DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Madison Avenue Securities, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Curtis Cayle Cook	Global Financial Private Capital, Inc. other	Madison Avenue Securities, LLC independent RIA	Other	Nov 21, 2017	Mar 1, 2019 (465 d)
Michael John Martinez	Kovack Advisors, Inc. other	Madison Avenue Securities, LLC other	Other	Sep 29, 2017	Oct 12, 2017
Brian Wesley Low	Investment Advisors Corp other	Madison Avenue Securities, LLC other	Other	Jun 9, 2017	Jun 12, 2017
Patrick Wayne Ayers	Voya Financial Advisors, Inc. other	Madison Avenue Securities, LLC other	Other	Feb 14, 2017	Feb 10, 2017
Marysol Flores Salazar	Primerica Advisors national BD	Madison Avenue Securities, LLC independent RIA	Affiliated broker-dealer or bank to independent RIA	Dec 31, 2016	Feb 21, 2018 (417 d)
Christine Jean Diruscio	Mariner Advisor Network other	Madison Avenue Securities, LLC other	Other	Nov 18, 2016	Nov 18, 2016
Karen F Ricketts	Edward Jones national BD	Madison Avenue Securities, LLC BD affiliated	Affiliated broker-dealer or bank to another	Aug 24, 2016	May 7, 2020 (1352 d)
Donald L Anders	Planmember Securities Corporation other	Madison Avenue Securities, LLC other	Other	Jul 28, 2016	Aug 1, 2016
Todd Jonathan Labellman	Planmember Securities Corporation other	Madison Avenue Securities, LLC other	Other	Jul 28, 2016	Aug 2, 2016
Justin Michael Bailey	Waddell & Reed other	Madison Avenue Securities, LLC other	Other	Jul 25, 2016	Apr 21, 2017 (270 d)
Brian Ross Sullivan	Ameritas Advisory Services other	Madison Avenue Securities, LLC other	Other	Jun 28, 2016	Jun 22, 2016
Terrilyn Dawn Brownfield	Gradient Wealth Management other	Madison Avenue Securities, LLC other	Other	May 2, 2016	May 5, 2016
Vincent John Klein	Transamerica Financial Advisors, LLC other	Madison Avenue Securities, LLC other	Other	Apr 28, 2016	May 6, 2016
Leslie Penka	Waddell & Reed other	Madison Avenue Securities, LLC other	Other	Mar 14, 2016	Nov 8, 2016 (239 d)
Bruce Douglas Beaty	Onpointe Advisory And Financial Services, LLC other	Madison Avenue Securities, LLC BD affiliated	Other	Dec 16, 2015	Jun 11, 2020 (1639 d)
Michael Alan Martin	USA Financial Securities LLC other	Madison Avenue Securities, LLC other	Other	Nov 4, 2015	Dec 8, 2015 (34 d)
Phimar Dale Patterson	Msi Financial Services, Inc. other	Madison Avenue Securities, LLC other	Other	May 19, 2015	Jun 25, 2015 (37 d)
Jason Townsend Lambert	Morgan Stanley wirehouse	Madison Avenue Securities, LLC other	Other	Jan 26, 2015	May 5, 2015 (99 d)
Lana Bayley Rhodes	Ameriprise Financial Services, LLC national BD	Madison Avenue Securities, LLC other	Other	Dec 2, 2014	Sep 13, 2016 (651 d)
Stephen Cauley Scanlon	Alliancebernstein L.P. other	Madison Avenue Securities, LLC other	Other	Apr 22, 2014	Jun 7, 2016 (777 d)
Patrick Jay Wardian	USA Financial Securities LLC other	Madison Avenue Securities, LLC other	Other	Oct 24, 2013	Oct 18, 2013
Kenneth David Loebel	Cetera Investment Services LLC other	Madison Avenue Securities, LLC other	Other	Oct 4, 2013	Oct 22, 2013
Kai Salocks	Independent Financial Group, LLC other	Madison Avenue Securities, LLC other	Other	Jun 21, 2013	Sep 12, 2013 (83 d)
Robert Laurence Kunde	American Independent Securities Group, LLC other	Madison Avenue Securities, LLC other	Other	Jun 17, 2013	Jun 17, 2013
David Osborne Gillaspy	Allstate Financial Advisors, LLC no RAUM	Madison Avenue Securities, LLC other	Other	Mar 5, 2013	Apr 2, 2013
Thomas Wayne Young	Ameritas Advisory Services other	Madison Avenue Securities, LLC other	Other	Dec 31, 2012	Jan 4, 2013
Royce Orlando Richardson	Waddell & Reed other	Madison Avenue Securities, LLC other	Other	Aug 28, 2012	Aug 12, 2015 (1079 d)
Paul Dennis Schrette	Voya Financial Advisors, Inc. other	Madison Avenue Securities, LLC other	Other	Aug 9, 2012	Aug 7, 2012
Joseph Vernon Lee	Voya Financial Advisors, Inc. other	Madison Avenue Securities, LLC other	Other	Aug 9, 2012	Aug 7, 2012
Christopher Edward Miller	Strategic Advisers LLC national BD	Madison Avenue Securities, LLC other	Other	Jun 27, 2012	Aug 26, 2015 (1155 d)
David Robert Topper	Edward Jones national BD	Madison Avenue Securities, LLC other	Other	Feb 1, 2012	Jul 7, 2015 (1252 d)
Joseph David Duffey	Invest Financial Corporation other	Madison Avenue Securities, LLC other	Other	Dec 31, 2011	Jan 3, 2012
Dennis Alan Cirbo	Concourse Financial Group Advisors other	Madison Avenue Securities, LLC other	Other	Dec 14, 2011	Dec 16, 2011
Steven Brahy	Chase Investment Services Corp. other	Madison Avenue Securities, LLC BD affiliated	Other	Nov 4, 2011	Feb 26, 2021 (3402 d)
Patricia Michelleheaton Parker	Transamerica Financial Advisors, LLC other	Madison Avenue Securities, LLC other	Other	May 9, 2011	Nov 10, 2011 (185 d)
Gregory Anthony Matthews	Next Financial Group, Inc. other	Madison Avenue Securities, LLC other	Other	Apr 18, 2011	Jun 21, 2011 (64 d)
Francis Cherniawski	Spc other	Madison Avenue Securities, LLC BD affiliated	Other	Apr 13, 2011	Dec 23, 2021 (3907 d)
David Ralph Weber	Uniplan Financial Investments Inc. unclassified	Madison Avenue Securities, LLC other	Other	Dec 31, 2010	Sep 27, 2011 (270 d)
Brian Eugene Carden	Peachtree Planning Advisors, Inc. unclassified	Madison Avenue Securities, LLC independent RIA	Other	Dec 31, 2010	Oct 31, 2018 (2861 d)
James A Atwood	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Madison Avenue Securities, LLC other	Other	Dec 6, 2010	Apr 26, 2011 (141 d)
Vicki Lynn Joern	Momentum Independent Network Inc. other	Madison Avenue Securities, LLC other	Other	May 7, 2010	Jun 13, 2011 (402 d)
Kevin Charles Mccarthy	Ameritas Advisory Services other	Madison Avenue Securities, LLC other	Other	May 4, 2010	May 26, 2010
Eric James Viavattene	MML Investors Services, LLC other	Madison Avenue Securities, LLC other	Other	Dec 31, 2009	Mar 18, 2010 (77 d)
Robin Seaton Gruber	Fsfinancial Stategies,LLC unclassified	Madison Avenue Securities, LLC other	Other	Dec 31, 2009	Aug 18, 2009
Kenneth Lee Harvey	Wells Fargo Advisors wirehouse	Madison Avenue Securities, LLC other	Other	Jun 26, 2009	Jul 21, 2009
Jeremy Jason Gassman	Osaic Fs, Inc. other	Madison Avenue Securities, LLC other	Other	May 13, 2009	May 12, 2009
Kent Allen Cornell	Avantax Advisory Services other	Madison Avenue Securities, LLC other	Other	Jan 5, 2007	Nov 11, 2010 (1406 d)
Neil Jay Werberig	Eagle Strategies LLC other	Madison Avenue Securities, LLC other	Other	Jul 10, 2006	Oct 27, 2015 (3396 d)
Danny Earl Thomas	Brecek & Young Advisors, Inc. other	Madison Avenue Securities, LLC other	Other	Oct 11, 2004	Jun 3, 2010 (2061 d)
Meagan Nicole Phelps	Independent Capital Management unclassified	Madison Avenue Securities, LLC other	Other	Mar 13, 2003	Jul 21, 2009 (2322 d)

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110 moves match.