inc. national BDNavy Federal Investment Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 10, 2024Apr 24, 2024 (105 d)
Brant Judson WhiteMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNavy Federal Investment Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 2, 2024Jan 9, 2024
Kevin Bernard BowmanVictory Capital Management Inc. asset managerNavy Federal Investment Services, LLC BD affiliatedOtherNov 8, 2023Sep 9, 2024 (306 d)
Joi Kameryn MorrisonFirst Command Advisory Services BD affiliatedNavy Federal Investment Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 31, 2023Oct 24, 2023
Toni-Ann L DorseyMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNavy Federal Investment Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankOct 10, 2023Oct 12, 2023
Orlando Jose SthoryEquitable Advisors, LLC national BDNavy Federal Investment Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 6, 2023Apr 2, 2024 (179 d)
Ryan Stephen SelmeciEquitable Advisors, LLC national BDNavy Federal Investment Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 20, 2023Apr 4, 2024 (197 d)
Richard James RuggieriLPL Financial LLC BD affiliatedNavy Federal Investment Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 31, 2023Aug 4, 2023
Aenon Jaffa WallacePark Avenue Securities LLC BD affiliatedNavy Federal Investment Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 28, 2023Jul 19, 2023
Patrick Anthony TerrellCharles Schwab & Co., Inc. national BDNavy Federal Investment Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 20, 2023Jun 21, 2023
Cillian TyrrellAmeritas Advisory Services, LLC BD affiliatedNavy Federal Investment Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 5, 2023Jun 8, 2023
Justin Reed TaylorValic Financial Advisors, Inc. BD affiliatedNavy Federal Investment Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 15, 2023Mar 10, 2023
Matthew D. LankfordEdward Jones national BDNavy Federal Investment Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 7, 2023Feb 10, 2023
Matthew Bruce AitchisonFisher Investments independent RIANavy Federal Investment Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 2, 2023Aug 21, 2023 (231 d)
Matthew K WasteLPL Financial LLC independent RIANavy Federal Investment Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 14, 2022Mar 14, 2023 (120 d)
Michael Ray SkibbeLPL Financial LLC independent RIANavy Federal Investment Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 19, 2022Sep 19, 2022
Thomas V CherryMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNavy Federal Investment Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 26, 2022Aug 2, 2022
Valerie Marie VitaleMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNavy Federal Investment Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 9, 2022Jul 14, 2022
Milo A ParkCwm, LLC BD affiliatedNavy Federal Investment Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 3, 2022Jun 3, 2022
Tina Renee Haines -AnglinFirst Command Advisory Services BD affiliatedNavy Federal Investment Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 28, 2022Jan 26, 2022
Eunnice NinoWells Fargo Advisors wirehouseNavy Federal Investment Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 11, 2021Sep 8, 2023 (819 d)
Samantha Abigail FelgerFirst Command Advisory Services BD affiliatedNavy Federal Investment Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 8, 2021Oct 21, 2021 (135 d)
William Michael DaleUsaa Investment Services Company no RAUMNavy Federal Investment Services, LLC BD affiliatedOtherJul 30, 2020Oct 27, 2022 (819 d)
Michael Audley HayUsaa Investment Services Company no RAUMNavy Federal Investment Services, LLC BD affiliatedOtherJul 30, 2020Jan 14, 2026 (1994 d)
Vincent LafataUsaa Investment Services Company no RAUMNavy Federal Investment Services, LLC BD affiliatedOtherJul 22, 2020Jun 13, 2023 (1056 d)
Stephen Guy WidnerSorrento Pacific Financial, LLC BD affiliatedNavy Federal Investment Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 10, 2020Oct 5, 2022 (817 d)
James Kendrick FeldmanUsaa Investment Services Company no RAUMNavy Federal Investment Services, LLC BD affiliatedOtherJul 7, 2020Dec 2, 2020 (148 d)
Jason L. HerronNationwide Investment Advisors, LLC BD affiliatedNavy Federal Investment Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherFeb 3, 2020Feb 11, 2020
Diane Mcdonald StaplesArkadios Wealth Advisors independent RIANavy Federal Investment Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 30, 2020Jan 30, 2020
Jennifer AguirrePnc Managed Account Solutions, Inc. BD affiliatedNavy Federal Investment Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 2, 2019Sep 30, 2019
Matthew Tyler StoreyJeffrey Matthews Wealth Management, LLC independent RIANavy Federal Investment Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 4, 2019Aug 30, 2019
Joshua Adam KeyesSecurian Financial Services, Inc. BD affiliatedNavy Federal Investment Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJun 21, 2019Jun 27, 2019
Kevin Michael ZellerCapital One Advisors, LLC no RAUMNavy Federal Investment Services, LLC BD affiliatedOtherApr 23, 2019Apr 24, 2019
Mary Elizabeth MulcahyTd Ameritrade, Inc. no RAUMNavy Federal Investment Services, LLC BD affiliatedOtherJan 18, 2019Jan 28, 2019
John Bowers McconnellEdelman Financial Services, LLC BD affiliatedNavy Federal Investment Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 2, 2018Dec 20, 2018 (48 d)
Robert Louis PetrellaGlobal Investment Advisors, LLC unclassifiedNavy Federal Investment Services, LLC BD affiliatedOtherSep 11, 2018Sep 10, 2018
Fulton BridgesPnc Wealth Management BD affiliatedNavy Federal Investment Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 10, 2018Aug 20, 2018
Michael TitaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNavy Federal Investment Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 11, 2018Jul 18, 2018 (37 d)
Sarah Anne SealeyUsaa Investment Services Company BD affiliatedNavy Federal Investment Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMay 17, 2018May 10, 2018
Joshua Jorge Anthony PorrasIndependent Financial Group, LLC BD affiliatedNavy Federal Investment Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherApr 21, 2018Mar 11, 2020 (690 d)
Brian Thomas BrunickBb&T Securities, LLC otherNavy Federal Investment Services, LLC BD affiliatedOtherJan 22, 2018Jun 26, 2018 (155 d)
Tomeka Lasha BrownCharles Schwab & Co., Inc. national BDNavy Federal Investment Services, LLC otherOtherJan 16, 2018Jan 24, 2018
Tommy Burrell DavisNorthwestern Mutual Investment Services,LLC no RAUMNavy Federal Investment Services, LLC otherOtherDec 1, 2017Dec 11, 2017
David E HammondCuso Financial Services, L.P. otherNavy Federal Investment Services, LLC otherOtherOct 31, 2017Nov 9, 2017
Curtis Clark HarrisPruco Securities, LLC otherNavy Federal Investment Services, LLC otherOtherOct 11, 2017Oct 12, 2017
Robert Calvin WhitesideMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNavy Federal Investment Services, LLC otherOtherJul 28, 2017Jul 19, 2017
Mario Alonzo TrevinoCetera Investment Advisers LLC otherNavy Federal Investment Services, LLC otherOtherJul 7, 2017Jul 18, 2017
Justin Thomas RaymanUBS Financial Services Inc. wirehouseNavy Federal Investment Services, LLC otherOtherMay 16, 2017Oct 11, 2017 (148 d)
John Everette StreetMadden Advisory Services, Inc. otherNavy Federal Investment Services, LLC otherOtherMar 24, 2017May 1, 2017 (38 d)
Norine CorreaNavy Federal Asset Management, LLC otherNavy Federal Investment Services, LLC otherOtherOct 28, 2016Jan 6, 2017 (70 d)
Stephanie Marie GoodrichMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNavy Federal Investment Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJul 22, 2016May 14, 2018 (661 d)
Lisa AubelWells Fargo Advisors wirehouseNavy Federal Investment Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankDec 31, 2013Jul 10, 2018 (1652 d)
Dominique Ayana HopkinsNavy Federal Asset Management, LLC otherNavy Federal Investment Services, LLC BD affiliatedOtherJun 13, 2011Mar 15, 2021 (3563 d)
Lysa Jill RothenbergFsc Securities Corporation otherNavy Federal Investment Services, LLC otherOtherMay 22, 2007May 22, 2007
Elizabeth JosephCuna Brokerage Services, Inc. otherNavy Federal Investment Services, LLC otherOtherOct 5, 2006Oct 5, 2006
David Keith McknightMorgan Stanley Dw Inc. unclassifiedNavy Federal Investment Services, LLC otherOtherJun 7, 2006Apr 23, 2007 (320 d)
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116 moves match.