DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Gradient Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Patrick Smith | Foundations Investment Advisors LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Sep 6, 2023 | Sep 8, 2023 |
| Gregory James Crupi | Alphastar Capital Management independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Sep 5, 2023 | Sep 19, 2023 |
| Belinda Rose Fox | Alphastar Capital Management independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Aug 31, 2023 | Oct 31, 2023 (61 d) |
| Eric John Dileo | Knr Wealth Management, Inc. unclassified | Gradient Advisors, LLC independent RIA | Other | Aug 29, 2023 | Jul 8, 2024 (314 d) |
| John Weaver Bunt | Bankers Life Advisory Services, Inc. BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2023 | Dec 8, 2023 (107 d) |
| Elijah Steven Miller | Securian Financial Services, Inc. independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Aug 11, 2023 | Sep 21, 2023 (41 d) |
| John Solyman | Foundations Investment Advisors LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Jun 20, 2023 | Jun 22, 2023 |
| Michael Gregg Matter | Pruco Securities, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 26, 2023 | Nov 20, 2023 (178 d) |
| Deanna Norris | E*Trade Capital Management, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Apr 18, 2023 | Jul 29, 2024 (468 d) |
| Michael Fritts | Brookstone Capital Management LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Feb 16, 2023 | Apr 9, 2025 (783 d) |
| Vincent Henry Howard | MML Investors Services, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 13, 2023 | Mar 31, 2023 (46 d) |
| Timothy Brian Neer | Pruco Securities, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 3, 2023 | Jun 9, 2023 (157 d) |
| Melissa Kimberly Blumenthal | Pgh Advisors, LLC unclassified | Gradient Advisors, LLC independent RIA | Other | Dec 31, 2022 | Dec 19, 2022 |
| Daniel V Brungard | Pruco Securities, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 16, 2022 | Jun 28, 2023 (194 d) |
| Leslie Kathryn Hollingsworth | Ip Financial Advisory Services LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2022 | Dec 12, 2022 |
| Bryan Wayne Heath | Osaic Wealth, Inc. BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 11, 2022 | Feb 3, 2023 (84 d) |
| John Paxton Dement | Qm Advisors LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Nov 8, 2022 | Aug 1, 2023 (266 d) |
| Kevin Patrick Gerbers | Ae Wealth Management, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2022 | Nov 1, 2022 |
| Richard John Luckow | Virtue Capital Management, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Oct 4, 2022 | Oct 7, 2022 |
| Bradley Milinko Simich | Howard Bailey Securities, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Sep 20, 2022 | Nov 17, 2022 (58 d) |
| Sean A Ruggiero | Gradient Investments, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Sep 20, 2022 | Nov 16, 2022 (57 d) |
| James Jeffrey Proctor | United Advisors America independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Aug 15, 2022 | Sep 13, 2022 |
| Stephanie Ann Burling | Bankers Life Advisory Services, Inc. BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2022 | Sep 9, 2022 (38 d) |
| Scott Daniel Schloegel | Premier Financial Partners, LLC unclassified | Gradient Advisors, LLC independent RIA | Other | Jul 6, 2022 | Dec 19, 2023 (531 d) |
| Gregory Grant Griffin | Griffin Investment Services unclassified | Gradient Advisors, LLC independent RIA | Other | Jul 1, 2022 | Sep 22, 2022 (83 d) |
| Michael Terence Widlake | Simplicity Wealth independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Jul 1, 2022 | Jul 1, 2022 |
| Manuel Martinez | Ruggiero Wealth Management unclassified | Gradient Advisors, LLC independent RIA | Other | Jun 27, 2022 | Sep 12, 2022 (77 d) |
| Carol Marie Dewey | Guardian Pointe Private Wealth Management, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Jun 2, 2022 | Jun 15, 2022 |
| Danielle Cherie Mefford | Ruggiero Wealth Management unclassified | Gradient Advisors, LLC independent RIA | Other | May 23, 2022 | May 28, 2022 |
| Michael John Chrustawka | Ruggiero Wealth Management unclassified | Gradient Advisors, LLC independent RIA | Other | May 11, 2022 | Apr 22, 2022 |
| Thomas James Kaliszak | Ruggiero Wealth Management unclassified | Gradient Advisors, LLC independent RIA | Other | May 9, 2022 | May 11, 2022 |
| David C Selden | Ae Wealth Management, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2022 | May 17, 2022 |
| George Thomas Tyo | Capital Management Services, Inc. independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | May 3, 2022 | Jul 8, 2026 (1527 d) |
| Michele Gerel Miranda | Guardian Financial Partners, LLC mixed wealth | Gradient Advisors, LLC independent RIA | RIA to RIA | Apr 25, 2022 | Jun 30, 2022 (66 d) |
| Thomas Chrobak | Sgl Financial, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Apr 4, 2022 | Feb 11, 2022 |
| Bret James Robertson | Center Street Advisors, Inc. independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Mar 4, 2022 | Mar 3, 2022 |
| Kerin Marie Clark | Corecap Advisors BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2022 | Jan 28, 2022 |
| Marie Celeste Gooch | Pgh Advisors, LLC unclassified | Gradient Advisors, LLC independent RIA | Other | Dec 17, 2021 | Dec 22, 2021 |
| Frank D Davis | Virtue Wealth Counsel, LLC state registered | Gradient Advisors, LLC independent RIA | Other | Nov 5, 2021 | Nov 5, 2021 |
| Jonathan David Rogers | Inspire Advisors, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Oct 11, 2021 | Nov 8, 2021 |
| Robert Cruces | Simplicity Wealth independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Oct 5, 2021 | Nov 2, 2021 |
| Michael Charles Ortola | Vanguard Advisers, Inc. BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2021 | Oct 25, 2022 (390 d) |
| Stiven Olarte | D.H. Hill Advisors, Inc. independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Sep 24, 2021 | Sep 27, 2021 |
| James Edward Eastwood | Allstate Financial Advisors, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2021 | Oct 13, 2021 (40 d) |
| Daniel Mark Smith | MML Investors Services, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2021 | Feb 17, 2022 (170 d) |
| Kristoffer Kaminski | Mutual Of Omaha Investor Services, Inc. no RAUM | Gradient Advisors, LLC independent RIA | Other | Aug 23, 2021 | Nov 5, 2021 (74 d) |
| Joshua David Orton | Park Avenue Securities LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 16, 2021 | Mar 22, 2022 (218 d) |
| Micheal D Lucas | Mutual Of Omaha Investor Services, Inc. no RAUM | Gradient Advisors, LLC independent RIA | Other | Aug 2, 2021 | Jan 11, 2022 (162 d) |
| Jeffery Gene Musgrove | Bayou City Financial Advisors, LLC unclassified | Gradient Advisors, LLC independent RIA | Other | Aug 2, 2021 | Jul 2, 2021 |
| Kerry James Bouchard | Simplicity Wealth independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Jul 30, 2021 | Jan 1, 2026 (1616 d) |
| Heather Victoria Herring | One Oak Private Wealth And Asset Management unclassified | Gradient Advisors, LLC independent RIA | Other | Jul 6, 2021 | Jun 4, 2021 |
| David Maldonado | Ae Wealth Management, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 28, 2021 | Aug 24, 2021 (57 d) |
| Michael Marvin Quarles | Ae Wealth Management, LLC BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 14, 2021 | Jun 4, 2021 |
| Mark Gerard Munger | Virtue Wealth Counsel, LLC state registered | Gradient Advisors, LLC independent RIA | Other | Mar 12, 2021 | Sep 22, 2021 (194 d) |
| Ryan Christopher Hall | Accelerated Wealth Advisors LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Mar 9, 2021 | Jan 1, 2025 (1394 d) |
| Ralph Lloyd Gale | Iams Wealth Management, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Feb 24, 2021 | Feb 2, 2022 (343 d) |
| Steven Ronald Eckroth | Thrivent Investment Management Inc. BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 19, 2021 | Apr 29, 2021 (69 d) |
| Melinda Kay Bell | Ae Wealth Management, LLC independent RIA | Gradient Advisors, LLC independent RIA | RIA to RIA | Feb 11, 2021 | Feb 9, 2021 |
| Robert C Talbot | Ocean Crest Financial unclassified | Gradient Advisors, LLC independent RIA | Other | Dec 31, 2020 | Nov 17, 2021 (321 d) |
| James Marks Bower | Woodbury Financial Services, Inc. BD affiliated | Gradient Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2020 | Jan 8, 2021 |
268 moves match.