DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ameritas Advisory Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gage Arturo Wellington | Equitable Advisors, LLC national BD | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2024 | Jun 28, 2024 (116 d) |
| Emanuel Castelan | Eagle Strategies LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2024 | Apr 19, 2024 (51 d) |
| Michael Scot Smith | Hornor, Townsend & Kent, LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 14, 2024 | Feb 14, 2024 |
| Zachary Evan Halvonik | Charles Schwab & Co., Inc. national BD | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 31, 2024 | Jan 18, 2024 |
| John Walter Basham | Ameriprise Financial Services, LLC national BD | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 22, 2024 | Feb 29, 2024 (38 d) |
| Michael Charles Hoffman | Centaurus Financial, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2023 | Feb 1, 2024 (48 d) |
| Curtis Brandon Reese | Cx Institutional, LLC independent RIA | Ameritas Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 9, 2023 | Feb 23, 2024 (106 d) |
| Jonathan Howard Jarvis | Prosperity Capital Advisors independent RIA | Ameritas Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 13, 2023 | Feb 5, 2024 (115 d) |
| Melissa Jean Schuerman | Cresset Asset Management, LLC independent RIA | Ameritas Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 11, 2023 | Nov 30, 2023 (50 d) |
| Lynn Marie Olson | Great Valley Advisor Group, LLC independent RIA | Ameritas Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 14, 2023 | Feb 2, 2024 (141 d) |
| Raquel Victoria Higgins | Charles Schwab & Co., Inc. national BD | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 31, 2023 | Aug 3, 2023 |
| Joseph Hong | Pruco Securities, LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2023 | Aug 21, 2023 (61 d) |
| Orlando Rafael Cruz | Missionsquare Retirement institutional | Ameritas Advisory Services, LLC BD affiliated | Other | May 23, 2023 | Jun 13, 2024 (387 d) |
| Joseph Salvatore Pantozzi | The Ascent Group, LLC independent RIA | Ameritas Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 15, 2023 | Nov 1, 2021 |
| John Alan Pelham | The Ascent Group, LLC independent RIA | Ameritas Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 15, 2023 | Mar 31, 2023 |
| Jeffrey Dean Allen | The Ascent Group, LLC independent RIA | Ameritas Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 15, 2023 | Mar 31, 2023 |
| Justin Randall Craft | The Ascent Group, LLC independent RIA | Ameritas Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 15, 2023 | Feb 24, 2023 |
| Jonathan Craig Walker | The Ascent Group, LLC independent RIA | Ameritas Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 15, 2023 | Feb 27, 2023 |
| Chad David Moseley | The Ascent Group, LLC independent RIA | Ameritas Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 15, 2023 | Mar 31, 2023 |
| Valerie Kim Laroque | The Ascent Group, LLC independent RIA | Ameritas Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 15, 2023 | May 4, 2023 |
| James Brad Lowe | The Ascent Group, LLC independent RIA | Ameritas Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 15, 2023 | Mar 31, 2023 |
| Daniel Robert Kurtz | First Command Advisory Services BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 3, 2023 | Jun 14, 2023 (72 d) |
| Benjamin Fisher | Cuna Brokerage Services, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2023 | Mar 25, 2024 (361 d) |
| Jeffrey Allen Endecott | First Command Advisory Services BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 3, 2023 | Feb 24, 2023 |
| Kalpnesh Patel | Pruco Securities, LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 2, 2023 | Mar 7, 2023 (33 d) |
| Seth Jackson Edgil | Equitable Advisors, LLC national BD | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2023 | Mar 7, 2023 (46 d) |
| Paul William Mattke | First Command Advisory Services BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 6, 2023 | Apr 27, 2023 (111 d) |
| Joshua Wilcox | Mutual Of Omaha Investor Services, Inc. independent RIA | Ameritas Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 21, 2022 | Jan 27, 2023 (37 d) |
| Elizabeth Joy Fowlks | UBS Financial Services Inc. wirehouse | Ameritas Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 12, 2022 | Jan 31, 2023 (50 d) |
| Jamison Anton Jones | Cwm, LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 21, 2022 | Feb 14, 2023 (85 d) |
| Amanda Marie Ross | Aegis Financial independent RIA | Ameritas Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 16, 2022 | Dec 20, 2022 (34 d) |
| Jori Guzhuna | Esi Financial Advisors BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2022 | Mar 1, 2023 (106 d) |
| Brian David Kirk | On Investment Management Co BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2022 | Nov 1, 2022 |
| Albert Binman | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ameritas Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 2, 2022 | Jan 2, 2026 (1157 d) |
| Joseph J Bendrihem | Park Avenue Securities LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2022 | Jan 3, 2023 (64 d) |
| Jeremy Eric Luse | Private Client Services, LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 17, 2022 | Oct 24, 2022 |
| Maggie Rhea Parker | E*Trade Capital Management, LLC independent RIA | Ameritas Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 14, 2022 | Apr 13, 2023 (181 d) |
| Elizabeth Michelle Walker-Sadler | T. Rowe Price Associates, Inc. asset manager | Ameritas Advisory Services, LLC BD affiliated | Other | Oct 11, 2022 | Dec 9, 2022 (59 d) |
| Kurt Ryan Davis | Regal Investment Advisors LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2022 | Sep 28, 2022 |
| Steven Robert Herman | Securities America Advisors, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 26, 2022 | Oct 5, 2022 |
| Cody Darrow | Oneamerica Securities, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 23, 2022 | Oct 10, 2022 |
| Michael Andrew Brandon | Cetera Advisors LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 8, 2022 | Sep 6, 2022 |
| Patrick Malcolm Pillsbury | Securities America Advisors, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2022 | Aug 2, 2022 |
| Nickolaus Lee Shannon | Pruco Securities, LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 3, 2022 | Jun 17, 2022 |
| De'Baron Davis | LPL Financial LLC independent RIA | Ameritas Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | May 13, 2022 | Apr 28, 2022 |
| Clay Thomas Symington | Cuna Brokerage Services, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2022 | May 27, 2022 (39 d) |
| Patricia Dailey | Primerica Advisors national BD | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 1, 2022 | Apr 5, 2022 |
| Philip John Slater | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Ameritas Advisory Services, LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Mar 29, 2022 | Mar 13, 2023 (349 d) |
| Malinda Starr Williams | Park Avenue Securities LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2022 | Mar 5, 2022 |
| Dawn Renee Hoover | Concorde Asset Management, LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2022 | May 9, 2022 (90 d) |
| Tzvetelina Gueorguieva Botchoukova | Fiduciary Trust International, LLC independent RIA | Ameritas Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 25, 2022 | Jan 24, 2022 |
| Nathan Steven Moore | Fbl Wealth Management, LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2022 | Feb 10, 2022 |
| Kendal Patrick Shaw | Woodbury Financial Services, Inc. BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 10, 2022 | Aug 15, 2022 (217 d) |
| Bradford Chandler Smith | On Investment Management Co BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2021 | Dec 24, 2021 |
| Hwa Jin Kim | Pruco Securities, LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2021 | Apr 5, 2022 (111 d) |
| Anthony Joseph Ratkiewicz | MML Investors Services, LLC BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 22, 2021 | Nov 18, 2021 |
| Truc Nguyen | Empower Advisory Group, LLC other | Ameritas Advisory Services, LLC BD affiliated | Other | Nov 22, 2021 | Dec 15, 2021 |
| Louay Antoine Elhadj | Dunhill & Company, LLC state registered | Ameritas Advisory Services, LLC BD affiliated | Other | Nov 17, 2021 | Feb 15, 2023 (455 d) |
| Evan Rauh | Pnc Wealth Management BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 15, 2021 | Jan 13, 2022 (59 d) |
| Michael Edward Jones | Newedge Advisors BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 30, 2021 | Jan 5, 2022 (97 d) |
312 moves match.