DFX Intelligence

RIA Intelligence

Advisor moves

Arrivals at Corecap Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Lee HowardLPL Financial LLC independent RIACorecap Advisors BD affiliatedRIA to affiliated broker-dealer or bankNov 12, 2018Nov 2, 2018
Leeland RunestadSecurian Financial Services, Inc. BD affiliatedCorecap Advisors BD affiliatedAffiliated broker-dealer or bank to anotherSep 10, 2018Jan 4, 2019 (116 d)
William Raymond MccurdyAdvice And Planning Services BD affiliatedCorecap Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 23, 2018Jun 10, 2025 (2483 d)
Craig Thomas CoughlinRegal Investment Advisors LLC BD affiliatedCorecap Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 8, 2018Aug 17, 2018
Jill Ann LowtherPrimerica Advisors national BDCorecap Advisors BD affiliatedAffiliated broker-dealer or bank to anotherJun 1, 2018Jan 30, 2020 (608 d)
Alexandre MaltezUSA Financial Securities LLC independent RIACorecap Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 1, 2018Jul 9, 2018 (69 d)
Mark Everett CharnetUSA Financial Securities LLC independent RIACorecap Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 26, 2018Apr 27, 2018
Donald Kenneth OrbanAe Wealth Management, LLC independent RIACorecap Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 24, 2018Apr 20, 2018
Craig David RumlerRg Capital independent RIACorecap Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 26, 2018Sep 4, 2020 (952 d)
William Joseph RevoirGlobal Financial Private Capital, Inc. otherCorecap Advisors otherOtherDec 31, 2017Jan 2, 2018
Jacob R SansomCambridge Investment Research Advisors, Inc. otherCorecap Advisors otherOtherDec 15, 2017Jan 4, 2018
Christopher Michael AllenInvestment Network, Inc. state registeredCorecap Advisors otherOtherDec 1, 2017Dec 1, 2017
Nicole Eileen BrewerInvestment Network, Inc. state registeredCorecap Advisors otherOtherDec 1, 2017Dec 1, 2017
Nicholas Adam BourTlg Advisors, Inc. otherCorecap Advisors otherOtherOct 27, 2017Nov 1, 2017
Meridith Louise HutchensPolaris Wealth Advisory Group otherCorecap Advisors otherOtherJun 29, 2017May 10, 2017
Jennifer Puckett HunterRaymond James & Associates, Inc. national BDCorecap Advisors otherOtherMay 10, 2017May 25, 2017
Suresh BasnetVoya Financial Advisors, Inc. otherCorecap Advisors otherOtherMar 14, 2017Jun 10, 2017 (88 d)
Steven Robert SeibelCapital Synergy Partners independent RIACorecap Advisors otherOtherMar 13, 2017Mar 10, 2017
John Walter YoashNorthstar Wealth Management, LLC unclassifiedCorecap Advisors otherOtherJan 31, 2017Mar 29, 2017 (57 d)
Bruce Joseph MaginnPark Avenue Securities LLC otherCorecap Advisors otherOtherJan 27, 2017Jan 19, 2017
David L KnutsonVoya Financial Advisors, Inc. otherCorecap Advisors otherOtherDec 31, 2016Mar 12, 2018 (436 d)
Constantine George BurlosVirtue Capital Management, LLC otherCorecap Advisors otherOtherNov 30, 2016Jan 11, 2017 (42 d)
Richard Joe JohannsenStrategic Financial Partners, Ltd otherCorecap Advisors otherOtherNov 22, 2016Nov 10, 2016
John J KalendekVoya Financial Advisors, Inc. otherCorecap Advisors otherOtherOct 18, 2016Oct 14, 2016
Quinc Verne PearcyAlphastar Capital Management otherCorecap Advisors otherOtherSep 13, 2016Sep 21, 2016
Jay Martin FerransQuest Securities, Inc. unclassifiedCorecap Advisors otherOtherSep 12, 2016Sep 12, 2016
Justin Lee FortAlphastar Capital Management otherCorecap Advisors otherOtherSep 7, 2016Sep 7, 2016
Steven Craig ConnersSsn Advisory, Inc. otherCorecap Advisors otherOtherAug 31, 2016Sep 14, 2016
David Michael HowardLPL Financial LLC otherCorecap Advisors otherOtherJul 5, 2016Jun 15, 2016
Roger P WelshansRBC Capital Markets, LLC national BDCorecap Advisors otherOtherJun 29, 2016Jun 20, 2016
Gary Charles HaackFsc Securities Corporation otherCorecap Advisors otherOtherJun 27, 2016Jun 2, 2016
Kimberly Louise JamiesonB Riley Wealth Management otherCorecap Advisors otherOtherApr 20, 2016Jun 6, 2016 (47 d)
Matthew Craig EssmannEquitable Advisors, LLC national BDCorecap Advisors otherOtherFeb 12, 2016Feb 10, 2016
Daniel J MilanEquitable Advisors, LLC national BDCorecap Advisors otherOtherFeb 12, 2016Feb 10, 2016
Aaron Edmond WoosterSimplyria Advisor Network otherCorecap Advisors otherOtherFeb 4, 2016Jan 22, 2016
Darryl Lamar TrimbleWells Fargo Advisors wirehouseCorecap Advisors otherOtherJan 20, 2016Feb 16, 2016
Joseph Everette RosemanOsaic Fa, Inc. otherCorecap Advisors otherOtherOct 22, 2015Oct 16, 2015
Kamron NahavandiSagepoint Financial, Inc. otherCorecap Advisors otherOtherOct 16, 2015Jul 21, 2017 (644 d)
Nicholas Ralph CampFirst Advisors National, LLC otherCorecap Advisors otherOtherSep 25, 2015Sep 25, 2015
Russell Lee LunaFirst Advisors National, LLC otherCorecap Advisors otherOtherSep 16, 2015Aug 24, 2015
Kyle F O'DellFirst Advisors National, LLC otherCorecap Advisors otherOtherAug 3, 2015Aug 6, 2015
Jeremy David ShippFirst Advisors National, LLC otherCorecap Advisors otherOtherAug 3, 2015Aug 4, 2015
Paul Michael CostaOn Investment Management Co otherCorecap Advisors otherOtherJul 21, 2015Aug 3, 2015
Brett Allen WoodOneamerica Securities, Inc. otherCorecap Advisors BD affiliatedOtherMar 13, 2015Jul 15, 2021 (2316 d)
Christopher James AndersonTransamerica Financial Advisors, LLC otherCorecap Advisors otherOtherFeb 20, 2015Mar 9, 2015
Colby Todd WightTransamerica Financial Advisors, LLC otherCorecap Advisors otherOtherDec 31, 2014Mar 10, 2015 (69 d)
William George AlexanderTrustee Empowerment & Protection, Inc. otherCorecap Advisors BD affiliatedOtherDec 31, 2014Jul 30, 2018 (1307 d)
Alan Paul HarrisTransamerica Financial Advisors, LLC otherCorecap Advisors otherOtherNov 17, 2014Nov 24, 2014
Nicholas James PetersonTransamerica Financial Advisors, LLC otherCorecap Advisors otherOtherNov 13, 2014Nov 17, 2014
Diana Elizabeth HunterTransamerica Financial Advisors, LLC otherCorecap Advisors otherOtherNov 12, 2014Nov 18, 2014
Kyle Jackson MccauleySecurian Financial Services, Inc. otherCorecap Advisors otherOtherAug 21, 2014Jan 12, 2015 (144 d)
David Wayne MuncieTrustee Empowerment & Protection, Inc. otherCorecap Advisors otherOtherJul 11, 2014Mar 3, 2016 (601 d)
Jeffrey Harry KlauenbergQuestar Asset Management, Inc. otherCorecap Advisors otherOtherJun 18, 2014Jun 24, 2014
Brett Lawrence MillsSimplyria Advisor Network otherCorecap Advisors otherOtherApr 22, 2014Apr 15, 2014
Reno John FrazzittaRedhawk Wealth Advisors, Inc. otherCorecap Advisors otherOtherFeb 27, 2014Aug 6, 2014 (160 d)
Brooks Eugene StahlneckerIntegrity Alliance, LLC otherCorecap Advisors otherOtherSep 3, 2013Oct 5, 2015 (762 d)
Ronald Michael GuevarraQuest Capital Strategies, Inc. otherCorecap Advisors otherOtherAug 2, 2013Aug 5, 2013
David James CunninghamBb&T Investment Services, Inc. no RAUMCorecap Advisors otherOtherJul 24, 2013Aug 30, 2013 (37 d)
William Joseph RevoirEquitable Advisors, LLC national BDCorecap Advisors otherOtherApr 12, 2013Aug 1, 2013 (111 d)
Daniel Todd SimonNorthwestern Mutual Investment Services,LLC otherCorecap Advisors BD affiliatedOtherMar 19, 2013Feb 8, 2019 (2152 d)
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131 moves match.