DFX Intelligence
Advisor moves
Arrivals at Cwm, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Isaac Fuchs | Advisors Capital Management, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 6, 2026 | Apr 6, 2026 (31 d) |
| Stephen Thomas Bogosian | Beacon Capital Management, Inc. mixed wealth | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 3, 2026 | Mar 9, 2026 |
| Jeanna Lynn Stecklein | Orion Portfolio Solutions, LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2026 | Apr 1, 2026 |
| Brendan Andrew Moore | Raymond James & Associates, Inc. national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2026 | Feb 27, 2026 |
| Ashli Marie Lehman | Wells Fargo Advisors wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 17, 2026 | Feb 17, 2026 |
| Roger Stephen Augustyn | Osaic Advisory Services, LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2026 | Jan 26, 2026 |
| Keith H Blythe | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2026 | Jan 9, 2026 |
| Douglas Everett Wells | Wells Trecaso Financial Group, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Sep 17, 2025 |
| Floyd Lee Shilanski | Shilanski & Associates, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Sep 24, 2025 |
| Ralph Edward Trecaso | Wells Trecaso Financial Group, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Sep 17, 2025 |
| John Joseph Raleigh | Shilanski & Associates, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Sep 23, 2025 |
| Christopher C Walters | Wells Trecaso Financial Group, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Sep 17, 2025 |
| Edward Paul Hoyt | Shilanski & Associates, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Sep 23, 2025 |
| Micah Vincent Shilanski | Shilanski & Associates, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Sep 23, 2025 |
| Jamie Carlene Shilanski | Shilanski & Associates, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Sep 23, 2025 |
| Michael Espinoza | Cetera Investment Advisers LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Dec 16, 2025 |
| Christian J Graddon-Sakamoto | Shilanski & Associates, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Sep 23, 2025 |
| Luke Daniel Eberly | Shilanski & Associates, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Sep 23, 2025 |
| Samuel Joseph Trecaso | Wells Trecaso Financial Group, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Sep 17, 2025 |
| Mia Tinyi Heinrichs | Ameriprise Financial Services, LLC national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 26, 2025 | Jan 29, 2026 (34 d) |
| Mario Anthony Riccadonna | Note Advisors, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 16, 2025 | Jan 13, 2026 |
| Silver Sibert | Mutual Of Omaha Investor Services, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 11, 2025 | Dec 23, 2025 |
| Matthew David Arkfeld | Osaic Wealth, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 26, 2025 | Dec 3, 2025 |
| Dalton James Preston | Eagle Strategies LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2025 | Mar 10, 2026 (125 d) |
| Kevin Gregory Bruce | Align Investment Research, LLC unclassified | Cwm, LLC BD affiliated | Other | Oct 22, 2025 | Oct 30, 2025 |
| Shalana Denise Poole | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2025 | Oct 21, 2025 |
| Patricia Ann Wilder | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2025 | Oct 21, 2025 |
| Alicia Danielle Baxter | Next Financial Group, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2025 | Nov 6, 2025 |
| Joel David Riha-Aldrich | Orion Portfolio Solutions, LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 8, 2025 | Oct 8, 2025 |
| Karl Gregory Salocks | Destination Wealth Management independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 6, 2025 | Feb 10, 2026 (127 d) |
| Casey Marie Laframboise | Fifth Third Securities, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2025 | Oct 22, 2025 |
| Patrick Sean Henderson | Aveo Capital Partners, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2025 | Jul 9, 2025 |
| John Norman Dalton | Aveo Capital Partners, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2025 | Jul 8, 2025 |
| Brian Patrick Rorick | Aveo Capital Partners, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2025 | Jul 8, 2025 |
| Dana Fambrough Bath | Aveo Capital Partners, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2025 | Jul 8, 2025 |
| Michael Walter Beermann | Aveo Capital Partners, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2025 | Jul 8, 2025 |
| Robert Bryan Douglas | Aveo Capital Partners, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2025 | Jul 9, 2025 |
| Marsha Newman Nuttall | Aveo Capital Partners, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2025 | Jan 6, 2026 (96 d) |
| Timothy Neville Fowler | Morgan Stanley wirehouse | Cwm, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 2, 2025 | Oct 7, 2025 |
| Ashli B Collins | Aveo Capital Partners, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2025 | Jul 9, 2025 |
| Jonathan Erik Adams | Aveo Capital Partners, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 2, 2025 | Jul 9, 2025 |
| Edwin James Woolley | United Planners' Financial Services Of America A Limited Partner independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 23, 2025 | Sep 8, 2025 |
| Brady Vance Bell | Charles Schwab & Co., Inc. national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2025 | Sep 29, 2025 |
| Christopher John Frey | Wambolt & Associates, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2025 | Jun 9, 2025 |
| Shaun Michael Cavanagh | Wambolt & Associates, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2025 | Jun 9, 2025 |
| William Michener | Wambolt & Associates, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2025 | Jun 9, 2025 |
| Eleni Yeros | Wambolt & Associates, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2025 | Jun 9, 2025 |
| Brady Allen Jones | Wambolt & Associates, LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 12, 2025 | Jun 10, 2025 |
| Paris June Proctor | Raymond James Financial Services Advisors, Inc BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2025 | Jan 22, 2026 (134 d) |
| Amber Renee Scarborough | LPL Financial LLC BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2025 | Jul 30, 2025 |
| Lucas John Thompson | Thrivent Investment Management Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 24, 2025 | Sep 3, 2025 (41 d) |
| Stephen Clinton Derl Whiteman | Osaic Wealth, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2025 | Jul 28, 2025 |
| Evan Blake Welch | Varra Financial independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 14, 2025 | Jul 15, 2025 |
| Liam Quintin Smith | Charles Schwab & Co., Inc. national BD | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 12, 2025 | Oct 13, 2025 (93 d) |
| Frederick Joseph Payne | Northwest Capital Management Inc. institutional | Cwm, LLC BD affiliated | Other | Jul 7, 2025 | Jun 12, 2023 |
| Jon Charles Mommaerts | B.A. Roberts Financial Services, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 7, 2025 | Apr 7, 2025 |
| Jason John Rolling | B.A. Roberts Financial Services, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 7, 2025 | Apr 8, 2025 |
| Haley Reed Wainio | B.A. Roberts Financial Services, Inc. independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 7, 2025 | Apr 7, 2025 |
| Nancy Anne Nawn | Origin Investment Advisory LLC independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 26, 2025 | Dec 1, 2025 (158 d) |
| Nicholas Richard Simonson | Madison Partners independent RIA | Cwm, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jun 20, 2025 | Jun 30, 2025 |
705 moves match.