DFX Intelligence
Advisor moves
Arrivals at Merit Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick Kenneth Carroll | Obsidian Personal Planning Solutions, LLC independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Dec 4, 2025 | Oct 3, 2025 |
| Todd Michael Feldman | Obsidian Personal Planning Solutions, LLC independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Dec 4, 2025 | Oct 6, 2025 |
| Pamela Jean Flick | Obsidian Personal Planning Solutions, LLC independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Dec 4, 2025 | Oct 3, 2025 |
| Jay Bradley Wilen | Obsidian Personal Planning Solutions, LLC independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Dec 4, 2025 | Oct 3, 2025 |
| Vincent Sean Mccarron | Obsidian Personal Planning Solutions, LLC independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Dec 4, 2025 | Oct 3, 2025 |
| Ashley Maurine Helm | Obsidian Personal Planning Solutions, LLC independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Dec 4, 2025 | Oct 3, 2025 |
| Ryan Franklin Evans | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2025 | Nov 14, 2025 |
| John Michael O'Shea | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 18, 2025 | Nov 14, 2025 |
| Shawn Christena Quam-Schulz | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 | Nov 17, 2025 |
| Linda Jean Thomas | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 | Nov 14, 2025 |
| Nicholas James Wilkins | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 | Nov 14, 2025 |
| Steven Richard Fagan | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 | Nov 19, 2025 |
| Nadezda Petrovna Scharnell | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 | Nov 14, 2025 |
| Luke Stortzum | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 | Nov 14, 2025 |
| Thomas Craig Clark | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 | Nov 14, 2025 |
| Saraphina Ann Peters | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2025 | Nov 14, 2025 |
| Alexander William Hansen | Commonwealth Continuum Advisors no RAUM | Merit Financial Advisors independent RIA | Other | Nov 7, 2025 | Nov 26, 2025 |
| Marshall Deon Mennenga | Harbour Investments, Inc. independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Nov 3, 2025 | Nov 3, 2025 |
| Michael James Swenson | Harbour Investments, Inc. independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Nov 3, 2025 | Nov 3, 2025 |
| Lloyd Wendell Mennenga | Harbour Investments, Inc. independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Nov 3, 2025 | Nov 3, 2025 |
| James Earl Ewing | Harbour Investments, Inc. independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Nov 3, 2025 | Nov 3, 2025 |
| Tony Scott Mennenga | Harbour Investments, Inc. independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Nov 3, 2025 | Nov 3, 2025 |
| Royce P Kurtz | Harbour Investments, Inc. independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Nov 3, 2025 | Nov 3, 2025 |
| Amy Carol Thomas | Harbour Investments, Inc. independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Nov 3, 2025 | Nov 3, 2025 |
| Christian Joel O'Connor | Harbour Investments, Inc. independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Nov 3, 2025 | Nov 3, 2025 |
| Elena Bonilla | Harbour Investments, Inc. independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Nov 3, 2025 | Nov 3, 2025 |
| Brian L Brashaw | Osaic Wealth, Inc. BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 24, 2025 | Oct 27, 2025 |
| Matthew Joseph Morzy | Annex Wealth Management, LLC independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Oct 23, 2025 | Jan 12, 2026 (81 d) |
| Daniel Estrada | Fisher Investments independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Oct 3, 2025 | Dec 16, 2025 (74 d) |
| Nicholas Rodriguez | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 20, 2025 | Aug 15, 2025 |
| Michael Donald Fitch | Second Half Financial Partners, LLC independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Aug 14, 2025 | Aug 19, 2025 |
| David James Doherty | Commonwealth Financial Network national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2025 | Feb 19, 2026 (189 d) |
| Brett David Robison | Fiduciary Services LLC institutional | Merit Financial Advisors independent RIA | Other | Aug 12, 2025 | Mar 14, 2025 |
| Gene Clay Esplin | Fiduciary Services LLC institutional | Merit Financial Advisors independent RIA | Other | Aug 12, 2025 | Mar 14, 2025 |
| Joel Daniel Phillips | Fiduciary Services LLC institutional | Merit Financial Advisors independent RIA | Other | Aug 12, 2025 | Mar 14, 2025 |
| Timothy James Williams | Wealth Enhancement Advisory Services, LLC BD affiliated | Merit Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 11, 2025 | Jul 29, 2026 (352 d) |
| Jennifer Chelsea Antosh | Tritonpoint Wealth, LLC independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Aug 11, 2025 | Nov 17, 2025 (98 d) |
| Charles Richard Ambroselli | Patton Albertson Miller Group, LLC independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Aug 6, 2025 | Aug 15, 2025 |
| Jerome Arthur Mahalick | Amp Wealth Management independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Jul 31, 2025 | Jun 24, 2025 |
| Gregory Todd Mahalick | Amp Wealth Management independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Jul 31, 2025 | Jun 24, 2025 |
| James Thomas Breen | Amp Wealth Management independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Jul 31, 2025 | Jun 30, 2025 |
| Philip John Ferrara | Scholar Financial Advising, LLC no RAUM | Merit Financial Advisors independent RIA | Other | Jul 8, 2025 | Jul 14, 2025 |
| Gabriela Cossio | J.P. Morgan Securities LLC wirehouse | Merit Financial Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jun 25, 2025 | Jul 28, 2026 (398 d) |
| Eric Raymond Cumley | Olympic Wealth Management LLC independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Jun 18, 2025 | Jun 13, 2025 |
| David James Grundy | Thrivent Investment Management Inc. BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2025 | Jun 10, 2025 |
| James Houston | Riggs Capital Management, LLC independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | May 30, 2025 | May 30, 2025 |
| Cameron Wesley Foster | Riggs Capital Management, LLC independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | May 30, 2025 | May 30, 2025 |
| Craig Riggs | Riggs Capital Management, LLC independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | May 30, 2025 | May 30, 2025 |
| Robert William Seibel | Strategic Advisers LLC national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | May 8, 2025 | Apr 17, 2025 |
| Christopher M Armstrong | St. John & Associates, Inc. independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | May 5, 2025 | May 5, 2025 |
| Anthony John Hellenbrand | Safeguard Wealth Management independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Apr 25, 2025 | Apr 25, 2025 |
| Eric Hein Sajdak | Safeguard Wealth Management independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Apr 25, 2025 | Apr 25, 2025 |
| Christian A Kalnins | Safeguard Wealth Management independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Apr 25, 2025 | Apr 25, 2025 |
| Andrew Kurt Schroeder | Safeguard Wealth Management independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Apr 25, 2025 | Apr 25, 2025 |
| Mitchell Kent Parker | Safeguard Wealth Management independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Apr 25, 2025 | Apr 25, 2025 |
| Casey Burns Mahoney | Safeguard Wealth Management independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Apr 25, 2025 | Apr 25, 2025 |
| Zachary Cuyler Green | Wealth Enhancement Advisory Services, LLC BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2025 | May 8, 2025 |
| Kathleen O'Dell | Ameriprise Financial Services, LLC national BD | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2025 | May 1, 2025 (38 d) |
| Hector I Luna | Mai Capital Management, LLC independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Mar 20, 2025 | Apr 15, 2025 |
| Jeffrey Robert Hillesland | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Merit Financial Advisors independent RIA | Wirehouse to independent RIA | Mar 18, 2025 | Mar 20, 2025 |
291 moves match.