DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Lion Street Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kristina Chuck Sabbatini | Ameritas Advisory Services independent RIA | Lion Street Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 22, 2020 | Jul 22, 2020 |
| Tristan Michael Bolton | Waddell & Reed BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2020 | Jul 15, 2020 |
| Eric Paul Rader | Tlg Advisors, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2020 | Jul 8, 2020 |
| Todd Morris Mezrah | M Holdings Securities, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2020 | Sep 10, 2020 (126 d) |
| Kenneth George Gibson | M Holdings Securities, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2020 | May 4, 2020 |
| Robert Joseph Rainey | M Holdings Securities, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2020 | May 1, 2020 |
| Craig Alan Rutledge | M Holdings Securities, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2020 | May 1, 2020 |
| Rebecca Anne Napier | M Holdings Securities, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2020 | May 1, 2020 |
| Thomas Edward Miller | M Holdings Securities, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 4, 2020 | May 6, 2020 |
| Christopher Michael Schommer | LPL Financial LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2020 | May 15, 2020 (39 d) |
| Donald Roy Payne | Kestra Advisory Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2020 | Apr 13, 2020 |
| Nathan C Flah | Kestra Advisory Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 28, 2020 | Apr 10, 2020 |
| Thomas Wayne Davis | American Independent Securities Group, LLC independent RIA | Lion Street Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2020 | Feb 24, 2020 |
| Nichole Renee Zahner | American Independent Securities Group, LLC independent RIA | Lion Street Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 24, 2020 | Feb 24, 2020 |
| Lisa C Mendis | Edelman Financial Engines independent RIA | Lion Street Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 24, 2019 | Jan 8, 2020 |
| Brian Donald Burns | Securities America Advisors, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2019 | Dec 19, 2019 |
| David Roland Nabity | Nabity Business Advisors unclassified | Lion Street Advisors, LLC BD affiliated | Other | Dec 6, 2019 | Feb 2, 2023 (1154 d) |
| Kevin Joseph Welu | Private Advisor Group, LLC independent RIA | Lion Street Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 6, 2019 | Dec 6, 2019 |
| James Apostolico | Tlg Advisors, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 28, 2019 | Apr 22, 2021 (542 d) |
| Mallory Jane Hall | Wells Fargo Advisors wirehouse | Lion Street Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 25, 2019 | Sep 23, 2020 (334 d) |
| Shelley Leavitt Nadel | Fsc Securities Corporation BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 10, 2019 | Oct 7, 2019 |
| Paul Bendus Shockley | Park Avenue Securities LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2019 | Sep 10, 2021 (709 d) |
| Todd Sheppard Healy | Kestra Advisory Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2019 | Sep 9, 2019 |
| Carolyn Jane Smith | Kestra Advisory Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2019 | Sep 9, 2019 |
| Travis Edward Sollinger | Pruco Securities, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2019 | Nov 11, 2019 (69 d) |
| Robert Edward Nienaber | Kestra Advisory Services, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 29, 2019 | Aug 28, 2019 |
| Ross A Ferrin | Park Avenue Securities LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2019 | Jan 28, 2020 (153 d) |
| Christopher Michael Fehr | Freedom Financial Wealth Management LLC unclassified | Lion Street Advisors, LLC BD affiliated | Other | Aug 28, 2019 | Apr 25, 2019 |
| Jeffrey Navarra Tomaneng | Capital Analysts BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 14, 2019 | Sep 12, 2019 |
| Scott Patrick Kelley | Ameritas Advisory Services BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2019 | Aug 1, 2019 |
| Samson Kam Long Chan | Ameritas Advisory Services BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2019 | Aug 1, 2019 |
| Andrew Michael Nevin | Ameritas Advisory Services BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2019 | Aug 1, 2019 |
| Elizabeth Husserl | Ameritas Advisory Services BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 2, 2019 | Aug 1, 2019 |
| Neil Christopher Guarniere | Capital Analysts BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 25, 2019 | Sep 17, 2019 (84 d) |
| Matthew R Sweat | M Holdings Securities, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2019 | May 29, 2019 |
| Gregory Scott Cahill | Valmark Advisers, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2019 | May 21, 2019 |
| Steven Carl Price | Bpu Investment Management, Inc. independent RIA | Lion Street Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 15, 2019 | Mar 15, 2019 |
| Lori Jean Ellingson | Voya Financial Advisors, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2018 | Jan 10, 2019 |
| Michael Patrick Fennessy | Park Avenue Securities LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 11, 2018 | Dec 11, 2018 |
| Catherine Mary Arnet-Valega | LPL Financial LLC independent RIA | Lion Street Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2018 | Dec 14, 2018 |
| Brandon E Rodriguez Arellano | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Lion Street Advisors, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 30, 2018 | Oct 12, 2020 (713 d) |
| Craig Edmund Lytle | Signator Investors, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 22, 2018 | Aug 21, 2020 (669 d) |
| Duane Robert Mattson | Dimensional Fund Advisors LP asset manager | Lion Street Advisors, LLC BD affiliated | Other | Oct 10, 2018 | Jan 7, 2021 (820 d) |
| Jonathan Paul Krueger | Accelerated Wealth Advisors LLC independent RIA | Lion Street Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 28, 2018 | Oct 2, 2018 |
| Gabriel Tye Pelphrey | Northwestern Mutual Investment Services,LLC no RAUM | Lion Street Advisors, LLC BD affiliated | Other | Sep 4, 2018 | Sep 12, 2018 |
| Marla Ann Mcclain | M Holdings Securities, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2018 | Jul 30, 2018 |
| Howard Mark Ramsamugh | Fsc Securities Corporation BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2018 | Jul 27, 2018 |
| Venzon Vicencio Aromin | Fsc Securities Corporation BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2018 | Aug 1, 2018 |
| Jonathan Peter Sowa | Fsc Securities Corporation BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2018 | Jul 31, 2018 |
| Thomas Patrick Caffrey | Fsc Securities Corporation BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2018 | Jul 27, 2018 |
| Joseph Patrick Mcdowell | Fsc Securities Corporation BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2018 | Jul 31, 2018 |
| Allix C Dennis | M Holdings Securities, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 16, 2018 | Aug 8, 2018 |
| Coby Van Harper | M Holdings Securities, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2018 | Jul 23, 2018 |
| James Ordell Judd | Cetera Advisor Networks LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 5, 2018 | Jul 2, 2018 |
| Michael Steven Mcmartin | Hornor, Townsend & Kent, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2018 | Jun 18, 2018 |
| Joshua B Whelan | Hornor, Townsend & Kent, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2018 | Jun 18, 2018 |
| Zachary Joel Hamilton | Hornor, Townsend & Kent, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2018 | Jun 18, 2018 |
| Grant David Monson | Hornor, Townsend & Kent, LLC BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2018 | Jun 18, 2018 |
| Walker Person | Tlg Advisors, Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2018 | Jul 11, 2018 (37 d) |
| Cody James Jochim | Thrivent Investment Management Inc. BD affiliated | Lion Street Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2018 | Jun 4, 2018 |
176 moves match.