DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Kestra Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Robert Hammer | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Apr 1, 2026 |
| Eric William Connor | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Apr 1, 2026 |
| Adam R Hammer | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2026 | Apr 1, 2026 |
| Leslie A Evans-Dunn | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2026 | Apr 1, 2026 |
| Christopher Lawrence Ganim | Ganim Private Wealth mixed wealth | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 27, 2026 | May 1, 2023 |
| Eric Stephen Matthew Kee | Personal Benefit Financial unclassified | Kestra Advisory Services, LLC BD affiliated | Other | Mar 13, 2026 | Aug 27, 2018 |
| Melissa Jane Constant | Personal Benefit Financial unclassified | Kestra Advisory Services, LLC BD affiliated | Other | Mar 13, 2026 | Aug 27, 2018 |
| Larry Ronald Blair | Personal Benefit Financial unclassified | Kestra Advisory Services, LLC BD affiliated | Other | Mar 13, 2026 | Aug 27, 2018 |
| David Elias Sawan | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Apr 9, 2026 (36 d) |
| Min Sub Song | Principal Securities, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2026 | Mar 12, 2026 |
| George Michael Bowen | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2026 | Mar 5, 2026 |
| James Stephen Davos | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 3, 2026 | Mar 3, 2026 |
| Andrea Kenner | LPL Enterprise, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 2, 2026 | Mar 6, 2026 |
| Eduardo Saenz Cano | Edward Jones national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 27, 2026 | Jul 28, 2026 (151 d) |
| Joseph Francis Peterson | Thrivent Investment Management Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 25, 2026 | Feb 24, 2026 |
| Paul Joseph Scileppi | Ameriprise Financial Services, LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2026 | Feb 23, 2026 |
| Olesya Reyenger | Morgan Stanley wirehouse | Kestra Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Feb 23, 2026 | Mar 20, 2026 |
| Brandy Nicole Friend | Edward Jones national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2026 | May 1, 2026 (67 d) |
| Fadel Krisht | Goldman Sachs Wealth Services, L.P. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 19, 2026 | Feb 11, 2026 |
| Nihad Basic | Raymond James Financial Services Advisors, Inc BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 18, 2026 | Jul 2, 2026 (134 d) |
| Todd J Jakubik | Hornor, Townsend & Kent, LLC independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 17, 2026 | Feb 17, 2026 |
| Brandon James Grocki | Hornor, Townsend & Kent, LLC independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 17, 2026 | Feb 17, 2026 |
| James Christopher Lynch | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jan 27, 2026 |
| Donald Lee Albacker | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jan 27, 2026 |
| Michael Thomas Lam | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 27, 2026 | Jan 27, 2026 |
| Carly M Neidecker | T. Rowe Price Advisory Services, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2026 | Jan 23, 2026 |
| Robert Jackson Webb | Ameriprise Financial Services, LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2026 | Jan 27, 2026 |
| Trenton T Hazen | Nepsis, Inc. independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 22, 2026 | Jan 26, 2026 |
| Joseph Masino | Jfg Wealth Management, LLC independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 21, 2026 | Jul 28, 2026 (188 d) |
| Edward James Collins | Collins Wealth Management, Inc. unclassified | Kestra Advisory Services, LLC BD affiliated | Other | Jan 20, 2026 | Sep 9, 2025 |
| James Douglas Freeman | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2026 | Jan 26, 2026 |
| Cameron Sean Freeman | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2026 | Jan 26, 2026 |
| Cole Brady Anderson | Collins Wealth Management, Inc. unclassified | Kestra Advisory Services, LLC BD affiliated | Other | Jan 20, 2026 | Sep 9, 2025 |
| Casey John Robinson | Waldron Private Wealth independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 14, 2026 | May 13, 2026 (119 d) |
| Carlos Francisco Rosado | Florida Financial Advisors, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 13, 2026 | Jun 17, 2026 (155 d) |
| Joseph Anthony Jiovenetta | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2026 | Jan 8, 2026 |
| Vincent Mark Jiovenetta | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2026 | Jan 8, 2026 |
| Charles Evans Roe | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Jan 8, 2026 |
| Kelly Gene Burke | Financial Planning Services, Inc. independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2025 | Jun 27, 2025 |
| Jason Robert Harmon | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2025 | Jan 8, 2026 |
| Jamaal S Alexis | J.P. Morgan Securities LLC wirehouse | Kestra Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 17, 2025 | Jun 1, 2026 (166 d) |
| Heather E Hawley | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2025 | Jan 6, 2026 |
| Joel Patrick Shomaker | Onedigital institutional | Kestra Advisory Services, LLC BD affiliated | Other | Dec 4, 2025 | Dec 2, 2025 |
| Jodi Patman | Edward Jones national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2025 | Jan 6, 2026 (34 d) |
| Jae I Kim | Florida Financial Advisors, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2025 | Jan 2, 2026 (31 d) |
| Javier Michael Bento | Strategic Advisers LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 1, 2025 | Dec 10, 2025 |
| Larry Charles Singleton | Morgan Stanley wirehouse | Kestra Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 25, 2025 | Dec 11, 2025 |
| Michael James Wren | LPL Financial LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2025 | Nov 21, 2025 |
| Carrie Coghill | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 20, 2025 |
| Shana Bielich | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 19, 2025 |
| Alecia Lauretta Modahl | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 21, 2025 |
| Kristen Marie Hemmings | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Nov 19, 2025 |
| Donald Patrick Thornton | Strategic Advisers LLC national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 20, 2025 | Dec 5, 2025 |
| Jake H. Karp | Morgan Stanley wirehouse | Kestra Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 17, 2025 | Nov 20, 2025 |
| Courtney Nicole Hicks | Vanguard Advisers, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2025 | Nov 21, 2025 |
| Christopher Richard Ferrer | Financial Planning Services, Inc. independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 11, 2025 | Jun 27, 2025 |
| Daniel Bendheim | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2025 | May 28, 2026 (202 d) |
| Thomas Gregory Karlen | Petros Family Wealth, LLC independent RIA | Kestra Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 6, 2025 | Nov 4, 2025 |
| Brian Thomas Connelly | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Nov 5, 2025 |
| Kimberly Akins Young | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2025 | Nov 4, 2025 |
1,484 moves match.